0001010412-15-000106.txt : 20150717 0001010412-15-000106.hdr.sgml : 20150717 20150717111532 ACCESSION NUMBER: 0001010412-15-000106 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150405 FILED AS OF DATE: 20150717 DATE AS OF CHANGE: 20150717 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Sundance Strategies, Inc. CENTRAL INDEX KEY: 0001171838 STANDARD INDUSTRIAL CLASSIFICATION: INSURANCE AGENTS BROKERS & SERVICES [6411] IRS NUMBER: 880515333 STATE OF INCORPORATION: NV FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 4626 NORTH 300 WEST, SUITE 365 CITY: PROVO STATE: UT ZIP: 84604 BUSINESS PHONE: 801-705-8968 MAIL ADDRESS: STREET 1: 4626 NORTH 300 WEST, SUITE 365 CITY: PROVO STATE: UT ZIP: 84604 FORMER COMPANY: FORMER CONFORMED NAME: JAVA EXPRESS INC DATE OF NAME CHANGE: 20020422 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mattingly Ty D. CENTRAL INDEX KEY: 0001573829 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-50547 FILM NUMBER: 15993048 MAIL ADDRESS: STREET 1: 22 WEST 620 SOUTH CITY: OREM STATE: UT ZIP: 84058 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2015-04-05 0 0001171838 Sundance Strategies, Inc. SUND 0001573829 Mattingly Ty D. 22 WEST 620 SOUTH OREM UT 84058 1 0 1 0 Common Stock 4000000 I Primary Colors, LLC. Common Stock 1500000 I North Shore Foundation, LLP. Stock Option 0.77 2014-04-05 2018-03-31 Common Stock 375000 375000 D Stock Option 0.77 2015-04-05 4 A 0 62500 0.77 A 2015-04-05 2018-03-31 Common Stock 62500 437500 D A total of 500,000 stock options were granted on April 5, 2013, with a five year term, expiring March 31, 2018, and all with an exercise price of $0.77 per share. Of these stock options, 375,000 have vested as of March 31, 2015, with 62,500 stock options vesting on April 5, 2015, and an additional 62,500 stock options vesting April 5, 2016. Mr. Mattingly is the beneficial owner of Primary Colors, LLC. Mr. Mattingly is the beneficial owner of North Shore Foundation, LLP. /s/ Ty Mattingly 2015-07-16