0001170010-17-000155.txt : 20170928 0001170010-17-000155.hdr.sgml : 20170928 20170928170553 ACCESSION NUMBER: 0001170010-17-000155 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170926 FILED AS OF DATE: 20170928 DATE AS OF CHANGE: 20170928 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Shamim Mohammad CENTRAL INDEX KEY: 0001620490 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31420 FILM NUMBER: 171108214 MAIL ADDRESS: STREET 1: 12800 TUCKAHOE CREEK PARKWAY CITY: RICHMOND STATE: VA ZIP: 23238 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARMAX INC CENTRAL INDEX KEY: 0001170010 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-AUTO DEALERS & GASOLINE STATIONS [5500] IRS NUMBER: 541821055 STATE OF INCORPORATION: VA FISCAL YEAR END: 0228 BUSINESS ADDRESS: STREET 1: 12800 TUCKAHOE CREEK PARKWAY CITY: RICHMOND STATE: VA ZIP: 23238 BUSINESS PHONE: (804) 747-0422 MAIL ADDRESS: STREET 1: 12800 TUCKAHOE CREEK PARKWAY CITY: RICHMOND STATE: VA ZIP: 23238 4 1 wf-form4_150663273783560.xml FORM 4 X0306 4 2017-09-26 0 0001170010 CARMAX INC KMX 0001620490 Shamim Mohammad 12800 TUCKAHOE CREEK PARKWAY RICHMOND VA 23238 0 1 0 0 SVP and CIO Common Stock 2017-09-26 4 M 0 15783 51.63 A 17785 D Common Stock 2017-09-26 4 M 0 4470 47.47 A 22255 D Common Stock 2017-09-26 4 S 0 20253 73.36 D 2002 D Common Stock 2017-09-26 4 M 0 2165 A 4167 D Common Stock 2017-09-26 4 F 0 1033 73.60 D 3134 D Stock Options (Right to Buy) 51.63 2017-09-26 4 M 0 15783 0 D 2023-04-12 Common Stock 15783.0 47346 D Stock Options (Right to Buy) 47.47 2017-09-26 4 M 0 4470 0 D 2021-09-26 Common Stock 4470.0 4470 D Restricted Stock Units 2017-09-26 4 M 0 1538 0 D Common Stock 2165.0 0 D The shares with respect to this transaction were sold at prices ranging from $73.30 to $73.48. Upon request, the Reporting Person will provide the Securities and Exchange Commission staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price. Following vesting of the restricted stock units, which are referred to by the Company as market stock units (MSUs), the Reporting Person received 1.4078 times the number of MSUs in shares of Company common stock. The stock options became exercisable with respect to one-fourth of the underlying shares of Common Stock on April 12, 2017 and become exercisable with respect to one-fourth of the underlying shares of Common Stock on each of April 12, 2018, April 12, 2019 and April 12, 2020. The stock options became exercisable with respect to one-fourth of the underlying shares of Common Stock on each of September 26, 2015, September 26, 2016 and September 26, 2017 and become exercisable with respect to one-fourth of the underlying shares of Common Stock on September 26, 2018. The restricted stock units vested on September 26, 2017 and were settled in Company common stock. Christine Carter, attorney-in-fact 2017-09-28