0001104659-24-076951.txt : 20240701 0001104659-24-076951.hdr.sgml : 20240701 20240701181459 ACCESSION NUMBER: 0001104659-24-076951 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240621 FILED AS OF DATE: 20240701 DATE AS OF CHANGE: 20240701 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CHARDAN CAPITAL MARKETS LLC CENTRAL INDEX KEY: 0001170705 ORGANIZATION NAME: STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41340 FILM NUMBER: 241092206 BUSINESS ADDRESS: STREET 1: 1 PENNSYLVANIA PLAZA STREET 2: SUITE 4800 CITY: NEW YORK STATE: NY ZIP: 10119 BUSINESS PHONE: (646)465-9003 MAIL ADDRESS: STREET 1: 1 PENNSYLVANIA PLAZA STREET 2: SUITE 4800 CITY: NEW YORK STATE: NY ZIP: 10119 FORMER NAME: FORMER CONFORMED NAME: THE GRAMERCY GROUP, LLC DATE OF NAME CHANGE: 20040525 FORMER NAME: FORMER CONFORMED NAME: CHARDAN CAPITAL MARKETS LLC DATE OF NAME CHANGE: 20040520 FORMER NAME: FORMER CONFORMED NAME: THE GRAMERCY GROUP, LLC DATE OF NAME CHANGE: 20020404 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PROPPER KERRY CENTRAL INDEX KEY: 0001282327 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41340 FILM NUMBER: 241092202 MAIL ADDRESS: STREET 1: CHARDAN CHINA ACQUISITION CORP STREET 2: 777 SOUTH HIGHWAY 101 CITY: SOLANA BEACH STATE: CA ZIP: 92075 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Chardan Securities LLC CENTRAL INDEX KEY: 0002028852 ORGANIZATION NAME: STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41340 FILM NUMBER: 241092205 BUSINESS ADDRESS: STREET 1: ONE PENNSYLVANIA PLAZA, SUITE 4800 CITY: NEW YORK STATE: NY ZIP: 10119 BUSINESS PHONE: 646-465-9001 MAIL ADDRESS: STREET 1: ONE PENNSYLVANIA PLAZA, SUITE 4800 CITY: NEW YORK STATE: NY ZIP: 10119 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GROSSMAN JONAS CENTRAL INDEX KEY: 0001423905 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41340 FILM NUMBER: 241092204 MAIL ADDRESS: STREET 1: 17 STREET STREET 2: SUITE 1600 CITY: NEW YORK STATE: NY ZIP: 10004 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Urbach Steven CENTRAL INDEX KEY: 0001344162 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41340 FILM NUMBER: 241092203 MAIL ADDRESS: STREET 1: C/O CHARDAN CAPITAL MARKETS, LLC STREET 2: 17 STATE STREET, SUITE 2575 CITY: NEW YORK STATE: NY ZIP: 10004 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ANEW Medical, Inc. CENTRAL INDEX KEY: 0001907223 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] ORGANIZATION NAME: 03 Life Sciences IRS NUMBER: 862727441 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1115 BROADWAY STREET 2: 12TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10010 BUSINESS PHONE: 646-916-5315 MAIL ADDRESS: STREET 1: 1115 BROADWAY STREET 2: 12TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10010 FORMER COMPANY: FORMER CONFORMED NAME: Redwoods Acquisition Corp. DATE OF NAME CHANGE: 20220127 3 1 tm2418640-1_3seq1.xml OWNERSHIP DOCUMENT X0206 3 2024-06-21 0 0001907223 ANEW Medical, Inc. WENA 0001170705 CHARDAN CAPITAL MARKETS LLC ONE PENNSYLVANIA PLAZA, SUITE 4800 NEW YORK NY 10119 0 0 1 0 0002028852 Chardan Securities LLC ONE PENNSYLVANIA PLAZA, SUITE 4800 NEW YORK NY 10119 0 0 1 0 0001423905 GROSSMAN JONAS 1 EAST PUTMAN AVENUE, 4TH FLOOR GREENWICH CT 06830 0 0 1 0 0001344162 Urbach Steven ONE PENNSYLVANIA PLAZA, SUITE 4800 NEW YORK NY 10119 0 0 1 0 0001282327 PROPPER KERRY ONE PENNSYLVANIA PLAZA, SUITE 4800 NEW YORK NY 10119 0 0 1 0 Common Stock 1626500 D Warrant 11.50 2024-06-21 2029-06-21 Common Stock 115000 D Unit Purchase Options (Option to Buy) 11.50 2024-06-21 2027-03-30 Common Stock, Warrant and Right 724500 D Represents (i) 1,500,000 shares of the Issuer's common stock (the "Common Stock") assigned to Chardan Capital Markets LLC ("CCM") by Dr. Joseph Sinkule, the Issuer's Chief Executive Officer, as partial payment of an investment banking fee due to CCM in connection with the Issuer's initial business combination, which was consummated on June 21, 2024, (ii) 115,000 shares of Common Stock issued to CCM upon conversion of the Private Units and (iii) 11,500 shares of Common Stock issued to CCM upon conversion of the rights included in the Private Units. The Issuer issued 115,000 private units (the "Private Units") to CCM in a private placement that closed concurrently with the Issuer's initial public offering on April 4, 2022 (including exercise of the underwriter's over-allotment option). Each Private Unit consists of one share of Common Stock, one redeemable warrant to purchase one share of Common Stock at an exercise price of $11.50 per share and one right entitling the holder to receive one-tenth (1/10) of a share of Common Stock upon consummation of the Issuer's initial business combination. This Form 3 is being filed by CCM. Chardan Securities LLC ("Chardan Securities") is the sole Class A Member and 99% owner of CCM and as such has voting and investment discretion with respect to the Common Stock held of record by CCM and may be deemed to have beneficial ownership of the Common Stock held directly by CCM. Each of Jonas Grossman, Steven Urbach and Kerry Propper is a member of Chardan Securities, and as such has voting and investment discretion with respect to the Common Stock held of record by CCM and may be deemed to have beneficial ownership of the Common Stock held directly by CCM. Each of Mr. Grossman, Mr. Urbach and Mr. Propper disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly. Represents 115,000 shares of Common Stock issuable upon exercise of the warrant included in the Private Units. Each warrant entitles the holder thereof to purchase one share of Common Stock at an exercise price $11.50 per share. Each warrant became exercisable upon the completion of the Issuer's initial business combination, and will expire on the five year anniversary of the closing date of the Issuer's initial business combination or earlier upon redemption or liquidation. Represents (i) 345,000 shares of Common Stock included in the unit issuable upon exercise of the unit purchase option, (ii) 345,000 shares of Common Stock issuable upon exercise of the warrant included in the unit issuable upon exercise of the unit purchase option and (iii) 34,500 shares of Common Stock underlying the right included in the unit issuable upon the exercise of the unit purchase option. The units issuable upon exercise of the unit purchase option are identical to the Private Units. The Issuer sold to CCM, for $100, an option to purchase up to 345,000 units (the "Unit Purchase Option") exercisable at $11.50 per unit concurrently with the closing of the Issuer's initial public offering on April 4, 2022 (including exercise of the underwriter's over-allotment option). Chardan Capital Markets LLC, By: /s/ Steven Urbach, Manager 2024-07-01 Chardan Securities LLC, By: /s/ Steven Urbach, Manager 2024-07-01 /s/ Jonas Grossman 2024-07-01 /s/ Steven Urbach 2024-07-01 /s/ Kerry Propper 2024-07-01