0000914121-15-000272.txt : 20150521 0000914121-15-000272.hdr.sgml : 20150521 20150521163707 ACCESSION NUMBER: 0000914121-15-000272 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150519 ITEM INFORMATION: Submission of Matters to a Vote of Security Holders FILED AS OF DATE: 20150521 DATE AS OF CHANGE: 20150521 FILER: COMPANY DATA: COMPANY CONFORMED NAME: COSI INC CENTRAL INDEX KEY: 0001171014 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 061393745 STATE OF INCORPORATION: DE FISCAL YEAR END: 1230 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-36196 FILM NUMBER: 15883230 BUSINESS ADDRESS: STREET 1: COSI INC STREET 2: 294 WASHINGTON STREET SUITE 510 CITY: BOSTON STATE: MA ZIP: 02108 BUSINESS PHONE: 857-415-5000 MAIL ADDRESS: STREET 1: 294 WASHINGTON STREET STREET 2: SUITE 510 CITY: BOSTON STATE: MA ZIP: 02108 8-K 1 co20150521-8k.htm CURRENT REPORT


UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549


FORM 8-K


CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934


Date of report (Date of earliest event reported):  May 19, 2015
 
Cosi, Inc.
(Exact Name of Registrant as Specified in Its Charter)


Delaware
000-50052
06-1393745
(State or Other Jurisdiction of Incorporation)
(Commission File Number)
(IRS Employer Identification No.)



294 Washington Street, Suite 510, Boston, MA
02108
(Address of Principal Executive Offices)
(Zip Code)

Registrant's telephone number, including area code:   (857) 415-5000

 
(Former Name or Former Address, if Changed Since Last Report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions ( see  General Instruction A.2. below):

☐      Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐      Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐      Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐      Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 
 
 




 


Item 5.07.                      Submission of Matters to a Vote of Security Holders

At the Company's Annual Meeting of Stockholders held on May 19, 2015, the following matters were submitted to the Company's stockholders:
 
 
 (1)  
The election of two directors for three-year terms ending at the Annual Meeting of Stockholders to be held in 2018 or until their successors are duly elected and qualified:
 
Directors
Votes For
Votes Withheld
Broker Non-Votes
Patrick Bennett
17,307,815
281,451
10,679,547 
David Lloyd
17,470,699
220,567
10,577,547
 
 
(2)  
The proposal to ratify the appointment of BDO USA, LLP as the Company's independent registered public accounting firm for the fiscal year ending December 28, 2015:
 
Votes For
Votes Against
Votes Abstained
Broker Non-Votes
28,215,948
48,204
4,661
-0-
 
 
(3)  
The proposal to approve, in a non-binding vote, the compensation of the Company's named executive officers as disclosed in the Company's Proxy Statement pursuant to Item 402 of Regulation S-K:

Votes For
Votes Against
Votes Abstained
Broker Non-Votes
17,424,904
165,630
100,732
10,577,547
 
Of the 40,101,189 shares eligible to vote as of the April 1, 2015 record date, more than 26,268,813 votes, or approximately 70.48% of the total shares outstanding, were represented at the meeting.
 
 
 




 
 

 
Signature
 
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
 
 
COSI, INC.
 
 
 
 
 
Date:  May 21, 2015
By:
/s/ Vicki Baue
 
 
 
Name:  Vicki Baue
 
 
 
Title:     Vice President & General Counsel, CCO