0001209191-19-046323.txt : 20190816 0001209191-19-046323.hdr.sgml : 20190816 20190816162713 ACCESSION NUMBER: 0001209191-19-046323 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190814 FILED AS OF DATE: 20190816 DATE AS OF CHANGE: 20190816 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: George Harry A. CENTRAL INDEX KEY: 0001628346 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37369 FILM NUMBER: 191033778 MAIL ADDRESS: STREET 1: C/O HTG MOLECULAR DIAGNOSTICS, INC. STREET 2: 3430 E. GLOBAL LOOP CITY: TUCSON STATE: AZ ZIP: 85706 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HTG MOLECULAR DIAGNOSTICS, INC CENTRAL INDEX KEY: 0001169987 STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY ANALYTICAL INSTRUMENTS [3826] IRS NUMBER: 860912294 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3430 E. GLOBAL LOOP CITY: TUCSON STATE: AZ ZIP: 85706 BUSINESS PHONE: 877-289-2615 MAIL ADDRESS: STREET 1: 3430 E. GLOBAL LOOP CITY: TUCSON STATE: AZ ZIP: 85706 FORMER COMPANY: FORMER CONFORMED NAME: HTG MOLECULAR DIAGNOSTICS INC DATE OF NAME CHANGE: 20110523 FORMER COMPANY: FORMER CONFORMED NAME: HIGH THROUGHPUT GENOMICS INC DATE OF NAME CHANGE: 20020326 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-08-14 0 0001169987 HTG MOLECULAR DIAGNOSTICS, INC HTGM 0001628346 George Harry A. C/O HTG MOLECULAR DIAGNOSTICS, INC. 3430 E. GLOBAL LOOP TUCSON AZ 85706 1 0 0 0 Common Stock 2019-08-14 4 A 0 2500 0.00 A 39030 D Common Stock 144366 I By entities affiliated with Solstice Capital Stock Option (right to buy) 1.04 2019-08-14 4 A 0 10000 0.00 A 2029-08-13 Common Stock 10000 10000 D The Reporting Person is the managing member of Solstice Capital and has joint voting and investment power over the shares held by Solstice Capital. The shares will vest on the earlier of August 14, 2020 or the date of the next annual meeting of stockholders. /s/ Shaun D. McMeans, Attorney-in-Fact 2019-08-16