-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QGaghplr0vCtfyjMXYil57quAmf0zT/WgR4jfppBW4e5Iu4Dxj0PD0KxorUDBzh/ P1cvXV0ePEbiMsEmTGC57A== 0000950134-04-000911.txt : 20040130 0000950134-04-000911.hdr.sgml : 20040130 20040130145554 ACCESSION NUMBER: 0000950134-04-000911 CONFORMED SUBMISSION TYPE: 8-A12G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20040130 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BAKERS FOOTWEAR GROUP INC CENTRAL INDEX KEY: 0001171032 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-SHOE STORES [5661] IRS NUMBER: 430577980 STATE OF INCORPORATION: MO FISCAL YEAR END: 0104 FILING VALUES: FORM TYPE: 8-A12G SEC ACT: 1934 Act SEC FILE NUMBER: 000-50563 FILM NUMBER: 04555583 BUSINESS ADDRESS: STREET 1: 2815 SCOTT AVE CITY: ST LOUIS STATE: MO ZIP: 63103 BUSINESS PHONE: 3146210699 MAIL ADDRESS: STREET 1: 2815 SCOTT AVE CITY: ST LOUIS STATE: MO ZIP: 63103 8-A12G 1 c82422e8va12g.htm FORM 8-A PURSUANT TO SECTION 12(G) e8va12g
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SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549


FORM 8-A

FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES
PURSUANT TO SECTION 12(b) OR 12(g) OF THE
SECURITIES EXCHANGE ACT OF 1934

Bakers Footwear Group, Inc.


(Exact Name of Registrant as Specified in its Charter)
     
Missouri   43-0577980

 
(State of Incorporation or Organization)   (I.R.S. Employer Identification no.)
     
2815 Scott Avenue
St. Louis, Missouri
   
63103

 
(Address of principal executive offices)   (zip code)
     
If this form relates to the registration of a class of debt securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c), please check the following box. [ ]   If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d), please check the following box. [X]
     
Securities Act registration statement file number to which this form relates:   333-86332
______________
(If applicable)

Securities to be registered pursuant to Section 12(b) of the Act:

     
Title of Each Class   Name of Each Exchange on Which
to be so Registered   Each Class is to be Registered

 
None   N/A

Securities to be registered pursuant to Section 12(g) of the Act:

     
Common Stock, par value $0.0001 per share

(Title of class)

 


Item 1. Description of Registrant’s Securities to be Registered.
Item 2. Exhibits.
SIGNATURE
EXHIBIT INDEX


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Item 1. Description of Registrant’s Securities to be Registered.

     The description of the common stock, par value $0.0001 per share (“Common Stock”), of Bakers Footwear Group, Inc. (the “Registrant”) set forth under the caption “Description of Capital Stock”, and “Anti-Takeover Effects of Some Provisions”, in the Prospectus filed by the Registrant with the Securities and Exchange Commission on April 16, 2002, as part of the Registration Statement on Form S-1 (No. 333-86332), as amended from time to time (the “Form S-1”), is incorporated by reference in answer to this Item. The Registrant has applied to have the Common Stock included in the Nasdaq National Market under the symbol “BKRS.”

Item 2. Exhibits.

     
Exhibit No.   Description of Exhibit

 
3.1(a)   Form of Restated Articles of Incorporation of the Company to be in effect immediately prior to and upon the consummation of the offering (incorporated by reference to Exhibit 3.1(a) to the Form S-1).
     
3.1(b)   Form of Restated Articles of Incorporation of the Company to be in effect following the completion of the offering (incorporated by reference to Exhibit 3.1(b) to the Form S-1).
     
3.2   Form of Restated Bylaws of the Company (incorporated by reference to Exhibit 3.2 to the Form S-1).
     
4.1   Debenture Purchase Agreement dated April 4, 2002 by and among the Company and the persons on the attached signature pages (incorporated by reference to Exhibit 4.1 to the Form S-1).
     
