0000921895-16-005150.txt : 20160712 0000921895-16-005150.hdr.sgml : 20160712 20160712174052 ACCESSION NUMBER: 0000921895-16-005150 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160708 FILED AS OF DATE: 20160712 DATE AS OF CHANGE: 20160712 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: US GEOTHERMAL INC CENTRAL INDEX KEY: 0001172136 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 841472231 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 390 E. PARK CENTER BLVD, STREET 2: SUITE 250 CITY: BOISE STATE: ID ZIP: 83706 BUSINESS PHONE: 208-424-1027 MAIL ADDRESS: STREET 1: 390 E. PARK CENTER BLVD, STREET 2: SUITE 250 CITY: BOISE STATE: ID ZIP: 83706 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pappas James C CENTRAL INDEX KEY: 0001462171 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34023 FILM NUMBER: 161764595 MAIL ADDRESS: STREET 1: 920 1/2 KNOX STREET CITY: HOUSTON STATE: TX ZIP: 77007 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JCP Investment Holdings, LLC CENTRAL INDEX KEY: 0001461948 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34023 FILM NUMBER: 161764596 BUSINESS ADDRESS: STREET 1: 13939 NORTHWEST FREEWAY STREET 2: SUITE 200 CITY: HOUSTON STATE: TX ZIP: 77040 BUSINESS PHONE: 713-201-6910 MAIL ADDRESS: STREET 1: 13939 NORTHWEST FREEWAY STREET 2: SUITE 200 CITY: HOUSTON STATE: TX ZIP: 77040 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JCP Investment Partners, LP CENTRAL INDEX KEY: 0001461947 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34023 FILM NUMBER: 161764597 BUSINESS ADDRESS: STREET 1: 13939 NORTHWEST FREEWAY STREET 2: SUITE 200 CITY: HOUSTON STATE: TX ZIP: 77040 BUSINESS PHONE: 713-201-6910 MAIL ADDRESS: STREET 1: 13939 NORTHWEST FREEWAY STREET 2: SUITE 200 CITY: HOUSTON STATE: TX ZIP: 77040 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JCP Drawdown Partnership III, LP CENTRAL INDEX KEY: 0001669137 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34023 FILM NUMBER: 161764598 BUSINESS ADDRESS: STREET 1: 1177 WEST LOOP SOUTH STREET 2: SUITE 1650 CITY: HOUSTON STATE: TX ZIP: 77027 BUSINESS PHONE: 713.333.5540 MAIL ADDRESS: STREET 1: 1177 WEST LOOP SOUTH STREET 2: SUITE 1650 CITY: HOUSTON STATE: TX ZIP: 77027 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JCP Investment Management, LLC CENTRAL INDEX KEY: 0001461945 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34023 FILM NUMBER: 161764600 BUSINESS ADDRESS: STREET 1: 1177 WEST LOOP SOUTH STREET 2: SUITE 1650 CITY: HOUSTON STATE: TX ZIP: 77027 BUSINESS PHONE: 713-201-6910 MAIL ADDRESS: STREET 1: 1177 WEST LOOP SOUTH STREET 2: SUITE 1650 CITY: HOUSTON STATE: TX ZIP: 77027 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JCP Investment Partnership, LP CENTRAL INDEX KEY: 0001461946 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34023 FILM NUMBER: 161764599 BUSINESS ADDRESS: STREET 1: 13939 NORTHWEST FREEWAY STREET 2: SUITE 200 CITY: HOUSTON STATE: TX ZIP: 77040 BUSINESS PHONE: 713-201-6910 MAIL ADDRESS: STREET 1: 13939 NORTHWEST FREEWAY STREET 2: SUITE 200 CITY: HOUSTON STATE: TX ZIP: 77040 4 1 form408569026_07122016.xml OWNERSHIP DOCUMENT X0306 4 2016-07-08 0 0001172136 US GEOTHERMAL INC HTM 0001461945 JCP Investment Management, LLC 1177 WEST LOOP SOUTH SUITE 1650 HOUSTON TX 77027 0 0 1 0 0001461946 JCP Investment Partnership, LP 1177 WEST LOOP SOUTH SUITE 1650 HOUSTON TX 77027 0 0 0 1 See Footnote 1 0001669137 JCP Drawdown Partnership III, LP 1177 WEST LOOP SOUTH SUITE 1650 HOUSTON TX 77027 0 0 0 1 See Footnote 1 0001461947 JCP Investment Partners, LP 1177 WEST LOOP SOUTH SUITE 1650 HOUSTON TX 77027 0 0 1 0 0001461948 JCP Investment Holdings, LLC 1177 WEST LOOP SOUTH SUITE 1650 HOUSTON TX 77027 0 0 1 0 0001462171 Pappas James C 1177 WEST LOOP SOUTH SUITE 1650 HOUSTON TX 77027 0 0 1 0 Common Stock 2016-07-08 4 P 0 413500 0.8500 A 10527640 I By: JCP Drawdown Partnership III, LP Common Stock 5630160 I By: JCP Investment Partnership, LP This Form 4 is filed jointly by JCP Investment Partnership, LP ("JCP Partnership"), JCP Drawdown Partnership III, LP ("JCP Drawdown III"), JCP Investment Partners, LP ("JCP Partners"), JCP Investment Holdings, LLC ("JCP Holdings"), JCP Investment Management, LLC ("JCP Management") and James C. Pappas (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein. Represents shares of Common Stock owned directly by JCP Partnership. JCP Partners, as the general partner of JCP Partnership, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. JCP Holdings, as the general partner of JCP Partners, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. JCP Management, as the investment manager of JCP Partnership, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. Mr. Pappas, as the managing member of JCP Management and the sole member of JCP Holdings, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. Represents shares of Common Stock owned directly by JCP Drawdown III. JCP Partners, as the general partner of JCP Drawdown III, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Drawdown III. JCP Holdings, as the general partner of JCP Partners, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Drawdown III. JCP Management, as the investment manager of JCP Drawdown III, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Drawdown III. Mr. Pappas, as the managing member of JCP Management and the sole member of JCP Holdings, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Drawdown III. JCP Investment Management, LLC, By: /s/ James C. Pappas, Managing Member 2016-07-12 JCP Investment Partnership, LP, By: JCP Investment Management, LLC, Investment Manager, By: /s/ James C. Pappas, Managing Member 2016-07-12 JCP Drawdown Partnership III, LP, By: JCP Investment Management, LLC, Investment Manager, By: /s/ James C. Pappas, Managing Member 2016-07-12 JCP Investment Partners, LP, By: JCP Investment Holdings, LLC, General Partner, By: /s/ James C. Pappas, Sole Member 2016-07-12 JCP Investment Holdings, LLC, By: /s/ James C. Pappas, Sole Member 2016-07-12 /s/ James C. Pappas 2016-07-12