0001315863-19-000886.txt : 20191031 0001315863-19-000886.hdr.sgml : 20191031 20191031070255 ACCESSION NUMBER: 0001315863-19-000886 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(1) FILED AS OF DATE: 20191031 DATE AS OF CHANGE: 20191031 EFFECTIVENESS DATE: 20191031 FILER: COMPANY DATA: COMPANY CONFORMED NAME: OCEAN FUND LTD CENTRAL INDEX KEY: 0001169982 IRS NUMBER: 000000000 STATE OF INCORPORATION: D8 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-41340 FILM NUMBER: 191182054 BUSINESS ADDRESS: STREET 1: C/O HARNEY WESTWOOD & RIEGELS STREET 2: CRAIGMUIR CHAMBERS, P.O. BOX 71 CITY: ROAD TOWN, TORTULA STATE: D8 ZIP: 00000 BUSINESS PHONE: 404-458-4448 MAIL ADDRESS: STREET 1: C/O HARNEY WESTWOOD & RIEGELS STREET 2: CRAIGMUIR CHAMBERS, P.O. BOX 71 CITY: ROAD TOWN, TORTULA STATE: D8 ZIP: 00000 D/A 1 primary_doc.xml X0708 D/A LIVE 0001169982 OCEAN FUND LTD C/O HARNEY WESTWOOD & RIEGELS CRAIGMUIR CHAMBERS, PO BOX 71 ROAD TOWN, TORTOLA D8 VIRGIN ISLANDS, BRITISH 00000 404-458-4448 VIRGIN ISLANDS, BRITISH None None Other A British Virgin Islands Corporation true David Sims Harbour House, Waterfront Drive Road Town, PO Box 972 Tortola D8 VIRGIN ISLANDS, BRITISH VG1110 Director Jeffrey Vale 1075 Peachtree Street NE Suite 2125 Atlanta GA GEORGIA 30309 Director Milton Williams 1075 Peachtree Street NE Suite 2125 Atlanta 2Q GEORGIA 30309 Director Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.1 true 0001315863-18-000843 2001-02-01 true true true false 100000 Arete Wealth Management LLC 44856 None None 1699 E. Woodfield Road Schaumburg IL ILLINOIS 60173 All States false Cambridge Investment Research 39543 None None 1776 Pleasant Plain Road Fairfield IA IOWA 52556 All States false Tom Tolleson 1452953 Strategic Financial Alliance 126514 2200 Century Parkway Atlanta GA GEORGIA 30345 SC SOUTH CAROLINA IL ILLINOIS NY NEW YORK IN INDIANA CT CONNECTICUT GA GEORGIA TN TENNESSEE AZ ARIZONA KY KENTUCKY CA CALIFORNIA OK OKLAHOMA VA VIRGINIA MI MICHIGAN TX TEXAS CO COLORADO FL FLORIDA PA PENNSYLVANIA NC NORTH CAROLINA false Tom Tolleson 1452953 Kalos Capital 44337 11525 Park Woods Circle Alpharetta GA GEORGIA 30005 SC SOUTH CAROLINA IL ILLINOIS NY NEW YORK IN INDIANA CT CONNECTICUT GA GEORGIA TN TENNESSEE AZ ARIZONA KY KENTUCKY CA CALIFORNIA OK OKLAHOMA VA VIRGINIA MI MICHIGAN TX TEXAS CO COLORADO FL FLORIDA PA PENNSYLVANIA NC NORTH CAROLINA false Indefinite 86510411 Indefinite false 131 1295812 true 0 0 true Issuer's confidential offering materials fully discuss management fees. false OCEAN FUND LTD /s/ Jeffrey Vale Jeffrey Vale Director 2019-10-31