0001179110-15-013792.txt : 20151005 0001179110-15-013792.hdr.sgml : 20151005 20151005161457 ACCESSION NUMBER: 0001179110-15-013792 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151001 FILED AS OF DATE: 20151005 DATE AS OF CHANGE: 20151005 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RED ROBIN GOURMET BURGERS INC CENTRAL INDEX KEY: 0001171759 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 841573084 STATE OF INCORPORATION: DE FISCAL YEAR END: 1227 BUSINESS ADDRESS: STREET 1: 6312 FIDDLER'S GREEN CIRCLE STREET 2: SUITE 200 NORTH CITY: GREENWOOD VILLAGE STATE: CO ZIP: 80111 BUSINESS PHONE: 3038466000 MAIL ADDRESS: STREET 1: 6312 FIDDLER'S GREEN CIRCLE STREET 2: SUITE 200 NORTH CITY: GREENWOOD VILLAGE STATE: CO ZIP: 80111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kaplan Michael L. CENTRAL INDEX KEY: 0001587883 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34851 FILM NUMBER: 151143441 MAIL ADDRESS: STREET 1: 6312 SOUTH FIDDLERS GREEN CIRCLE CITY: GREENWOOD VILLAGE STATE: CO ZIP: 80111 4 1 edgar.xml FORM 4 - X0306 4 2015-10-01 0 0001171759 RED ROBIN GOURMET BURGERS INC RRGB 0001587883 Kaplan Michael L. 6312 S. FIDDLER'S GREEN CIRCLE SUITE 200N GREENWOOD VILLAGE CO 80111 0 1 0 0 Chief Legal Officer Common Stock 2015-10-01 4 F 0 21 76.54 D 1570 D In connection with the vesting of 68 time-based restricted stock units, which were granted on October 1, 2013 under the issuer's Second Amended and Restated 2007 Performance Incentive Plan, the reporting person sold 21 of such shares to the issuer to satisfy his tax withholding obligations. The sale was approved by the issuer's Compensation Committee in accordance with Rule 16b-3(d)(1) of the Exchange Act (the "Act"), and as such, the sale is exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder. Includes 1,349 restricted stock units subject to vesting and forfeiture restrictions. /s/ Michael L. Kaplan 2015-10-05