0001209191-18-047490.txt : 20180817 0001209191-18-047490.hdr.sgml : 20180817 20180817173309 ACCESSION NUMBER: 0001209191-18-047490 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180816 FILED AS OF DATE: 20180817 DATE AS OF CHANGE: 20180817 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JOHNSON TIM B CENTRAL INDEX KEY: 0001194674 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37369 FILM NUMBER: 181026656 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HTG MOLECULAR DIAGNOSTICS, INC CENTRAL INDEX KEY: 0001169987 STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY ANALYTICAL INSTRUMENTS [3826] IRS NUMBER: 860912294 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3430 E. GLOBAL LOOP CITY: TUCSON STATE: AZ ZIP: 85706 BUSINESS PHONE: 877-289-2615 MAIL ADDRESS: STREET 1: 3430 E. GLOBAL LOOP CITY: TUCSON STATE: AZ ZIP: 85706 FORMER COMPANY: FORMER CONFORMED NAME: HTG MOLECULAR DIAGNOSTICS INC DATE OF NAME CHANGE: 20110523 FORMER COMPANY: FORMER CONFORMED NAME: HIGH THROUGHPUT GENOMICS INC DATE OF NAME CHANGE: 20020326 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-08-16 0 0001169987 HTG MOLECULAR DIAGNOSTICS, INC HTGM 0001194674 JOHNSON TIM B C/O HTG MOLECULAR DIAGNOSTICS, INC. 3430 E. GLOBAL LOOP TUCSON AZ 85706 1 1 0 0 CEO Common Stock 2018-08-16 4 A 0 75000 0.00 A 260509 D Stock Option (right to buy) 3.40 2018-08-16 4 A 0 150000 0.00 A 2028-08-15 Common Stock 150000 150000 D The shares vest in a series of sixteen (16) successive equal quarterly installments on the last day of each calendar quarter, commencing with the last day of the calendar quarter first occurring after August 16, 2018. /s/ Shaun D. McMeans, Attorney-in-Fact 2018-08-17