0001104659-24-076951.txt : 20240701
0001104659-24-076951.hdr.sgml : 20240701
20240701181459
ACCESSION NUMBER: 0001104659-24-076951
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240621
FILED AS OF DATE: 20240701
DATE AS OF CHANGE: 20240701
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CHARDAN CAPITAL MARKETS LLC
CENTRAL INDEX KEY: 0001170705
ORGANIZATION NAME:
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-41340
FILM NUMBER: 241092206
BUSINESS ADDRESS:
STREET 1: 1 PENNSYLVANIA PLAZA
STREET 2: SUITE 4800
CITY: NEW YORK
STATE: NY
ZIP: 10119
BUSINESS PHONE: (646)465-9003
MAIL ADDRESS:
STREET 1: 1 PENNSYLVANIA PLAZA
STREET 2: SUITE 4800
CITY: NEW YORK
STATE: NY
ZIP: 10119
FORMER NAME:
FORMER CONFORMED NAME: THE GRAMERCY GROUP, LLC
DATE OF NAME CHANGE: 20040525
FORMER NAME:
FORMER CONFORMED NAME: CHARDAN CAPITAL MARKETS LLC
DATE OF NAME CHANGE: 20040520
FORMER NAME:
FORMER CONFORMED NAME: THE GRAMERCY GROUP, LLC
DATE OF NAME CHANGE: 20020404
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PROPPER KERRY
CENTRAL INDEX KEY: 0001282327
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-41340
FILM NUMBER: 241092202
MAIL ADDRESS:
STREET 1: CHARDAN CHINA ACQUISITION CORP
STREET 2: 777 SOUTH HIGHWAY 101
CITY: SOLANA BEACH
STATE: CA
ZIP: 92075
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Chardan Securities LLC
CENTRAL INDEX KEY: 0002028852
ORGANIZATION NAME:
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-41340
FILM NUMBER: 241092205
BUSINESS ADDRESS:
STREET 1: ONE PENNSYLVANIA PLAZA, SUITE 4800
CITY: NEW YORK
STATE: NY
ZIP: 10119
BUSINESS PHONE: 646-465-9001
MAIL ADDRESS:
STREET 1: ONE PENNSYLVANIA PLAZA, SUITE 4800
CITY: NEW YORK
STATE: NY
ZIP: 10119
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GROSSMAN JONAS
CENTRAL INDEX KEY: 0001423905
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-41340
FILM NUMBER: 241092204
MAIL ADDRESS:
STREET 1: 17 STREET
STREET 2: SUITE 1600
CITY: NEW YORK
STATE: NY
ZIP: 10004
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Urbach Steven
CENTRAL INDEX KEY: 0001344162
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-41340
FILM NUMBER: 241092203
MAIL ADDRESS:
STREET 1: C/O CHARDAN CAPITAL MARKETS, LLC
STREET 2: 17 STATE STREET, SUITE 2575
CITY: NEW YORK
STATE: NY
ZIP: 10004
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ANEW Medical, Inc.
CENTRAL INDEX KEY: 0001907223
STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836]
ORGANIZATION NAME: 03 Life Sciences
IRS NUMBER: 862727441
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1115 BROADWAY
STREET 2: 12TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10010
BUSINESS PHONE: 646-916-5315
MAIL ADDRESS:
STREET 1: 1115 BROADWAY
STREET 2: 12TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10010
FORMER COMPANY:
FORMER CONFORMED NAME: Redwoods Acquisition Corp.
DATE OF NAME CHANGE: 20220127
3
1
tm2418640-1_3seq1.xml
OWNERSHIP DOCUMENT
X0206
3
2024-06-21
0
0001907223
ANEW Medical, Inc.
