0001415889-22-001676.txt : 20220223
0001415889-22-001676.hdr.sgml : 20220223
20220223164305
ACCESSION NUMBER: 0001415889-22-001676
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220218
FILED AS OF DATE: 20220223
DATE AS OF CHANGE: 20220223
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Kaplan Michael L.
CENTRAL INDEX KEY: 0001587883
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34851
FILM NUMBER: 22664546
MAIL ADDRESS:
STREET 1: 6312 SOUTH FIDDLERS GREEN CIRCLE
CITY: GREENWOOD VILLAGE
STATE: CO
ZIP: 80111
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: RED ROBIN GOURMET BURGERS INC
CENTRAL INDEX KEY: 0001171759
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812]
IRS NUMBER: 841573084
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1226
BUSINESS ADDRESS:
STREET 1: 6312 FIDDLER'S GREEN CIRCLE
STREET 2: SUITE 200 NORTH
CITY: GREENWOOD VILLAGE
STATE: CO
ZIP: 80111
BUSINESS PHONE: 3038466000
MAIL ADDRESS:
STREET 1: 6312 FIDDLER'S GREEN CIRCLE
STREET 2: SUITE 200 NORTH
CITY: GREENWOOD VILLAGE
STATE: CO
ZIP: 80111
4
1
form4-02232022_010251.xml
X0306
4
2022-02-18
0001171759
RED ROBIN GOURMET BURGERS INC
RRGB
0001587883
Kaplan Michael L.
6312 S FIDDLER'S GREEN CIRCLE
SUITE 200N
GREENWOOD VILLAGE
CO
80111
false
true
false
false
CHIEF LEGAL OFFICER
Common Stock
2022-02-18
4
F
0
94
17.10
D
22498
D
On March 19, 2019, the reporting person received a grant of performance share units (PSUs) representing 7,486 shares of the issuer's common stock (at target) under the issuer's 2017 Performance Incentive Plan, as amended. The PSUs cliff vest at the end of a three year performance cycle with the number of PSUs earned determined based on achievement of performance objectives approved by the issuer's Compensation Committee for each year in the performance cycle. On February 5, 2020, the issuer's Compensation Committee determined that the objectives for the first tranche were achieved, resulting in 335 shares being earned by the reporting person, as previously reported. No shares were earned with respect to the second and third tranches. In connection with the vesting of and issuance of such 335 shares, the reporting person sold 94 of such shares to the issuer to satisfy tax withholding obligations. The sale was approved by the issuer's Compensation Committee in accordance with Rule 16b-3(d)(1) of the Exchange Act (the "Act"), and as such, the sale is exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.
Includes 12,354 shares subject to vesting and forfeiture restrictions.
/s/ Michael L. Kaplan
2022-02-23