0001562180-24-003992.txt : 20240513
0001562180-24-003992.hdr.sgml : 20240513
20240513184207
ACCESSION NUMBER: 0001562180-24-003992
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240509
FILED AS OF DATE: 20240513
DATE AS OF CHANGE: 20240513
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LASHLEY RICHARD J
CENTRAL INDEX KEY: 0001204241
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35522
FILM NUMBER: 24940805
MAIL ADDRESS:
STREET 1: C/O PL CAPITAL, LLC
STREET 2: 47 E. CHICAGO AVE., SUITE 328
CITY: NAPERVILLE
STATE: IL
ZIP: 60540
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BANC OF CALIFORNIA, INC.
CENTRAL INDEX KEY: 0001169770
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
ORGANIZATION NAME: 02 Finance
IRS NUMBER: 043639825
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3 MACARTHUR PLACE
CITY: SANTA ANA
STATE: CA
ZIP: 92707
BUSINESS PHONE: 949-236-5211
MAIL ADDRESS:
STREET 1: 3 MACARTHUR PLACE
CITY: SANTA ANA
STATE: CA
ZIP: 92707
FORMER COMPANY:
FORMER CONFORMED NAME: FIRST PACTRUST BANCORP INC
DATE OF NAME CHANGE: 20020322
4
1
primarydocument.xml
PRIMARY DOCUMENT
X0508
4
2024-05-09
false
0001169770
BANC OF CALIFORNIA, INC.
BANC
0001204241
LASHLEY RICHARD J
C/O BANC OF CALIFORNIA, INC.
3 MACARTHUR PLACE
SANTA ANA
CA
92707
true
false
false
false
false
Common Stock
2024-05-09
4
A
false
5366.00
0.00
A
59650.00
D
Common Stock
738576.00
I
By Goodbody/PL Capital, LLC
Common Stock
2485643.00
I
By PL Capital, LLC
Common Stock
10000.00
I
By Richard Lashley ROTH IRA
Depositary Shares of Series F Preferred Stock
10000.00
I
By Goodbody/PL Capital, LLC
Represents restricted stock units ("RSUs") issued to the Reporting Person as consideration for his service on the Issuer's Board of Directors. Shares will be issued in full upon vesting, which is scheduled to occur on the one-year anniversary of the grant date.
Goodbody/PL Capital, LLC is a Delaware limited liability company and the sole General Partner of Goodbody/PL Capital, L.P., a Delaware limited partnership. The Reporting Person is the holder of a 50% equity interest in, and one of two Managing Members of, Goodbody/PL Capital, LLC. He reports all shares held by the limited partnership as it is impractical to determine his proportionate interest in such limited partnerships, which may include interests he holds as a direct or indirect limited partner. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
PL Capital, LLC is a Delaware limited liability company and the sole General Partner of Financial Edge Fund, L.P., Financial Edge-Strategic Fund, L.P., PL Capital Plus Fund, L.P., and PL Capital/Focused Fund, L.P., each a Delaware limited partnership. The Reporting Person is the holder of a 50% equity interest in, and one of two Managing Members of, PL Capital, LLC. He reports all shares held by the limited partnerships as it is impractical to determine his proportionate interest in such limited partnerships, which may include interests he holds as a direct or indirect limited partner. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
/s/ Ido Dotan, Attorney-in-Fact for Richard J Lashley
2024-05-13