0001562180-23-002379.txt : 20230303 0001562180-23-002379.hdr.sgml : 20230303 20230303161914 ACCESSION NUMBER: 0001562180-23-002379 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230301 FILED AS OF DATE: 20230303 DATE AS OF CHANGE: 20230303 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sotoodeh John K CENTRAL INDEX KEY: 0001959393 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35522 FILM NUMBER: 23704274 MAIL ADDRESS: STREET 1: C/O BANC OF CALIFORNIA, INC. STREET 2: 3 MACARTHUR PLACE CITY: SANTA ANA STATE: CA ZIP: 92707 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BANC OF CALIFORNIA, INC. CENTRAL INDEX KEY: 0001169770 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 043639825 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3 MACARTHUR PLACE CITY: SANTA ANA STATE: CA ZIP: 92707 BUSINESS PHONE: 949-236-5211 MAIL ADDRESS: STREET 1: 3 MACARTHUR PLACE CITY: SANTA ANA STATE: CA ZIP: 92707 FORMER COMPANY: FORMER CONFORMED NAME: FIRST PACTRUST BANCORP INC DATE OF NAME CHANGE: 20020322 4 1 primarydocument.xml PRIMARY DOCUMENT X0306 4 2023-03-01 false 0001169770 BANC OF CALIFORNIA, INC. BANC 0001959393 Sotoodeh John K C/O 3 MACARTHUR PLACE SANTA ANA CA 92707 false true false false Chief Operating Officer Common Stock 2023-03-01 2023-03-01 4 F false 911.00 17.55 D 45537.00 D Common Stock 2023-03-02 2023-03-02 4 F false 3396.00 17.32 D 42141.00 D Performance Stock Units 2026-06-06 Common Stock 62502.00 62502.00 D Shares disposed to satisfy the Reporting Person's tax liability by the vesting of a previously granted award. Represents grant of performance-based restricted stock units. Shares will be issued upon achievement of both (a) Issuer's common stock achieving a twenty-day Volume-Weighted Average Price of $35 per share within four years from the date of grant and (b) the Reporting Persons' continued service through the fourth anniversary of the grant. /s/ Ido Dotan, Attorney-in-Fact for John K Sotoodeh 2023-03-03