0001179110-20-001276.txt : 20200206
0001179110-20-001276.hdr.sgml : 20200206
20200206184406
ACCESSION NUMBER: 0001179110-20-001276
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200205
FILED AS OF DATE: 20200206
DATE AS OF CHANGE: 20200206
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Kaplan Michael L.
CENTRAL INDEX KEY: 0001587883
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34851
FILM NUMBER: 20584108
MAIL ADDRESS:
STREET 1: 6312 SOUTH FIDDLERS GREEN CIRCLE
CITY: GREENWOOD VILLAGE
STATE: CO
ZIP: 80111
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: RED ROBIN GOURMET BURGERS INC
CENTRAL INDEX KEY: 0001171759
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812]
IRS NUMBER: 841573084
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1229
BUSINESS ADDRESS:
STREET 1: 6312 FIDDLER'S GREEN CIRCLE
STREET 2: SUITE 200 NORTH
CITY: GREENWOOD VILLAGE
STATE: CO
ZIP: 80111
BUSINESS PHONE: 3038466000
MAIL ADDRESS:
STREET 1: 6312 FIDDLER'S GREEN CIRCLE
STREET 2: SUITE 200 NORTH
CITY: GREENWOOD VILLAGE
STATE: CO
ZIP: 80111
4
1
edgar.xml
FORM 4 -
X0306
4
2020-02-05
0
0001171759
RED ROBIN GOURMET BURGERS INC
RRGB
0001587883
Kaplan Michael L.
6312 S. FIDDLER'S GREEN CIRCLE
SUITE 200N
GREENWOOD VILLAGE
CO
80111
0
1
0
0
Chief Legal Officer
Common Stock
2020-02-05
4
A
0
96
0
A
7976
D
Common Stock
2020-02-05
4
A
0
335
0
A
8311
D
On March 15, 2018, the reporting person received a grant of performance share units (PSUs) representing 2,145 shares of the issuer's common stock (at target). The PSUs cliff vest at the end of a three year performance cycle, generally subject to the reporting person's continued employment through the applicable vesting date, with the number of PSUs earned and issued determined based on achievement of performance objectives approved by the issuer's compensation committee for each year in the performance cycle. On February 5, 2020, the compensation committee determined that the objectives for the second tranche (2019) were achieved at a level resulting in 96 shares being earned by the reporting person. The shares issued will not vest until the end of the three year performance cycle on December 27, 2020.
On March 19, 2019, the reporting person received a grant of performance share units (PSUs) representing 7,486 shares of the issuer's common stock (at target). The PSUs cliff vest at the end of a three year performance cycle, generally subject to the reporting person's continued employment through the applicable vesting date, with the number of PSUs earned and issued determined based on achievement of performance objectives approved by the issuer's compensation committee for each year in the performance cycle. On February 5, 2020, the compensation committee determined that the objectives for the first tranche (2019) were achieved at a level resulting in 335 shares being earned by the reporting person. The shares issued will not vest until the end of the three year performance cycle on December 26, 2021.
Includes 5,387 restricted stock units subject to vesting and forfeiture restrictions.
/s/ Michael L. Kaplan
2020-02-06