0001209191-16-113168.txt : 20160405 0001209191-16-113168.hdr.sgml : 20160405 20160405173130 ACCESSION NUMBER: 0001209191-16-113168 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160401 FILED AS OF DATE: 20160405 DATE AS OF CHANGE: 20160405 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HTG MOLECULAR DIAGNOSTICS, INC CENTRAL INDEX KEY: 0001169987 STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY ANALYTICAL INSTRUMENTS [3826] IRS NUMBER: 860912294 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3430 E. GLOBAL LOOP CITY: TUCSON STATE: AZ ZIP: 85706 BUSINESS PHONE: 877-289-2615 MAIL ADDRESS: STREET 1: 3430 E. GLOBAL LOOP CITY: TUCSON STATE: AZ ZIP: 85706 FORMER COMPANY: FORMER CONFORMED NAME: HTG MOLECULAR DIAGNOSTICS INC DATE OF NAME CHANGE: 20110523 FORMER COMPANY: FORMER CONFORMED NAME: HIGH THROUGHPUT GENOMICS INC DATE OF NAME CHANGE: 20020326 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JOHNSON TIM B CENTRAL INDEX KEY: 0001194674 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37369 FILM NUMBER: 161555656 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-04-01 0 0001169987 HTG MOLECULAR DIAGNOSTICS, INC HTGM 0001194674 JOHNSON TIM B C/O HTG MOLECULAR DIAGNOSTICS, INC. 3430 E. GLOBAL LOOP TUCSON AZ 85706 1 1 0 0 President & CEO Common Stock 2016-04-01 4 S 0 4376 2.8888 D 51309 D Common Stock 2016-04-04 4 S 0 538 2.9236 D 50771 D Sale of shares of common stock under an existing Rule 10b5-1 Plan to cover tax withholding obligations incurred in connection with the vesting of the restricted stock units acquired by the Reporting Person on August 27, 2015. The weighted average sale price for the transaction reported was $2.8887675, and the range of prices were between $2.80 and $2.97. Upon request by the SEC staff, the Issuer, or any securityholder of the Issuer, full information regarding the number of shares sold at each separate price will be provided. The weighted average sale price for the transaction reported was $2.9236, and the range of prices were between $2.86 and $3.03. Upon request by the SEC staff, the Issuer, or any securityholder of the Issuer, full information regarding the number of shares sold at each separate price will be provided. /s/ Debra A. Gordon, Attorney-in-Fact 2016-04-05