0000921895-16-004388.txt : 20160509
0000921895-16-004388.hdr.sgml : 20160509
20160509180244
ACCESSION NUMBER: 0000921895-16-004388
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160505
FILED AS OF DATE: 20160509
DATE AS OF CHANGE: 20160509
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: US GEOTHERMAL INC
CENTRAL INDEX KEY: 0001172136
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911]
IRS NUMBER: 841472231
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 390 E. PARK CENTER BLVD,
STREET 2: SUITE 250
CITY: BOISE
STATE: ID
ZIP: 83706
BUSINESS PHONE: 208-424-1027
MAIL ADDRESS:
STREET 1: 390 E. PARK CENTER BLVD,
STREET 2: SUITE 250
CITY: BOISE
STATE: ID
ZIP: 83706
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Pappas James C
CENTRAL INDEX KEY: 0001462171
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34023
FILM NUMBER: 161633045
MAIL ADDRESS:
STREET 1: 920 1/2 KNOX STREET
CITY: HOUSTON
STATE: TX
ZIP: 77007
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: JCP Investment Holdings, LLC
CENTRAL INDEX KEY: 0001461948
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34023
FILM NUMBER: 161633046
BUSINESS ADDRESS:
STREET 1: 13939 NORTHWEST FREEWAY
STREET 2: SUITE 200
CITY: HOUSTON
STATE: TX
ZIP: 77040
BUSINESS PHONE: 713-201-6910
MAIL ADDRESS:
STREET 1: 13939 NORTHWEST FREEWAY
STREET 2: SUITE 200
CITY: HOUSTON
STATE: TX
ZIP: 77040
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: JCP Investment Partners, LP
CENTRAL INDEX KEY: 0001461947
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34023
FILM NUMBER: 161633047
BUSINESS ADDRESS:
STREET 1: 13939 NORTHWEST FREEWAY
STREET 2: SUITE 200
CITY: HOUSTON
STATE: TX
ZIP: 77040
BUSINESS PHONE: 713-201-6910
MAIL ADDRESS:
STREET 1: 13939 NORTHWEST FREEWAY
STREET 2: SUITE 200
CITY: HOUSTON
STATE: TX
ZIP: 77040
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: JCP Drawdown Partnership III, LP
CENTRAL INDEX KEY: 0001669137
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34023
FILM NUMBER: 161633048
BUSINESS ADDRESS:
STREET 1: 1177 WEST LOOP SOUTH
STREET 2: SUITE 1650
CITY: HOUSTON
STATE: TX
ZIP: 77027
BUSINESS PHONE: 713.333.5540
MAIL ADDRESS:
STREET 1: 1177 WEST LOOP SOUTH
STREET 2: SUITE 1650
CITY: HOUSTON
STATE: TX
ZIP: 77027
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: JCP Investment Management, LLC
CENTRAL INDEX KEY: 0001461945
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34023
FILM NUMBER: 161633050
BUSINESS ADDRESS:
STREET 1: 1177 WEST LOOP SOUTH
STREET 2: SUITE 1650
CITY: HOUSTON
STATE: TX
ZIP: 77027
BUSINESS PHONE: 713-201-6910
MAIL ADDRESS:
STREET 1: 1177 WEST LOOP SOUTH
STREET 2: SUITE 1650
CITY: HOUSTON
STATE: TX
ZIP: 77027
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: JCP Investment Partnership, LP
CENTRAL INDEX KEY: 0001461946
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34023
FILM NUMBER: 161633049
BUSINESS ADDRESS:
STREET 1: 13939 NORTHWEST FREEWAY
STREET 2: SUITE 200
CITY: HOUSTON
STATE: TX
ZIP: 77040
BUSINESS PHONE: 713-201-6910
MAIL ADDRESS:
STREET 1: 13939 NORTHWEST FREEWAY
STREET 2: SUITE 200
CITY: HOUSTON
STATE: TX
ZIP: 77040
4
1
form408569026_05092016.xml
OWNERSHIP DOCUMENT
X0306
4
2016-05-05
0
0001172136
US GEOTHERMAL INC
HTM
0001461945
JCP Investment Management, LLC
1177 WEST LOOP SOUTH
SUITE 1650
HOUSTON
TX
77027
0
0
1
0
0001461946
JCP Investment Partnership, LP
1177 WEST LOOP SOUTH
SUITE 1650
HOUSTON
TX
77027
0
0
0
1
See Footnote 1
0001669137
JCP Drawdown Partnership III, LP
1177 WEST LOOP SOUTH
SUITE 1650
HOUSTON
TX
77027
0
0
0
1
See Footnote 1
0001461947
JCP Investment Partners, LP
1177 WEST LOOP SOUTH
SUITE 1650
HOUSTON
TX
77027
0
0
1
0
0001461948
JCP Investment Holdings, LLC
1177 WEST LOOP SOUTH
SUITE 1650
HOUSTON
TX
77027
0
0
1
0
0001462171
Pappas James C
1177 WEST LOOP SOUTH
SUITE 1650
HOUSTON
TX
77027
0
0
1
0
Common Stock
2016-05-05
4
P
0
66873
0.7596
A
7159810
I
By: JCP Drawdown Partnership III, LP
Common Stock
2016-05-09
4
P
0
83781
0.7688
A
7243591
I
By: JCP Drawdown Partnership III, LP
Common Stock
5630160
I
By: JCP Investment Partnership, LP
This Form 4 is filed jointly by JCP Investment Partnership, LP ("JCP Partnership"), JCP Drawdown Partnership III, LP ("JCP Drawdown III"), JCP Investment Partners, LP ("JCP Partners"), JCP Investment Holdings, LLC ("JCP Holdings"), JCP Investment Management, LLC ("JCP Management") and James C. Pappas (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein.
Represents shares of Common Stock owned directly by JCP Partnership. JCP Partners, as the general partner of JCP Partnership, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. JCP Holdings, as the general partner of JCP Partners, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. JCP Management, as the investment manager of JCP Partnership, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. Mr. Pappas, as the managing member of JCP Management and the sole member of JCP Holdings, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership.
Represents shares of Common Stock owned directly by JCP Drawdown III. JCP Partners, as the general partner of JCP Drawdown III, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Drawdown III. JCP Holdings, as the general partner of JCP Partners, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Drawdown III. JCP Management, as the investment manager of JCP Drawdown III, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Drawdown III. Mr. Pappas, as the managing member of JCP Management and the sole member of JCP Holdings, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Drawdown III.
JCP Investment Management, LLC, By: /s/ James C. Pappas, Managing Member
2016-05-09
JCP Investment Partnership, LP, By: JCP Investment Management, LLC, Investment Manager, By: /s/ James C. Pappas, Managing Member
2016-05-09
JCP Drawdown Partnership III, LP, By: JCP Investment Management, LLC, Investment Manager, By: /s/ James C. Pappas, Managing Member
2016-05-09
JCP Investment Partners, LP, By: JCP Investment Holdings, LLC, General Partner, By: /s/ James C. Pappas, Sole Member
2016-05-09
JCP Investment Holdings, LLC, By: /s/ James C. Pappas, Sole Member
2016-05-09
/s/ James C. Pappas
2016-05-09