0001140361-18-020032.txt : 20180427 0001140361-18-020032.hdr.sgml : 20180427 20180427132826 ACCESSION NUMBER: 0001140361-18-020032 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180424 FILED AS OF DATE: 20180427 DATE AS OF CHANGE: 20180427 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pappas James C CENTRAL INDEX KEY: 0001462171 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34023 FILM NUMBER: 18782553 MAIL ADDRESS: STREET 1: 920 1/2 KNOX STREET CITY: HOUSTON STATE: TX ZIP: 77007 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: US GEOTHERMAL INC CENTRAL INDEX KEY: 0001172136 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 841472231 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 390 E. PARK CENTER BLVD, STREET 2: SUITE 250 CITY: BOISE STATE: ID ZIP: 83706 BUSINESS PHONE: 208-424-1027 MAIL ADDRESS: STREET 1: 390 E. PARK CENTER BLVD, STREET 2: SUITE 250 CITY: BOISE STATE: ID ZIP: 83706 4 1 doc1.xml FORM 4 X0306 4 2018-04-24 1 0001172136 US GEOTHERMAL INC HTM 0001462171 Pappas James C C/O US GEOTHERMAL INC. 390 E PARKCENTER BLVD, SUITE 250 BOISE ID 83706 1 0 0 0 Stock Option (Right to Buy) 4.08 2018-04-24 4 D 0 8000 D 2017-03-28 2022-03-28 Common Shares 8000 0 D Stock Option (Right to Buy) 4.32 2018-04-24 4 D 0 16666 D 2016-09-30 2021-09-30 Common Shares 16666 0 D Reflects grant date; the options were subject to a vesting schedule and were 75% vested as of the effective date of a merger agreement between the Issuer and Ormat Nevada Inc., a subsidiary of Ormat Technologies, Inc. (the "Ormat Merger"). The reporting person received $10,960 as consideration for cancellation of the options pursuant to the Ormat Merger. Adjusted to reflect 6:1 stock consolidation effective November 10, 2016. The reporting person received $18,832.58 as consideration for cancellation of the options pursuant to the Ormat Merger. /s/ James C. Pappas 2018-04-26