0001179110-20-003858.txt : 20200317 0001179110-20-003858.hdr.sgml : 20200317 20200317195857 ACCESSION NUMBER: 0001179110-20-003858 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200315 FILED AS OF DATE: 20200317 DATE AS OF CHANGE: 20200317 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kaplan Michael L. CENTRAL INDEX KEY: 0001587883 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34851 FILM NUMBER: 20722759 MAIL ADDRESS: STREET 1: 6312 SOUTH FIDDLERS GREEN CIRCLE CITY: GREENWOOD VILLAGE STATE: CO ZIP: 80111 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RED ROBIN GOURMET BURGERS INC CENTRAL INDEX KEY: 0001171759 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 841573084 STATE OF INCORPORATION: DE FISCAL YEAR END: 1229 BUSINESS ADDRESS: STREET 1: 6312 FIDDLER'S GREEN CIRCLE STREET 2: SUITE 200 NORTH CITY: GREENWOOD VILLAGE STATE: CO ZIP: 80111 BUSINESS PHONE: 3038466000 MAIL ADDRESS: STREET 1: 6312 FIDDLER'S GREEN CIRCLE STREET 2: SUITE 200 NORTH CITY: GREENWOOD VILLAGE STATE: CO ZIP: 80111 4 1 edgar.xml FORM 4 - X0306 4 2020-03-15 0 0001171759 RED ROBIN GOURMET BURGERS INC RRGB 0001587883 Kaplan Michael L. 6312 S. FIDDLER'S GREEN CIRCLE SUITE 200N GREENWOOD VILLAGE CO 80111 0 1 0 0 Chief Legal Officer Common Stock 2020-03-15 4 F 0 77 9.17 D 8041 D In connection with the vesting of 268 time-based restricted stock units which were granted on March 15, 2018 under the issuer's 2017 Performance Incentive Plan, as amended, the reporting person sold 77 of such shares to the issuer to satisfy tax withholding obligations. The sale was approved by the issuer's Compensation Committee in accordance with Rule 16b-3(d)(1) of the Exchange Act (the "Act"), and as such, the sale is exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder. Includes 5,293 shares subject to vesting and forfeiture restrictions. /s/ Michael L. Kaplan 2020-03-17