0001185185-15-001997.txt : 20150803 0001185185-15-001997.hdr.sgml : 20150801 20150803130202 ACCESSION NUMBER: 0001185185-15-001997 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150731 FILED AS OF DATE: 20150803 DATE AS OF CHANGE: 20150803 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Uni-Pixel CENTRAL INDEX KEY: 0001171012 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679] IRS NUMBER: 752926437 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 8708 TECHNOLOGY FOREST PLACE - SUITE 100 CITY: THE WOODLANDS STATE: TX ZIP: 77381 BUSINESS PHONE: 281-825-4500 MAIL ADDRESS: STREET 1: 8708 TECHNOLOGY FOREST PLACE - SUITE 100 CITY: THE WOODLANDS STATE: TX ZIP: 77381 FORMER COMPANY: FORMER CONFORMED NAME: REAL ESTATEFOR LEASE COM INC DATE OF NAME CHANGE: 20020411 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HAWTHORNE JEFFREY ALAN CENTRAL INDEX KEY: 0001228270 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-34998 FILM NUMBER: 151021704 MAIL ADDRESS: STREET 1: 230 SEQUOIA AVE CITY: PALO ALTO STATE: CA ZIP: 94306 4/A 1 form4a-hawthorne080315.xml OWNERSHIP DOCUMENT X0306 4/A 2015-07-31 2015-07-31 0 0001171012 Uni-Pixel UNXL 0001228270 HAWTHORNE JEFFREY ALAN 4699 OLD IRONSIDES DRIVE, STE. 300 SANTA CLARA CA 95054 1 1 0 0 CEO and President* Common stock 2015-07-31 4 A 0 100000 1.24 A 250000 D Restricted stock grant of 100,000 common shares that vests 1/3rd on July 31, 2016; vests 1/3rd on July 31, 2017; and vests 1/3rd on July 31, 2018. Mr. Hawthorne is amending the Form 4 filed on July 31, 2015 to include the title of his office, which was inadvertently omitted from the original filing. /s/ Jeffrey Hawthorne 2015-08-03