0001140361-22-020859.txt : 20220526 0001140361-22-020859.hdr.sgml : 20220526 20220526181812 ACCESSION NUMBER: 0001140361-22-020859 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210824 FILED AS OF DATE: 20220526 DATE AS OF CHANGE: 20220526 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MetLife Investment Management, LLC CENTRAL INDEX KEY: 0001529735 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 811-21080 FILM NUMBER: 22971901 BUSINESS ADDRESS: STREET 1: ONE METLIFE WAY CITY: WHIPPANY STATE: NJ ZIP: 07981 BUSINESS PHONE: (973)355-4000 MAIL ADDRESS: STREET 1: ONE METLIFE WAY CITY: WHIPPANY STATE: NJ ZIP: 07981 FORMER NAME: FORMER CONFORMED NAME: MetLife Investment Advisors, LLC DATE OF NAME CHANGE: 20180215 FORMER NAME: FORMER CONFORMED NAME: MetLife Investment Management, LLC DATE OF NAME CHANGE: 20131112 FORMER NAME: FORMER CONFORMED NAME: MetLife Investment Advisors Company, LLC DATE OF NAME CHANGE: 20110912 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CALAMOS CONVERTIBLE OPPORTUNITIES & INCOME FUND CENTRAL INDEX KEY: 0001171471 IRS NUMBER: 030426532 FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 2020 CALAMOS COURT STREET 2: C/O CALAMOS ADVISORS LLC CITY: NAPERVILLE STATE: IL ZIP: 60653 BUSINESS PHONE: 6302451046 MAIL ADDRESS: STREET 1: 2020 CALAMOS COURT STREET 2: C/O CALAMOS ADVISORS LLC CITY: NAPERVILLE STATE: IL ZIP: 60653 3 1 form3.xml FORM 3 X0206 3 2021-08-24 0 0001171471 CALAMOS CONVERTIBLE OPPORTUNITIES & INCOME FUND CHI 0001529735 MetLife Investment Management, LLC ONE METLIFE WAY WHIPPANY NJ 07981 true Series D Mandatory Redeemable Preferred Shares 440000 I See Footnotes These Mandatory Redeemable Preferred Shares are held directly by Metropolitan Life Insurance Company. The Reporting Person serves as investment manager to Metropolitan Life Insurance Company. The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. /s/ Israel Grafstein, Chief Compliance Officer of MetLife Investment Management, LLC 2022-05-26