0001209191-16-148142.txt : 20161103 0001209191-16-148142.hdr.sgml : 20161103 20161103160604 ACCESSION NUMBER: 0001209191-16-148142 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161101 FILED AS OF DATE: 20161103 DATE AS OF CHANGE: 20161103 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Uni-Pixel CENTRAL INDEX KEY: 0001171012 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679] IRS NUMBER: 752926437 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4699 OLD IRONSIDE DRIVE, SUITE 300 CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 281-825-4500 MAIL ADDRESS: STREET 1: 4699 OLD IRONSIDE DRIVE, SUITE 300 CITY: SANTA CLARA STATE: CA ZIP: 95054 FORMER COMPANY: FORMER CONFORMED NAME: REAL ESTATEFOR LEASE COM INC DATE OF NAME CHANGE: 20020411 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CHRISTINE RUSSELL CENTRAL INDEX KEY: 0001226107 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34998 FILM NUMBER: 161971583 MAIL ADDRESS: STREET 1: 17165 PINE STREET CITY: LOS GATOS STATE: CA ZIP: 95032 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-11-01 0 0001171012 Uni-Pixel UNXL 0001226107 CHRISTINE RUSSELL C/O UNI-PIXEL, INC. 4699 OLD IRONSIDES DRIVE, SUITE 300 SANTA CLARA CA 95054 0 1 0 0 Chief Financial Officer Common Stock 2016-11-01 4 M 0 17500 0.00 A 241023 D Common Stock 2016-11-01 4 F 0 6576 1.25 D 234447 D Restricted Stock Units (RSUs) 0.00 2016-11-01 4 M 0 17500 0.00 D Common Stock 17500 175000 D 17,500 Restricted Stock Units ("RSUs") issued in the grant to Ms. Russell on 6/8/2016 vested on 11/1/2016 according to the vesting schedule previously reported. Includes 100,000 shares of restricted common stock that vested 1/3 on July 31, 2016, and the remaining 2/3rds which will vest 1/3rd on July 31, 2017 and 1/3rd on July 31, 2018, respectively. 6,576 shares of Common Stock were withheld by the Company for the purposes of satisfying tax withholding obligations in connection with such vesting as previously reported by the Company. The closing price of the Company's common stock on 11/1/2016. The RSUs vest in twelve quarterly installments beginning on August 1, 2016 and ending on May 1, 2019. /s/ Christine Russell 2016-11-03