0001179110-20-001276.txt : 20200206 0001179110-20-001276.hdr.sgml : 20200206 20200206184406 ACCESSION NUMBER: 0001179110-20-001276 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200205 FILED AS OF DATE: 20200206 DATE AS OF CHANGE: 20200206 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kaplan Michael L. CENTRAL INDEX KEY: 0001587883 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34851 FILM NUMBER: 20584108 MAIL ADDRESS: STREET 1: 6312 SOUTH FIDDLERS GREEN CIRCLE CITY: GREENWOOD VILLAGE STATE: CO ZIP: 80111 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RED ROBIN GOURMET BURGERS INC CENTRAL INDEX KEY: 0001171759 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 841573084 STATE OF INCORPORATION: DE FISCAL YEAR END: 1229 BUSINESS ADDRESS: STREET 1: 6312 FIDDLER'S GREEN CIRCLE STREET 2: SUITE 200 NORTH CITY: GREENWOOD VILLAGE STATE: CO ZIP: 80111 BUSINESS PHONE: 3038466000 MAIL ADDRESS: STREET 1: 6312 FIDDLER'S GREEN CIRCLE STREET 2: SUITE 200 NORTH CITY: GREENWOOD VILLAGE STATE: CO ZIP: 80111 4 1 edgar.xml FORM 4 - X0306 4 2020-02-05 0 0001171759 RED ROBIN GOURMET BURGERS INC RRGB 0001587883 Kaplan Michael L. 6312 S. FIDDLER'S GREEN CIRCLE SUITE 200N GREENWOOD VILLAGE CO 80111 0 1 0 0 Chief Legal Officer Common Stock 2020-02-05 4 A 0 96 0 A 7976 D Common Stock 2020-02-05 4 A 0 335 0 A 8311 D On March 15, 2018, the reporting person received a grant of performance share units (PSUs) representing 2,145 shares of the issuer's common stock (at target). The PSUs cliff vest at the end of a three year performance cycle, generally subject to the reporting person's continued employment through the applicable vesting date, with the number of PSUs earned and issued determined based on achievement of performance objectives approved by the issuer's compensation committee for each year in the performance cycle. On February 5, 2020, the compensation committee determined that the objectives for the second tranche (2019) were achieved at a level resulting in 96 shares being earned by the reporting person. The shares issued will not vest until the end of the three year performance cycle on December 27, 2020. On March 19, 2019, the reporting person received a grant of performance share units (PSUs) representing 7,486 shares of the issuer's common stock (at target). The PSUs cliff vest at the end of a three year performance cycle, generally subject to the reporting person's continued employment through the applicable vesting date, with the number of PSUs earned and issued determined based on achievement of performance objectives approved by the issuer's compensation committee for each year in the performance cycle. On February 5, 2020, the compensation committee determined that the objectives for the first tranche (2019) were achieved at a level resulting in 335 shares being earned by the reporting person. The shares issued will not vest until the end of the three year performance cycle on December 26, 2021. Includes 5,387 restricted stock units subject to vesting and forfeiture restrictions. /s/ Michael L. Kaplan 2020-02-06