0001172036-23-000005.txt : 20231107 0001172036-23-000005.hdr.sgml : 20231107 20231106182640 ACCESSION NUMBER: 0001172036-23-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230930 FILED AS OF DATE: 20231107 DATE AS OF CHANGE: 20231106 EFFECTIVENESS DATE: 20231107 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SONATA CAPITAL GROUP INC CENTRAL INDEX KEY: 0001172036 IRS NUMBER: 912035283 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10198 FILM NUMBER: 231381087 BUSINESS ADDRESS: STREET 1: 2001 6TH AVE STREET 2: SUITE 3410 CITY: SEATTLE STATE: WA ZIP: 98121 BUSINESS PHONE: 2062564400 MAIL ADDRESS: STREET 1: 2001 6TH AVENUE STREET 2: SUITE 3410 CITY: SEATTLE STATE: WA ZIP: 98121 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false true false 0001172036 XXXXXXXX 09-30-2023 09-30-2023 SONATA CAPITAL GROUP INC

2001 6TH AVENUE SUITE 3410 SEATTLE WA 98121

13F HOLDINGS REPORT 028-10198 N Shana A Moffatt 206-256-4400 Shana A Moffatt Seattle WA 11-06-2023 0 107 187345 false INFORMATION TABLE 2 13f093023.xml 3RD QUARTER '23 FORM 13F ABBVIE INC COM 00287y109 372 2494 SH SOLE 2494 0 0 ALPHABET INC. CLASS A COM 02079k305 487 3720 SH SOLE 3720 0 0 ALPHABET INC. CLASS C COM 02079k107 736 5580 SH SOLE 5580 0 0 ALTRIA GROUP INC COM 02209s103 205 4864 SH SOLE 4864 0 0 AMAZON.COM INC COM 023135106 5446 42845 SH SOLE 42845 0 0 APPLE INC COM 037833100 7901 46146 SH SOLE 46146 0 0 BANK OF AMERICA CORP COM 060505104 282 10300 SH SOLE 10300 0 0 BERKSHIRE HATHAWAY CLASS B COM 084670702 4326 12350 SH SOLE 12350 0 0 BOEING CO COM 097023105 283 1478 SH SOLE 1478 0 0 C BOND SYSTEMS INC COM 12508x109 0 50000 SH SOLE 50000 0 0 CANADIAN PACIFIC KANSA F COM 13646k108 268 3605 SH SOLE 3605 0 0 CATERPILLAR INC COM 149123101 250 916 SH SOLE 916 0 0 CHEVRON CORP COM 166764100 359 2128 SH SOLE 2128 0 0 CISCO SYSTEMS INC COM 17275r102 235 4373 SH SOLE 4373 0 0 CONSTELLATION BRAND CLASS A COM 21036p108 214 850 SH SOLE 850 0 0 COSTCO WHOLESALE CO COM 22160k105 926 1639 SH SOLE 1639 0 0 DOVER CORP COM 260003108 287 2056 SH SOLE 2056 0 0 EATON CORP PLC F COM g29183103 391 1835 SH SOLE 1835 0 0 EXXON MOBIL CORP COM 30231g102 407 3462 SH SOLE 3462 0 0 JOHNSON & JOHNSON COM 478160104 609 3911 SH SOLE 3911 0 0 JPMORGAN CHASE & CO COM 46625h100 1740 11996 SH SOLE 11996 0 0 MCDONALDS CORP COM 580135101 497 1887 SH SOLE 1887 0 0 MERCK & CO. INC. COM 58933y105 741 7199 SH SOLE 7199 0 0 META PLATFORMS INC CLASS A COM 30303m102 527 1757 SH SOLE 1757 0 0 MICROSOFT CORP COM 594918104 9554 30258 SH SOLE 30258 0 0 NVIDIA CORP COM 67066g104 209 480 SH SOLE 480 0 0 ORACLE CORP COM 68389x105 424 4000 SH SOLE 4000 0 0 PACCAR INC COM 693718108 232 2730 SH SOLE 2730 0 0 PALO ALTO