0001209191-16-108297.txt : 20160314
0001209191-16-108297.hdr.sgml : 20160314
20160314204141
ACCESSION NUMBER: 0001209191-16-108297
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160310
FILED AS OF DATE: 20160314
DATE AS OF CHANGE: 20160314
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HTG MOLECULAR DIAGNOSTICS, INC
CENTRAL INDEX KEY: 0001169987
STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY ANALYTICAL INSTRUMENTS [3826]
IRS NUMBER: 860912294
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3430 E. GLOBAL LOOP
CITY: TUCSON
STATE: AZ
ZIP: 85706
BUSINESS PHONE: 877-289-2615
MAIL ADDRESS:
STREET 1: 3430 E. GLOBAL LOOP
CITY: TUCSON
STATE: AZ
ZIP: 85706
FORMER COMPANY:
FORMER CONFORMED NAME: HTG MOLECULAR DIAGNOSTICS INC
DATE OF NAME CHANGE: 20110523
FORMER COMPANY:
FORMER CONFORMED NAME: HIGH THROUGHPUT GENOMICS INC
DATE OF NAME CHANGE: 20020326
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lubniewski John L
CENTRAL INDEX KEY: 0001623587
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37369
FILM NUMBER: 161505342
MAIL ADDRESS:
STREET 1: C/O HTG MOLECULAR DIAGNOSTICS INC.
STREET 2: 3430 E GLOBAL LOOP
CITY: TUCSON
STATE: AZ
ZIP: 85706
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-03-10
0
0001169987
HTG MOLECULAR DIAGNOSTICS, INC
HTGM
0001623587
Lubniewski John L
C/O HTG MOLECULAR DIAGNOSTICS, INC.
3430 E. GLOBAL LOOP
TUCSON
AZ
85706
0
1
0
0
Chief Business Officer
Common Stock
2016-03-10
4
S
0
1512
2.4903
D
31200
D
Common Stock
2016-03-11
4
S
0
5264
2.3554
D
25936
D
Common Stock
2016-03-14
4
S
0
113
2.1865
D
25823
D
Sale of shares of common stock under an existing Rule 10b5-1 Plan to cover tax withholding obligations incurred in connection with the issuance of shares of common stock to the Reporting Person on March 4, 2016 under the Issuer's annual incentive plan. The Issuer's annual incentive plan provides that performance-based bonuses may be paid in cash or shares of common stock, or a combination of both, at the discretion of the Issuer's board of directors.
The weighted average sale price for the transaction reported was $2.4903, and the range of prices were between $2.35 and $2.69. Upon request by the SEC staff, the Issuer, or any securityholder of the Issuer, full information regarding the number of shares sold at each separate price will be provided.
The weighted average sale price for the transaction reported was $2.3554, and the range of prices were between $2.1810 and $2.5900. Upon request by the SEC staff, the Issuer, or any securityholder of the Issuer, full information regarding the number of shares sold at each separate price will be provided.
The weighted average sale price for the transaction reported was $2.1865, and the range of prices were between $2.1800 and $2.2000. Upon request by the SEC staff, the Issuer, or any securityholder of the Issuer, full information regarding the number of shares sold at each separate price will be provided.
/s/ Debra A. Gordon, Attorney-in-Fact
2016-03-14