0000950142-13-002123.txt : 20131023
0000950142-13-002123.hdr.sgml : 20131023
20131023162505
ACCESSION NUMBER: 0000950142-13-002123
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20131022
FILED AS OF DATE: 20131023
DATE AS OF CHANGE: 20131023
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ADMA BIOLOGICS, INC.
CENTRAL INDEX KEY: 0001368514
STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836]
IRS NUMBER: 562590442
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0212
BUSINESS ADDRESS:
STREET 1: 65 COMMERCE WAY
CITY: HACKENSACK
STATE: NJ
ZIP: 07601
BUSINESS PHONE: (201) 478-5552
MAIL ADDRESS:
STREET 1: 65 COMMERCE WAY
CITY: HACKENSACK
STATE: NJ
ZIP: 07601
FORMER COMPANY:
FORMER CONFORMED NAME: R&R ACQUISITION VI, INC
DATE OF NAME CHANGE: 20060707
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ELMS STEVE
CENTRAL INDEX KEY: 0001250195
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-52120
FILM NUMBER: 131165954
MAIL ADDRESS:
STREET 1: 888 SEVENTH AVE
STREET 2: 29TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10106
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Purcell Dennis J
CENTRAL INDEX KEY: 0001297291
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-52120
FILM NUMBER: 131165955
MAIL ADDRESS:
STREET 1: AUXILIUM PHARMACEUTICALS, INC.
STREET 2: 160 WEST GERMANTOWN PIKE
CITY: NORRISTOWN
STATE: PA
ZIP: 19401
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SCHIFF ANDREW N
CENTRAL INDEX KEY: 0001172252
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-52120
FILM NUMBER: 131165956
MAIL ADDRESS:
STREET 1: PLANET ZANETT INC
STREET 2: 135 E 57TH ST
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER NAME:
FORMER CONFORMED NAME: SCHIFF DR DREW
DATE OF NAME CHANGE: 20020426
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: AISLING CAPITAL PARTNERS, LP
CENTRAL INDEX KEY: 0001376172
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-52120
FILM NUMBER: 131165957
BUSINESS ADDRESS:
STREET 1: 888 SEVENTH AVENUE
STREET 2: 30TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10106
BUSINESS PHONE: (212) 651-6380
MAIL ADDRESS:
STREET 1: 888 SEVENTH AVENUE
STREET 2: 30TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10106
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: AISLING CAPITAL PARTNERS LLC
CENTRAL INDEX KEY: 0001376171
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-52120
FILM NUMBER: 131165958
BUSINESS ADDRESS:
STREET 1: 888 SEVENTH AVENUE
STREET 2: 30TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10106
BUSINESS PHONE: (212) 651-6380
MAIL ADDRESS:
STREET 1: 888 SEVENTH AVENUE
STREET 2: 30TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10106
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Aisling Capital II LP
CENTRAL INDEX KEY: 0001350778
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-52120
FILM NUMBER: 131165959
BUSINESS ADDRESS:
STREET 1: 88 SEVENTH AVE 30TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10106
MAIL ADDRESS:
STREET 1: 88 SEVENTH AVE 30TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10106
4
1
es1301172_4-adma.xml
OWNERSHIP DOCUMENT
X0306
4
2013-10-22
0
0001368514
ADMA BIOLOGICS, INC.
ADMA
0001350778
Aisling Capital II LP
888 SEVENTH AVENUE
30TH FLOOR
NEW YORK
NY
10106
0
0
1
0
0001376171
AISLING CAPITAL PARTNERS LLC
888 SEVENTH AVENUE
30TH FLOOR
NEW YORK
NY
10106
0
0
1
0
0001376172
AISLING CAPITAL PARTNERS, LP
888 SEVENTH AVENUE
30TH FLOOR
NEW YORK
NY
10106
0
0
1
0
0001172252
SCHIFF ANDREW N
888 SEVENTH AVENUE
30TH FLOOR
NEW YORK
NY
10106
0
0
1
0
0001297291
Purcell Dennis J
888 SEVENTH AVENUE
30TH FLOOR
NEW YORK
NY
10106
0
0
1
0
0001250195
ELMS STEVE
888 SEVENTH AVENUE
30TH FLOOR
NEW YORK
NY
10106
0
0
1
0
Common Stock
2013-10-22
4
P
0
411765
8.50
A
3620143
I
By Aisling Capital II, LP
After giving effect to the stock split at a ratio of 1.27-for-1 effected by ADMA Biologics, Inc. on April 4, 2013.
The reportable securities are owned directly by Aisling Capital II, LP ("Aisling"), and held indirectly by Aisling Capital Partners, LP ("Aisling GP"), as general partner of Aisling, Aisling Capital Partners LLC ("Aisling Partners"), as general partner of Aisling GP, and each of the individual managing members of Aisling Partners. The individual managing members (collectively, the "Managers") of Aisling Partners are Dennis Purcell, Dr. Andrew Schiff and Steve Elms. Aisling GP, Aisling Partners and the Managers share voting and dispositive power over the shares directly held by Aisling.
/s/ Lloyd Appel
2013-10-22
/s/ Lloyd Appel
2013-10-22
/s/ Lloyd Appel
2013-10-22
/s/ Andrew N. Schiff
2013-10-22
/s/ Dennis J. Purcell
2013-10-22
/s/ Steve Elms
2013-10-22