0001209191-17-010694.txt : 20170214 0001209191-17-010694.hdr.sgml : 20170214 20170214175301 ACCESSION NUMBER: 0001209191-17-010694 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170213 FILED AS OF DATE: 20170214 DATE AS OF CHANGE: 20170214 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HTG MOLECULAR DIAGNOSTICS, INC CENTRAL INDEX KEY: 0001169987 STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY ANALYTICAL INSTRUMENTS [3826] IRS NUMBER: 860912294 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3430 E. GLOBAL LOOP CITY: TUCSON STATE: AZ ZIP: 85706 BUSINESS PHONE: 877-289-2615 MAIL ADDRESS: STREET 1: 3430 E. GLOBAL LOOP CITY: TUCSON STATE: AZ ZIP: 85706 FORMER COMPANY: FORMER CONFORMED NAME: HTG MOLECULAR DIAGNOSTICS INC DATE OF NAME CHANGE: 20110523 FORMER COMPANY: FORMER CONFORMED NAME: HIGH THROUGHPUT GENOMICS INC DATE OF NAME CHANGE: 20020326 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Roche Patrick C. CENTRAL INDEX KEY: 0001623213 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37369 FILM NUMBER: 17611496 MAIL ADDRESS: STREET 1: C/O HTG MOLECULAR DIAGNOSTICS, INC. STREET 2: 3430 E. GLOBAL LOOP CITY: TUCSON STATE: AZ ZIP: 85706 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-02-13 0 0001169987 HTG MOLECULAR DIAGNOSTICS, INC HTGM 0001623213 Roche Patrick C. C/O HTG MOLECULAR DIAGNOSTICS, INC. 3430 E. GLOBAL LOOP TUCSON AZ 85706 0 1 0 0 SVP Research & Development Stock Option (right to buy) 1.92 2017-02-13 4 A 0 10000 0.00 A 2027-02-12 Common Stock 10000 10000 D One-hundred percent (100%) of the shares vest on the one-year anniversary of the grant date. /s/ Debra A. Gordon, Attorney-in-Fact 2017-02-14