0001140361-18-019894.txt : 20180426 0001140361-18-019894.hdr.sgml : 20180426 20180426213840 ACCESSION NUMBER: 0001140361-18-019894 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180424 FILED AS OF DATE: 20180426 DATE AS OF CHANGE: 20180426 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mink Leland L CENTRAL INDEX KEY: 0001427836 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34023 FILM NUMBER: 18780750 MAIL ADDRESS: STREET 1: C/O US GEOTHERMAL INC. STREET 2: 390 E PARKCENTER BLVD, SUITE 250 CITY: BOISE STATE: ID ZIP: 83706 FORMER NAME: FORMER CONFORMED NAME: Mink Leland R DATE OF NAME CHANGE: 20080222 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: US GEOTHERMAL INC CENTRAL INDEX KEY: 0001172136 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 841472231 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 390 E. PARK CENTER BLVD, STREET 2: SUITE 250 CITY: BOISE STATE: ID ZIP: 83706 BUSINESS PHONE: 208-424-1027 MAIL ADDRESS: STREET 1: 390 E. PARK CENTER BLVD, STREET 2: SUITE 250 CITY: BOISE STATE: ID ZIP: 83706 4 1 doc1.xml FORM 4 X0306 4 2018-04-24 1 0001172136 US GEOTHERMAL INC HTM 0001427836 Mink Leland L C/O US GEOTHERMAL INC. 390 E PARKCENTER BLVD, SUITE 250 BOISE ID 83706 1 0 0 0 Common Shares 2018-04-24 4 D 0 24729 5.45 D 0 D Stock Option (Right to Buy) 4.08 2018-04-24 4 D 0 13889 D 2017-03-28 2022-03-28 Common Shares 13889 0 D Stock Option (Right to Buy) 4.02 2018-04-24 4 D 0 13333 D 2016-03-31 2021-03-31 Common Shares 13333 0 D Stock Option (Right to Buy) 2.88 2018-04-24 4 D 0 13333 D 2015-05-15 2020-05-15 Common Shares 13333 0 D Stock Option (Right to Buy) 4.44 2018-04-24 4 D 0 16666 D 2014-04-02 2019-04-01 Common Shares 16666 0 D Stock Option (Right to Buy) 2.76 2018-04-24 4 D 0 16666 D 2013-07-22 2018-07-22 Common Shares 16666 0 D Adjusted to reflect 6:1 stock consolidation effective November 10, 2016. The shares were disposed of pursuant to a merger agreement between the Issuer and Ormat Nevada Inc., a subsidiary of Ormat Technologies, Inc. (the "Ormat Merger"). Reflects grant date; the options were subject to a vesting schedule and were 75% vested on the date of the Ormat Merger. The reporting person received $19,027.93 as consideration for cancellation of the options pursuant to the Ormat Merger. Reflects grant date; options were subject to a vesting schedule and were 100% vested on the date of the Ormat Merger. The reporting person received $19,066.19 as consideration for cancellation of the options pursuant to the Ormat Merger. The reporting person received $34,265.81 as consideration for cancellation of the options pursuant to the Ormat Merger. The reporting person recevied $16,832.66 as consideration for cancellation of the options pursuant to the Ormat Merger. The reporting person received $44,831.54 as consideration for cancellation of the options pursuant to the Ormat Merger. /s/ Kerry D. Hawkley as attorney-in-fact for Leland L. Mink 2018-04-26