4.1.1   Convertible Debenture Exchange Agreement dated January 2, 2004 by and among the Company, Special Situations Private Equity Fund, L.P., Special Situations Cayman Fund, L.P., Special Situations Fund III, L.P., Julian Edison, The Crown Advisors, LLC, Crown Investment Partners, L.P. and SWB Holdings, Inc. (incorporated by reference to Exhibit 4.1.1 to Form S-1).
     
4.2.1   Second Registration Rights Agreement dated January 2, 2004 by and among the Company, Special Situations Fund III, L.P., Special Situations Cayman Fund, L.P., Special Situations Private Equity Fund, L.P., The Crown Advisors LLC, Crown Investment Partners, L.P., SWB Holdings, Inc. and Julian Edison (incorporated by reference to Exhibit 4.2.1 to Form S-1).
     
4.2.2   Form of Letter to Ryan Beck & Co., Inc. and BB&T Capital Markets, as representatives of the underwriters, relating to restrictions on transferability of common stock underlying convertible debentures (incorporated by reference to Exhibit 4.2.2 to Form S-1).

 


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Exhibit No.   Description of Exhibit

 
     
4.3   Form of Representatives’ Warrant Agreement by and among the Company, Ryan Beck & Co., Inc. and BB&T Capital Markets, a Division of Scott & Stringfellow, Inc. (incorporated by reference to Exhibit 4.3 to Form S-1).
     
4.5   Form of Letter to Ryan Beck & Co., Inc. and BB&T Capital Markets, as representatives of the underwriters, relating to restrictions on transferability of common stock (incorporated by reference to Exhibit 4.5 to Form S-1).

 


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SIGNATURE

     Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereto duly authorized.

         
    BAKERS FOOTWEAR GROUP, INC.
 
(Registrant)
         
Date: January 30, 2004   By:   /s/ PETER A. EDISON
       
        Peter A. Edison
Chairman of the Board and
Chief Executive Officer

 


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EXHIBIT INDEX

     
Exhibit No.   Description of Exhibit

 
3.1(a)   Form of Restated Articles of Incorporation of the Company to be in effect immediately prior to and upon the consummation of the offering (incorporated by reference to Exhibit 3.1(a) to the Form S-1).
     
3.1(b)   Form of Restated Articles of Incorporation of the Company to be in effect following the completion of the offering (incorporated by reference to Exhibit 3.1(b) to the Form S-1).
     
3.2   Form of Restated Bylaws of the Company (incorporated by reference to Exhibit 3.2 to the Form S-1).
     
4.1   Debenture Purchase Agreement dated April 4, 2002 by and among the Company and the persons on the attached signature pages (incorporated by reference to Exhibit 4.1 to the Form S-1).
     
4.1.1   Convertible Debenture Exchange Agreement dated January 2, 2004 by and among the Company, Special Situations Private Equity Fund, L.P., Special Situations Cayman Fund, L.P., Special Situations Fund III, L.P., Julian Edison, The Crown Advisors, LLC, Crown Investment Partners, L.P. and SWB Holdings, Inc. (incorporated by reference to Exhibit 4.1.1 to Form S-1).
     
4.2.1   Second Registration Rights Agreement dated January 2, 2004 by and among the Company, Special Situations Fund III, L.P., Special Situations Cayman Fund, L.P., Special Situations Private Equity Fund, L.P., The Crown Advisors LLC, Crown Investment Partners, L.P., SWB Holdings, Inc. and Julian Edison (incorporated by reference to Exhibit 4.2.1 to Form S-1).
     
4.2.2   Form of Letter to Ryan Beck & Co., Inc. and BB&T Capital Markets, as representatives of the underwriters, relating to restrictions on transferability of common stock underlying convertible debentures (incorporated by reference to Exhibit 4.2.2 to Form S-1).
     
4.3   Form of Representatives’ Warrant Agreement by and among the Company, Ryan Beck & Co., Inc. and BB&T Capital Markets, a Division of Scott & Stringfellow, Inc. (incorporated by reference to Exhibit 4.3 to Form S-1).
     
4.5   Form of Letter to Ryan Beck & Co., Inc. and BB&T Capital Markets, as representatives of the underwriters, relating to restrictions on transferability of common stock (incorporated by reference to Exhibit 4.5 to Form S-1).

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