NETWORKS COM 697435105 352 1500 SH SOLE 1500 0 0 PROCTER & GAMBLE COM 742718109 324 2221 SH SOLE 2221 0 0 SALESFORCE INC COM 79466l302 297 1467 SH SOLE 1467 0 0 STARBUCKS CORP COM 855244109 461 5049 SH SOLE 5049 0 0 TESLA INC COM 88160r101 213 850 SH SOLE 850 0 0 UNITEDHEALTH GRP INC COM 91324p102 604 1197 SH SOLE 1197 0 0 VERIZON COMMUNICATN COM 92343v104 278 8589 SH SOLE 8589 0 0 VISA INC CLASS A COM 92826c839 402 1747 SH SOLE 1747 0 0 WALT DISNEY CO COM 254687106 270 3332 SH SOLE 3332 0 0 ZOETIS INC CLASS A COM 98978v103 435 2499 SH SOLE 2499 0 0 ENERGY SELECT SECTOR SPDR ETF ETF 81369y506 371 4103 SH SOLE 4103 0 0 INVSC QQQ TRUST SRS 1 ETF IV ETF 46090e103 722 2016 SH SOLE 2016 0 0 ISHARES COHEN AND STEERS REIT ETF 464287564 803 16008 SH SOLE 16008 0 0 ISHARES CORE S&P 500 ETF ETF 464287200 2714 6321 SH SOLE 6321 0 0 ISHARES CORE S&P MID-CAP ETF ETF 464287507 3957 15869 SH SOLE 15869 0 0 ISHARES CORE S&P SMALL-CAP ETF ETF 464287804 694 7362 SH SOLE 7362 0 0 ISHARES DOW JONES US ETF ETF 464287846 632 6049 SH SOLE 6049 0 0 ISHARES MSCI EAFE ETF ETF 464287465 261 3784 SH SOLE 3784 0 0 ISHARES MSCI EMERGING MARKETS ETF 464287234 982 25889 SH SOLE 25889 0 0 ISHARES PREFERRED INCOME SEC E ETF 464288687 766 25405 SH SOLE 25405 0 0 ISHARES RUSSELL 1000 GROWTH ET ETF 464287614 10499 39470 SH SOLE 39470 0 0 ISHARES RUSSELL 1000 VALUE ETF ETF 464287598 8216 54117 SH SOLE 54117 0 0 ISHARES RUSSELL 2000 ETF ETF 464287655 621 3514 SH SOLE 3514 0 0 ISHARES RUSSELL 2000 GROWTH ET ETF 464287648 2306 10288 SH SOLE 10288 0 0 ISHARES RUSSELL 2000 VALUE ETF ETF 464287630 10980 81000 SH SOLE 81000 0 0 ISHARES RUSSELL 3000 ETF ETF 464287689 827 3375 SH SOLE 3375 0 0 ISHARES RUSSELL MID CAP ETF ETF 464287499 12833 185309 SH SOLE 185309 0 0 ISHARES RUSSELL MID CAP VALUE ETF 464287473 1273 12196 SH SOLE 12196 0 0 ISHARES S&P 500 GROWTH ETF ETF 464287309 5800 84778 SH SOLE 84778 0 0 ISHARES S&P 500 VALUE ETF ETF 464287408 2123 13798 SH SOLE 13798 0 0 ISHARES S&P MID CAP 400 VALUE ETF 464287705 1902 18840 SH SOLE 18840 0 0 ISHARES S&P SMALL CAP 600 ETF ETF 464287879 3592 40263 SH SOLE 40263 0 0 ISHARES S&P SMLL CAP 600 GRTH ETF 464287887 928 8459 SH SOLE 8459 0 0 ISHARES SELECT DIVIDEND ETF ETF 464287168 3726 34615 SH SOLE 34615 0 0 ISHARES U S CONSUMER DISCRTRY ETF 464287580 609 9096 SH SOLE 9096 0 0 ISHARES US HEALTHCARE ETF ETF 464287762 243 900 SH SOLE 900 0 0 ISHARES US INDUSTRIALS ETF ETF 464287754 242 2400 SH SOLE 2400 0 0 ISHARES US REAL ESTATE ETF ETF 464287739 232 2972 SH SOLE 2972 0 0 ISHARES US TECHNOLOGY ETF ETF 464287721 1202 11460 SH SOLE 11460 0 0 SELECT STR FINANCIAL SELECT SP ETF 81369y605 212 6400 SH SOLE 6400 0 0 SPDR DOW JONES INDUSTRIAL AVER