0001462049-16-000004.txt : 20160822 0001462049-16-000004.hdr.sgml : 20160822 20160822161406 ACCESSION NUMBER: 0001462049-16-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160818 FILED AS OF DATE: 20160822 DATE AS OF CHANGE: 20160822 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: COSI INC CENTRAL INDEX KEY: 0001171014 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 061393745 STATE OF INCORPORATION: DE FISCAL YEAR END: 1230 BUSINESS ADDRESS: STREET 1: COSI INC STREET 2: 294 WASHINGTON STREET SUITE 510 CITY: BOSTON STATE: MA ZIP: 02108 BUSINESS PHONE: 857-415-5000 MAIL ADDRESS: STREET 1: 294 WASHINGTON STREET STREET 2: SUITE 510 CITY: BOSTON STATE: MA ZIP: 02108 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Janus Capital Institutional Advisors CENTRAL INDEX KEY: 0001618463 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36196 FILM NUMBER: 161845423 BUSINESS ADDRESS: STREET 1: 151 DETROIT STREET CITY: DENVER STATE: CO ZIP: 80206 BUSINESS PHONE: 3033364132 MAIL ADDRESS: STREET 1: 151 DETROIT STREET CITY: DENVER STATE: CO ZIP: 80206 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PLAISANCE FUND LP CENTRAL INDEX KEY: 0001462049 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36196 FILM NUMBER: 161845424 BUSINESS ADDRESS: STREET 1: C/O JANUS CAPITAL INSTITUTIONAL ADVISORS STREET 2: 151 DETROIT STREET CITY: DENVER STATE: CO ZIP: 80206 BUSINESS PHONE: 303-333-3863 MAIL ADDRESS: STREET 1: C/O JANUS CAPITAL INSTITUTIONAL ADVISORS STREET 2: 151 DETROIT STREET CITY: DENVER STATE: CO ZIP: 80206 FORMER NAME: FORMER CONFORMED NAME: Plaisance Fund LP DATE OF NAME CHANGE: 20090415 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2016-08-18 0 0001171014 COSI INC COSI 0001462049 PLAISANCE FUND LP C/O JANUS CAPITAL INSTITUTIONAL ADVISORS 151 DETROIT STREET DENVER CO 80206 0 0 1 0 0001618463 Janus Capital Institutional Advisors 151 DETROIT STREET DENVER CO 80206 0 0 1 0 COMMON STOCK 2016-08-18 4 S 0 400000 0.32 D 8305129 D The securities reported in this Form 4 are beneficially owned directly by Plaisance Fund LP ("Plaisance"). Janus Capital Institutional Advisors LLC ("JCIA"), which serves as the general partner to Plaisance, may be deemed to share voting and dispositive power over the securities held by Plaisance, and accordingly, may be deemed to be a beneficial owner of the securities reported in this Form 4 for purposes of Rule 16a-1(a) of the Securities Exchange Act of 1934, as amended. In accordance with Instruction 4(b)(iv), the entire amount of the Cosi, Inc. common stock held by Plaisance is reported herein for purposes of the indirect pecuniary interest of JCIA. Each of the Reporting Persons expressly disclaims the beneficial ownership of the shares of Cosi, Inc. common stock reported herein except to the extent of his or its pecuniary interest therein, if any, and this Form 4 shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of any such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purposes. Any disclosures made by a Reporting Person herein with respect to persons or entities other than such Reporting Person are made on information and belief after making inquiry to the appropriate party. Each of the Reporting Persons is responsible for the completeness and accuracy of the information concerning him or it contained herein, but is not responsible for the completeness and accuracy of the information concerning the others, except to the extent that he or it knows or has reason to believe that such information is inaccurate. Kristin Mariani, Vice President of Janus Capital Institutional Advisors LLC, general partner of Plaisance Fund, LP 2016-08-22 Kristin Mariani, Vice President and Secretary of Janus Capital Institutional Advisors LLC 2016-08-22