0001140361-18-019891.txt : 20180426
0001140361-18-019891.hdr.sgml : 20180426
20180426213642
ACCESSION NUMBER: 0001140361-18-019891
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180424
FILED AS OF DATE: 20180426
DATE AS OF CHANGE: 20180426
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hawkley Kerry D
CENTRAL INDEX KEY: 0001427835
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34023
FILM NUMBER: 18780742
MAIL ADDRESS:
STREET 1: C/O US GEOTHERMAL INC.
STREET 2: 390 E PARKCENTER BLVD, SUITE 250
CITY: BOISE
STATE: ID
ZIP: 83706
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: US GEOTHERMAL INC
CENTRAL INDEX KEY: 0001172136
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911]
IRS NUMBER: 841472231
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 390 E. PARK CENTER BLVD,
STREET 2: SUITE 250
CITY: BOISE
STATE: ID
ZIP: 83706
BUSINESS PHONE: 208-424-1027
MAIL ADDRESS:
STREET 1: 390 E. PARK CENTER BLVD,
STREET 2: SUITE 250
CITY: BOISE
STATE: ID
ZIP: 83706
4
1
doc1.xml
FORM 4
X0306
4
2018-04-24
1
0001172136
US GEOTHERMAL INC
HTM
0001427835
Hawkley Kerry D
C/O US GEOTHERMAL INC.
390 E PARKCENTER BLVD, SUITE 250
BOISE
ID
83706
0
1
0
0
CFO & Corporate Secretary
Common Shares
2018-04-24
4
D
0
35329
5.45
D
0
D
Stock Option (Right to Buy)
4.08
2018-04-24
4
D
0
24395
D
2017-03-28
2022-03-28
Common Shares
24395
0
D
Stock Option (Right to Buy)
4.02
2018-04-24
4
D
0
30000
D
2016-03-31
2021-03-31
Common Shares
30000
0
D
Stock Option (Right to Buy)
2.88
2018-04-24
4
D
0
30000
D
2015-05-15
2020-05-15
Common Shares
30000
0
D
Stock Option (Right to Buy)
4.44
2018-04-24
4
D
0
29166
D
2014-04-02
2019-04-01
Common Shares
29166
0
D
Stock Option (Right to Buy)
2.76
2018-04-24
4
D
0
20833
D
2013-07-22
2018-07-22
Common Shares
20833
0
D
Adjusted to reflect 6:1 stock consolidation effective November 10, 2016.
The shares were disposed of pursuant to a merger agreement between the Issuer and Ormat Nevada Inc., a subsidiary of Ormat Technologies, Inc. (the "Ormat Merger").
Reflects grant date; the options were subject to a vesting schedule and were 75% vested on the date of the Ormat Merger.
The reporting person received $33,421.15 as consideration for cancellation of the options pursuant to the Ormat Merger.
Reflects grant date; options were subject to a vesting schedule and were 100% vested on the date of the Ormat Merger.
The reporting person received $42,900.00 as consideration for cancellation of the options pursuant to the Ormat Merger.
The reporting person received $77,100.00 as consideration for cancellation of the options pursuant to the Ormat Merger.
The reporting person recevied $29,457.66 as consideration for cancellation of the options pursuant to the Ormat Merger.
The reporting person received $56,040.77 as consideration for cancellation of the options pursuant to the Ormat Merger.
/s/ Kerry D. Hawkley
2018-04-26