Form X-17A-5 - FOCUS Report:
SEC Accession No. 0001170705-23-000003
Filing Date
2023-04-07
Accepted
2023-04-07 13:48:00
Documents
2
Period of Report
2022-12-31
Effectiveness Date
2023-04-07

Document Format Files

Seq Description Document Type Size
1 primary_doc.html X-17A-5  
1 primary_doc.xml X-17A-5 2278
2 chardanpublic2022.pdf FULL 417287
  Complete submission text file 0001170705-23-000003.txt   578637
Mailing Address 17 STATE STREET, SUITE 2130 NEW YORK NY 10004
Business Address 17 STATE STREET, SUITE 2130 NEW YORK NY 10004 (646)465-9003
CHARDAN CAPITAL MARKETS LLC (Filer) CIK: 0001170705 (see all company filings)

EIN.: 134158698 | State of Incorp.: NY | Fiscal Year End: 1231
Type: X-17A-5 | Act: 34 | File No.: 008-65277 | Film No.: 23808505