0001209191-16-127127.txt : 20160610 0001209191-16-127127.hdr.sgml : 20160610 20160610172005 ACCESSION NUMBER: 0001209191-16-127127 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160608 FILED AS OF DATE: 20160610 DATE AS OF CHANGE: 20160610 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Uni-Pixel CENTRAL INDEX KEY: 0001171012 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679] IRS NUMBER: 752926437 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4699 OLD IRONSIDE DRIVE, SUITE 300 CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 281-825-4500 MAIL ADDRESS: STREET 1: 4699 OLD IRONSIDE DRIVE, SUITE 300 CITY: SANTA CLARA STATE: CA ZIP: 95054 FORMER COMPANY: FORMER CONFORMED NAME: REAL ESTATEFOR LEASE COM INC DATE OF NAME CHANGE: 20020411 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Young Sam I CENTRAL INDEX KEY: 0001673081 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34998 FILM NUMBER: 161709335 MAIL ADDRESS: STREET 1: C/O UNI-PIXEL, INC. STREET 2: 4699 OLD IRONSIDES DRIVE, SUITE 300 CITY: SANTA CLARA STATE: CA ZIP: 95054 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-06-08 0 0001171012 Uni-Pixel UNXL 0001673081 Young Sam I C/O UNI-PIXEL, INC. 4699 OLD IRONSIDES DRIVE, SUITE 300 SANTA CLARA CA 95054 1 0 0 0 Restricted Stock Units (RSUs) 2016-06-08 4 A 0 100000 0.00 A Common Stock 100000 100000 D The Restricted Stock Units ("RSUs") were issued pursuant to the terms of the Uni-Pixel, Inc. 2011 Stock Incentive Plan and a Restricted Stock Unit Notice of Grant and Agreement. As the Company's non-employee directors are not Company employees, the Company does not have a tax withholding obligation at the time of vesting, and the individual non-employee director will be responsible for any tax obligations which arises in connection with such vesting. Each RSU represents a contingent right to receive one share of UniPixel common stock. The RSUs vest in twelve quarterly installments beginning on August 1, 2016 and ending on May 1, 2019. /s/ Sam I. Young 2016-06-10