0001185185-15-001997.txt : 20150803
0001185185-15-001997.hdr.sgml : 20150801
20150803130202
ACCESSION NUMBER: 0001185185-15-001997
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150731
FILED AS OF DATE: 20150803
DATE AS OF CHANGE: 20150803
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Uni-Pixel
CENTRAL INDEX KEY: 0001171012
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679]
IRS NUMBER: 752926437
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 8708 TECHNOLOGY FOREST PLACE - SUITE 100
CITY: THE WOODLANDS
STATE: TX
ZIP: 77381
BUSINESS PHONE: 281-825-4500
MAIL ADDRESS:
STREET 1: 8708 TECHNOLOGY FOREST PLACE - SUITE 100
CITY: THE WOODLANDS
STATE: TX
ZIP: 77381
FORMER COMPANY:
FORMER CONFORMED NAME: REAL ESTATEFOR LEASE COM INC
DATE OF NAME CHANGE: 20020411
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HAWTHORNE JEFFREY ALAN
CENTRAL INDEX KEY: 0001228270
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34998
FILM NUMBER: 151021704
MAIL ADDRESS:
STREET 1: 230 SEQUOIA AVE
CITY: PALO ALTO
STATE: CA
ZIP: 94306
4/A
1
form4a-hawthorne080315.xml
OWNERSHIP DOCUMENT
X0306
4/A
2015-07-31
2015-07-31
0
0001171012
Uni-Pixel
UNXL
0001228270
HAWTHORNE JEFFREY ALAN
4699 OLD IRONSIDES DRIVE, STE. 300
SANTA CLARA
CA
95054
1
1
0
0
CEO and President*
Common stock
2015-07-31
4
A
0
100000
1.24
A
250000
D
Restricted stock grant of 100,000 common shares that vests 1/3rd on July 31, 2016; vests 1/3rd on July 31, 2017; and vests 1/3rd on July 31, 2018.
Mr. Hawthorne is amending the Form 4 filed on July 31, 2015 to include the title of his office, which was inadvertently omitted from the original filing.
/s/ Jeffrey Hawthorne
2015-08-03