WENA
0001170705
CHARDAN CAPITAL MARKETS LLC
ONE PENNSYLVANIA PLAZA, SUITE 4800
NEW YORK
NY
10119
0
0
1
0
0002028852
Chardan Securities LLC
ONE PENNSYLVANIA PLAZA, SUITE 4800
NEW YORK
NY
10119
0
0
1
0
0001423905
GROSSMAN JONAS
1 EAST PUTMAN AVENUE, 4TH FLOOR
GREENWICH
CT
06830
0
0
1
0
0001344162
Urbach Steven
ONE PENNSYLVANIA PLAZA, SUITE 4800
NEW YORK
NY
10119
0
0
1
0
0001282327
PROPPER KERRY
ONE PENNSYLVANIA PLAZA, SUITE 4800
NEW YORK
NY
10119
0
0
1
0
Common Stock
1626500
D
Warrant
11.50
2024-06-21
2029-06-21
Common Stock
115000
D
Unit Purchase Options (Option to Buy)
11.50
2024-06-21
2027-03-30
Common Stock, Warrant and Right
724500
D
Represents (i) 1,500,000 shares of the Issuer's common stock (the "Common Stock") assigned to Chardan Capital Markets LLC ("CCM") by Dr. Joseph Sinkule, the Issuer's Chief Executive Officer, as partial payment of an investment banking fee due to CCM in connection with the Issuer's initial business combination, which was consummated on June 21, 2024, (ii) 115,000 shares of Common Stock issued to CCM upon conversion of the Private Units and (iii) 11,500 shares of Common Stock issued to CCM upon conversion of the rights included in the Private Units. The Issuer issued 115,000 private units (the "Private Units") to CCM in a private placement that closed concurrently with the Issuer's initial public offering on April 4, 2022 (including exercise of the underwriter's over-allotment option).
Each Private Unit consists of one share of Common Stock, one redeemable warrant to purchase one share of Common Stock at an exercise price of $11.50 per share and one right entitling the holder to receive one-tenth (1/10) of a share of Common Stock upon consummation of the Issuer's initial business combination.
This Form 3 is being filed by CCM. Chardan Securities LLC ("Chardan Securities") is the sole Class A Member and 99% owner of CCM and as such has voting and investment discretion with respect to the Common Stock held of record by CCM and may be deemed to have beneficial ownership of the Common Stock held directly by CCM. Each of Jonas Grossman, Steven Urbach and Kerry Propper is a member of Chardan Securities, and as such has voting and investment discretion with respect to the Common Stock held of record by CCM and may be deemed to have beneficial ownership of the Common Stock held directly by CCM. Each of Mr. Grossman, Mr. Urbach and Mr. Propper disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly.
Represents 115,000 shares of Common Stock issuable upon exercise of the warrant included in the Private Units. Each warrant entitles the holder thereof to purchase one share of Common Stock at an exercise price $11.50 per share. Each warrant became exercisable upon the completion of the Issuer's initial business combination, and will expire on the five year anniversary of the closing date of the Issuer's initial business combination or earlier upon redemption or liquidation.
Represents (i) 345,000 shares of Common Stock included in the unit issuable upon exercise of the unit purchase option, (ii) 345,000 shares of Common Stock issuable upon exercise of the warrant included in the unit issuable upon exercise of the unit purchase option and (iii) 34,500 shares of Common Stock underlying the right included in the unit issuable upon the exercise of the unit purchase option. The units issuable upon exercise of the unit purchase option are identical to the Private Units. The Issuer sold to CCM, for $100, an option to purchase up to 345,000 units (the "Unit Purchase Option") exercisable at $11.50 per unit concurrently with the closing of the Issuer's initial public offering on April 4, 2022 (including exercise of the underwriter's over-allotment option).
Chardan Capital Markets LLC, By: /s/ Steven Urbach, Manager
2024-07-01
Chardan Securities LLC, By: /s/ Steven Urbach, Manager
2024-07-01
/s/ Jonas Grossman
2024-07-01
/s/ Steven Urbach
2024-07-01
/s/ Kerry Propper
2024-07-01