1
|
NAME OF REPORTING PERSONS
The Leuthold Group, LLC (d/b/a Leuthold Weeden Capital Management)
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
Not Applicable
|
(a) ☐
(b) ☐ |
|||
3
|
SEC USE ONLY
|
||||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
|
||||
NUMBER OF
SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5
|
SOLE VOTING POWER
41,438
|
|||
6
|
SHARED VOTING POWER
212,154(1)
|
||||
7
|
SOLE DISPOSITIVE POWER
41,438
|
||||
8
|
SHARED DISPOSITIVE POWER
212,154(1)
|
||||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
253,592
|
||||
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
Not Applicable
|
☐
|
|||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
20.3% (2)
|
||||
12
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
IA
|
(1) |
Represents shares beneficially owned by Leuthold Core Investment Fund and Leuthold Global Fund (see Item 2(a)).
|
(2) |
This percentage is calculated based on 1,250,000 shares of beneficial interest outstanding, as publicly reported by the issuer.
|
1
|
NAME OF REPORTING PERSONS
Leuthold Core Investment Fund (a series of Leuthold Funds, Inc.)
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
Not Applicable
|
(a) ☐
(b) ☐ |
|||
3
|
SEC USE ONLY
|
||||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
|
||||
NUMBER OF
SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5
|
SOLE VOTING POWER
0
|
|||
6
|
SHARED VOTING POWER
187,794
|
||||
7
|
SOLE DISPOSITIVE POWER
0
|
||||
8
|
SHARED DISPOSITIVE POWER
187,794
|
||||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
187,794
|
||||
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
Not Applicable
|
☐
|
|||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
15.0% (1)
|
||||
12
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
IV
|
(1) |
This percentage is calculated based on 1,250,000 shares of beneficial interest outstanding, as publicly reported by the issuer.
|
1
|
NAME OF REPORTING PERSONS
Leuthold Global Fund (a series of Leuthold Funds, Inc.)
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
Not Applicable
|
(a) ☐
(b) ☐ |
|||
3
|
SEC USE ONLY
|
||||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
|
||||
NUMBER OF
SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5
|
SOLE VOTING POWER
0
|
|||
6
|
SHARED VOTING POWER
24,360
|
||||
7
|
SOLE DISPOSITIVE POWER
0
|
||||
8
|
SHARED DISPOSITIVE POWER
24,360
|
||||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
24,360
|
||||
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
Not Applicable
|
☐
|
|||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
1.9% (1)
|
||||
12
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
IV
|
(1) |
This percentage is calculated based on 1,250,000 shares of beneficial interest outstanding, as publicly reported by the issuer.
|
Item 1(a). |
Name of Issuer:
|
Item 1(b). |
Address of Issuer’s Principal Executive Offices:
|
Item 2(a). |
Name of Person Filing:
|
Item 2(b). |
Address of Principal Business Office or, if none, Residence:
|
Item 2(c). |
Citizenship:
|
Item 2(d). |
Title of Class of Securities:
|
Item 2(e). |
CUSIP Number:
|
Item 3. |
If this statement is filed pursuant to sections 240.13d-1(b), or 240.13d-2(b) or (c), check whether the person filing is a:
|
T |
An investment registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8).
|
T |
An investment adviser in accordance with section 240.13d‑1(b)(1)(ii)(E).
|
Item 4. |
Ownership:
|
(a) |
Amount Beneficially Owned: 253,592
|
(b) |
Percent of Class: 20.3%
|
(c) |
Number of shares as to which such person has:
|
(i) |
sole power to vote or to direct the vote: 41,438
|
(ii) |
shared power to vote or to direct the vote: 212,154
|
(iii) |
sole power to dispose or to direct the disposition of: 41,438
|
(iv) |
shared power to dispose or to direct the disposition of: 212,154
|
(a) |
Amount Beneficially Owned: 187,794
|
(b) |
Percent of Class: 15.0%
|
(c) |
Number of shares as to which such person has:
|
(i) |
sole power to vote or to direct the vote: 0
|
(ii) |
shared power to vote or to direct the vote: 187,794
|
(iii) |
sole power to dispose or to direct the disposition of: 0
|
(iv) |
shared power to dispose or to direct the disposition of: 187,794
|
(a) |
Amount Beneficially Owned: 24,360
|
(b) |
Percent of Class: 1.9%
|
(c) |
Number of shares as to which such person has:
|
(i) |
sole power to vote or to direct the vote: 0
|
(ii) |
shared power to vote or to direct the vote: 24,360
|
(iii) |
sole power to dispose or to direct the disposition of: 0
|
(iv) |
shared power to dispose or to direct the disposition of: 24,360
|
Item 5. |
Ownership of Five Percent or Less of a Class:
|
Item 6. |
Ownership of More than Five Percent on Behalf of Another Person:
|
Item 7. |
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person:
|
Item 8. |
Identification and Classification of Members of the Group:
|
Item 9. |
Notice of Dissolution of Group:
|
Item 10. |
Certification:
|