0001209191-15-082514.txt : 20151130 0001209191-15-082514.hdr.sgml : 20151130 20151130181131 ACCESSION NUMBER: 0001209191-15-082514 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151130 FILED AS OF DATE: 20151130 DATE AS OF CHANGE: 20151130 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Uni-Pixel CENTRAL INDEX KEY: 0001171012 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679] IRS NUMBER: 752926437 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4699 OLD IRONSIDE DRIVE, SUITE 300 CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 281-825-4500 MAIL ADDRESS: STREET 1: 4699 OLD IRONSIDE DRIVE, SUITE 300 CITY: SANTA CLARA STATE: CA ZIP: 95054 FORMER COMPANY: FORMER CONFORMED NAME: REAL ESTATEFOR LEASE COM INC DATE OF NAME CHANGE: 20020411 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HAWTHORNE JEFFREY ALAN CENTRAL INDEX KEY: 0001228270 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34998 FILM NUMBER: 151260897 MAIL ADDRESS: STREET 1: 230 SEQUOIA AVE CITY: PALO ALTO STATE: CA ZIP: 94306 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-11-30 0 0001171012 Uni-Pixel UNXL 0001228270 HAWTHORNE JEFFREY ALAN C/O UNI-PIXEL, INC. 4699 OLD IRONSIDES DRIVE, SUITE 300 SANTA CLARA CA 95054 1 1 0 0 CEO and President Common Stock 2015-11-30 4 A 0 15359 0.00 A 265359 D As previously reported by Uni-Pixel, Inc. (the "Company") in its Current Report on Form 8-K as filed with the SEC on August 5, 2015, and as amended on August 10, 2015, Mr. Hawthorne agreed to take a portion of his salary for the period beginning on August 1, 2015 through December 31, 2015 in shares of the Company's common stock. The common stock reported in this Form 4 is issued under the Company's 2011 Stock Incentive Plan. /s/ Jeffrey A. Hawthorne 2015-11-30