0001179110-16-020533.txt : 20160301 0001179110-16-020533.hdr.sgml : 20160301 20160301160138 ACCESSION NUMBER: 0001179110-16-020533 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160226 FILED AS OF DATE: 20160301 DATE AS OF CHANGE: 20160301 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RED ROBIN GOURMET BURGERS INC CENTRAL INDEX KEY: 0001171759 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 841573084 STATE OF INCORPORATION: DE FISCAL YEAR END: 1227 BUSINESS ADDRESS: STREET 1: 6312 FIDDLER'S GREEN CIRCLE STREET 2: SUITE 200 NORTH CITY: GREENWOOD VILLAGE STATE: CO ZIP: 80111 BUSINESS PHONE: 3038466000 MAIL ADDRESS: STREET 1: 6312 FIDDLER'S GREEN CIRCLE STREET 2: SUITE 200 NORTH CITY: GREENWOOD VILLAGE STATE: CO ZIP: 80111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Carley Stephen E. CENTRAL INDEX KEY: 0001500019 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34851 FILM NUMBER: 161473157 MAIL ADDRESS: STREET 1: 6312 SOUTH FIDDLER'S GREEN CIRCLE STREET 2: SUITE 200N CITY: GREENWOOD VILLAGE STATE: CO ZIP: 80111 4 1 edgar.xml FORM 4 - X0306 4 2016-02-26 0 0001171759 RED ROBIN GOURMET BURGERS INC RRGB 0001500019 Carley Stephen E. 6312 S. FIDDLER'S GREEN CIRCLE SUITE 200N GREENWOOD VILLAGE CO 80111 1 1 0 0 Chief Executive Officer Common Stock 2016-02-26 4 F 0 973 64.13 D 14974 D Common Stock 34552 I See footnote In connection with the vesting of 1,782 time-based restricted stock units, which were granted on February 26, 2013 under the issuer's Second Amended and Restated 2007 Performance Incentive Plan, the reporting person sold 973 of such shares to the issuer to satisfy his tax withholding obligations. The sale was approved by the issuer's Compensation Committee in accordance with Rule 16b-3(d)(1) of the Exchange Act (the "Act"), and as such, the sale is exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder. The net 809 shares were transferred to The Carley Family Trust and are now held indirectly. Includes 13,974 restricted stock units subject to vesting and forfeiture restrictions. The shares are held indirectly by the reporting person as co-trustee of The Carley Family Trust. /s/ Michael L. Kaplan, Attorney-in-Fact 2016-03-01