0001010412-15-000106.txt : 20150717
0001010412-15-000106.hdr.sgml : 20150717
20150717111532
ACCESSION NUMBER: 0001010412-15-000106
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150405
FILED AS OF DATE: 20150717
DATE AS OF CHANGE: 20150717
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Sundance Strategies, Inc.
CENTRAL INDEX KEY: 0001171838
STANDARD INDUSTRIAL CLASSIFICATION: INSURANCE AGENTS BROKERS & SERVICES [6411]
IRS NUMBER: 880515333
STATE OF INCORPORATION: NV
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 4626 NORTH 300 WEST, SUITE 365
CITY: PROVO
STATE: UT
ZIP: 84604
BUSINESS PHONE: 801-705-8968
MAIL ADDRESS:
STREET 1: 4626 NORTH 300 WEST, SUITE 365
CITY: PROVO
STATE: UT
ZIP: 84604
FORMER COMPANY:
FORMER CONFORMED NAME: JAVA EXPRESS INC
DATE OF NAME CHANGE: 20020422
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Mattingly Ty D.
CENTRAL INDEX KEY: 0001573829
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-50547
FILM NUMBER: 15993048
MAIL ADDRESS:
STREET 1: 22 WEST 620 SOUTH
CITY: OREM
STATE: UT
ZIP: 84058
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2015-04-05
0
0001171838
Sundance Strategies, Inc.
SUND
0001573829
Mattingly Ty D.
22 WEST 620 SOUTH
OREM
UT
84058
1
0
1
0
Common Stock
4000000
I
Primary Colors, LLC.
Common Stock
1500000
I
North Shore Foundation, LLP.
Stock Option
0.77
2014-04-05
2018-03-31
Common Stock
375000
375000
D
Stock Option
0.77
2015-04-05
4
A
0
62500
0.77
A
2015-04-05
2018-03-31
Common Stock
62500
437500
D
A total of 500,000 stock options were granted on April 5, 2013, with a five year term, expiring March 31, 2018, and all with an exercise price of $0.77 per share. Of these stock options, 375,000 have vested as of March 31, 2015, with 62,500 stock options vesting on April 5, 2015, and an additional 62,500 stock options vesting April 5, 2016.
Mr. Mattingly is the beneficial owner of Primary Colors, LLC.
Mr. Mattingly is the beneficial owner of North Shore Foundation, LLP.
/s/ Ty Mattingly
2015-07-16