0001209191-16-108297.txt : 20160314 0001209191-16-108297.hdr.sgml : 20160314 20160314204141 ACCESSION NUMBER: 0001209191-16-108297 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160310 FILED AS OF DATE: 20160314 DATE AS OF CHANGE: 20160314 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HTG MOLECULAR DIAGNOSTICS, INC CENTRAL INDEX KEY: 0001169987 STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY ANALYTICAL INSTRUMENTS [3826] IRS NUMBER: 860912294 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3430 E. GLOBAL LOOP CITY: TUCSON STATE: AZ ZIP: 85706 BUSINESS PHONE: 877-289-2615 MAIL ADDRESS: STREET 1: 3430 E. GLOBAL LOOP CITY: TUCSON STATE: AZ ZIP: 85706 FORMER COMPANY: FORMER CONFORMED NAME: HTG MOLECULAR DIAGNOSTICS INC DATE OF NAME CHANGE: 20110523 FORMER COMPANY: FORMER CONFORMED NAME: HIGH THROUGHPUT GENOMICS INC DATE OF NAME CHANGE: 20020326 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lubniewski John L CENTRAL INDEX KEY: 0001623587 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37369 FILM NUMBER: 161505342 MAIL ADDRESS: STREET 1: C/O HTG MOLECULAR DIAGNOSTICS INC. STREET 2: 3430 E GLOBAL LOOP CITY: TUCSON STATE: AZ ZIP: 85706 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-03-10 0 0001169987 HTG MOLECULAR DIAGNOSTICS, INC HTGM 0001623587 Lubniewski John L C/O HTG MOLECULAR DIAGNOSTICS, INC. 3430 E. GLOBAL LOOP TUCSON AZ 85706 0 1 0 0 Chief Business Officer Common Stock 2016-03-10 4 S 0 1512 2.4903 D 31200 D Common Stock 2016-03-11 4 S 0 5264 2.3554 D 25936 D Common Stock 2016-03-14 4 S 0 113 2.1865 D 25823 D Sale of shares of common stock under an existing Rule 10b5-1 Plan to cover tax withholding obligations incurred in connection with the issuance of shares of common stock to the Reporting Person on March 4, 2016 under the Issuer's annual incentive plan. The Issuer's annual incentive plan provides that performance-based bonuses may be paid in cash or shares of common stock, or a combination of both, at the discretion of the Issuer's board of directors. The weighted average sale price for the transaction reported was $2.4903, and the range of prices were between $2.35 and $2.69. Upon request by the SEC staff, the Issuer, or any securityholder of the Issuer, full information regarding the number of shares sold at each separate price will be provided. The weighted average sale price for the transaction reported was $2.3554, and the range of prices were between $2.1810 and $2.5900. Upon request by the SEC staff, the Issuer, or any securityholder of the Issuer, full information regarding the number of shares sold at each separate price will be provided. The weighted average sale price for the transaction reported was $2.1865, and the range of prices were between $2.1800 and $2.2000. Upon request by the SEC staff, the Issuer, or any securityholder of the Issuer, full information regarding the number of shares sold at each separate price will be provided. /s/ Debra A. Gordon, Attorney-in-Fact 2016-03-14