0001179110-20-001272.txt : 20200206 0001179110-20-001272.hdr.sgml : 20200206 20200206181658 ACCESSION NUMBER: 0001179110-20-001272 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200204 FILED AS OF DATE: 20200206 DATE AS OF CHANGE: 20200206 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Schweinfurth Lynn S CENTRAL INDEX KEY: 0001304686 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34851 FILM NUMBER: 20584026 MAIL ADDRESS: STREET 1: 6820 LBJ FREEWAY CITY: DALLAS STATE: TX ZIP: 75240 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RED ROBIN GOURMET BURGERS INC CENTRAL INDEX KEY: 0001171759 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 841573084 STATE OF INCORPORATION: DE FISCAL YEAR END: 1229 BUSINESS ADDRESS: STREET 1: 6312 FIDDLER'S GREEN CIRCLE STREET 2: SUITE 200 NORTH CITY: GREENWOOD VILLAGE STATE: CO ZIP: 80111 BUSINESS PHONE: 3038466000 MAIL ADDRESS: STREET 1: 6312 FIDDLER'S GREEN CIRCLE STREET 2: SUITE 200 NORTH CITY: GREENWOOD VILLAGE STATE: CO ZIP: 80111 4 1 edgar.xml FORM 4 - X0306 4 2020-02-04 0 0001171759 RED ROBIN GOURMET BURGERS INC RRGB 0001304686 Schweinfurth Lynn S 6312 S. FIDDLER'S GREEN CIR. STE. 200N GREENWOOD VILLAGE CO 80111 0 1 0 0 Chief Financial Officer Common Stock 2020-02-04 4 F 0 884 33.33 D 17606 D Common Stock 2020-02-05 4 A 0 552 0 A 18158 D In connection with the vesting of 2,591 time based restricted stock units which were granted on February 4, 2019, under the issuer's 2017 Performance Incentive Plan, as amended, the reporting person sold 884 of such shares to the issuer to satisfy tax withholding obligations. The sale was approved by the issuer's Compensation Committee in accordance with 16b-3(d)(1) of the Exchange Act, and as such, is exempt from Section 16(b) pursuant to Rule 16b-3(e) promulgated thereunder. On March 19, 2019, the reporting person received a grant of performance share units (PSUs) representing 12,306 shares of the issuer's common stock (at target). The PSUs cliff vest at the end of a three year performance cycle, generally subject to the reporting person's continued employment through the applicable vesting date, with the number of PSUs earned and issued determined based on achievement of performance objectives approved by the issuer's compensation committee for each year in the performance cycle. On February 5, 2020, the compensation committee determined that the objectives for the first tranche (2019) were achieved at a level resulting in 552 shares being earned by the reporting person. The shares issued will not vest until the end of the three year performance cycle on December 26, 2021. Includes 15,899 restricted stock units subject to vesting and forfeiture restrictions. /s/ Michael L. Kaplan, Attorney-in-Fact 2020-02-06