0001209191-16-148142.txt : 20161103
0001209191-16-148142.hdr.sgml : 20161103
20161103160604
ACCESSION NUMBER: 0001209191-16-148142
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161101
FILED AS OF DATE: 20161103
DATE AS OF CHANGE: 20161103
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Uni-Pixel
CENTRAL INDEX KEY: 0001171012
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679]
IRS NUMBER: 752926437
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4699 OLD IRONSIDE DRIVE, SUITE 300
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
BUSINESS PHONE: 281-825-4500
MAIL ADDRESS:
STREET 1: 4699 OLD IRONSIDE DRIVE, SUITE 300
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
FORMER COMPANY:
FORMER CONFORMED NAME: REAL ESTATEFOR LEASE COM INC
DATE OF NAME CHANGE: 20020411
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CHRISTINE RUSSELL
CENTRAL INDEX KEY: 0001226107
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34998
FILM NUMBER: 161971583
MAIL ADDRESS:
STREET 1: 17165 PINE STREET
CITY: LOS GATOS
STATE: CA
ZIP: 95032
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-11-01
0
0001171012
Uni-Pixel
UNXL
0001226107
CHRISTINE RUSSELL
C/O UNI-PIXEL, INC.
4699 OLD IRONSIDES DRIVE, SUITE 300
SANTA CLARA
CA
95054
0
1
0
0
Chief Financial Officer
Common Stock
2016-11-01
4
M
0
17500
0.00
A
241023
D
Common Stock
2016-11-01
4
F
0
6576
1.25
D
234447
D
Restricted Stock Units (RSUs)
0.00
2016-11-01
4
M
0
17500
0.00
D
Common Stock
17500
175000
D
17,500 Restricted Stock Units ("RSUs") issued in the grant to Ms. Russell on 6/8/2016 vested on 11/1/2016 according to the vesting schedule previously reported.
Includes 100,000 shares of restricted common stock that vested 1/3 on July 31, 2016, and the remaining 2/3rds which will vest 1/3rd on July 31, 2017 and 1/3rd on July 31, 2018, respectively.
6,576 shares of Common Stock were withheld by the Company for the purposes of satisfying tax withholding obligations in connection with such vesting as previously reported by the Company.
The closing price of the Company's common stock on 11/1/2016.
The RSUs vest in twelve quarterly installments beginning on August 1, 2016 and ending on May 1, 2019.
/s/ Christine Russell
2016-11-03