ETF 252787106 341 1019 SH SOLE 1019 0 0 SPDR S&P 500 ETF ETF 78462f103 1731 4049 SH SOLE 4049 0 0 SPDR S&P 500 GROWTH ETF ETF 78464a409 240 4055 SH SOLE 4055 0 0 SPDR S&P MIDCAP 400 ETF ETF 78467y107 4190 9176 SH SOLE 9176 0 0 SPDR S&P SEMICONDUCTOR ETF ETF 78464a862 423 2160 SH SOLE 2160 0 0 TECHNOLOGY SELECT SECTOR SPDR ETF 81369y803 1990 12140 SH SOLE 12140 0 0 VANGUARD DIVIDEND APPRECIATION ETF 921908844 2110 13581 SH SOLE 13581 0 0 VANGUARD ENERGY ETF ETF 92204a306 1198 9455 SH SOLE 9455 0 0 VANGUARD FTSE EUROPE ETF ETF 922042874 580 10018 SH SOLE 10018 0 0 VANGUARD HEALTH CARE ETF ETF 92204a504 530 2255 SH SOLE 2255 0 0 VANGUARD HIGH DIVIDEND YIELD E ETF 921946406 7614 73694 SH SOLE 73694 0 0 VANGUARD INDUSTRIALS ETF ETF 92204a603 887 4550 SH SOLE 4550 0 0 VANGUARD INFORMATION TECHNOLOG ETF 92204a702 473 1140 SH SOLE 1140 0 0 VANGUARD MID CAP ETF ETF 922908629 523 2512 SH SOLE 2512 0 0 VANGUARD MID CAP VALUE ETF ETF 922908512 314 2400 SH SOLE 2400 0 0 VANGUARD SMALL CAP VALUE ETF ETF 922908611 1121 7026 SH SOLE 7026 0 0 VANGUARD TOTAL STOCK MARKET ET ETF 922908769 6999 32949 SH SOLE 32949 0 0 WISDOMTREE US TOTAL DIVIDEND E ETF 97717w109 1120 18620 SH SOLE 18620 0 0 ISHARES BRD USD INV GRD CORP B ETF 464288620 227 4725 SH SOLE 4725 0 0 ISHARES CORE US AGGREGATE BOND ETF 464287226 500 5321 SH SOLE 5321 0 0 ISHARES IBND DEC 2025 TRM MUN ETF 46435u432 1629 62460 SH SOLE 62460 0 0 ISHARES IBONDS DEC 2023 MUNI B ETF 46435g318 3052 119565 SH SOLE 119565 0 0 ISHARES IBONDS DEC 2023 TERM E ETF 46434vax8 6002 236677 SH SOLE 236677 0 0 ISHARES IBONDS DEC 2024 TRM ET ETF 46434vbg4 5518 223120 SH SOLE 223120 0 0 ISHARES IBOXX HIGH YIELD BOND ETF 464288513 537 7285 SH SOLE 7285 0 0 ISHARES IBOXX INVT GRADE BOND ETF 464287242 1735 17005 SH SOLE 17005 0 0 ISHARES NATIONAL MUNI BOND ETF ETF 464288414 894 8714 SH SOLE 8714 0 0 ISHARES TIPS BOND ETF ETF 464287176 923 8900 SH SOLE 8900 0 0 ISHARES TRT IS 5-10 INV GR CR ETF 464288638 248 5100 SH SOLE 5100 0 0 ISHARS IBND DEC 2024 TRM MUNI ETF 46435u697 2770 107830 SH SOLE 107830 0 0 ISHR IBND DEC 2025 TRM ETF ETF 46434vbd1 2348 96329 SH SOLE 96329 0 0 JPMORGAN ULTRA SHORT INCOME ET ETF 46641q837 207 4118 SH SOLE 4118 0 0 JPMORGAN ULTRA SHRT MUNCIPL IN ETF 46641q654 616 12210 SH SOLE 12210 0 0 SPDR BLOOMBERG CONVRTBL SECRS ETF 78464a359 530 7810 SH SOLE 7810 0 0 VANGUARD INTERMEDIATE TERM BON ETF 921937819 539 7451 SH SOLE 7451 0 0 VANGUARD IT CORP BOND ETF ETF 92206c870 613 8067 SH SOLE 8067 0 0 VANGUARD MUNI BND TAX EXEMPT E ETF 922907746 2459 51130 SH SOLE 51130 0 0 VANGUARD ST CORP BOND ETF ETF 92206c409 1143 15206 SH SOLE 15206 0 0 VANGUARD TOTAL BOND MARKET ETF ETF 921937835 659 9442 SH SOLE 9442 0 0