0001415889-21-002508.txt : 20210517 0001415889-21-002508.hdr.sgml : 20210517 20210517160640 ACCESSION NUMBER: 0001415889-21-002508 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210513 FILED AS OF DATE: 20210517 DATE AS OF CHANGE: 20210517 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Thau Andrew CENTRAL INDEX KEY: 0001792999 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35522 FILM NUMBER: 21930466 MAIL ADDRESS: STREET 1: C/O BANC OF CALIFORNIA, INC. STREET 2: 3 MACARTHUR PLACE CITY: SANTA ANA STATE: CA ZIP: 92707 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BANC OF CALIFORNIA, INC. CENTRAL INDEX KEY: 0001169770 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 043639825 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3 MACARTHUR PLACE CITY: SANTA ANA STATE: CA ZIP: 92707 BUSINESS PHONE: 949-236-5211 MAIL ADDRESS: STREET 1: 3 MACARTHUR PLACE CITY: SANTA ANA STATE: CA ZIP: 92707 FORMER COMPANY: FORMER CONFORMED NAME: FIRST PACTRUST BANCORP INC DATE OF NAME CHANGE: 20020322 4 1 form4-05172021_040519.xml X0306 4 2021-05-13 0001169770 BANC OF CALIFORNIA, INC. BANC 0001792999 Thau Andrew C/O BANC OF CALIFORNIA, INC. 3 MACARTHUR PLACE SANTA ANA CA 92707 true false false false Common Stock 2021-05-13 4 A 0 3989 0 A 16019 D Represents restricted stock units ("RSUs") issued to the Reporting Person as consideration for his service on the Issuer's Board of Directors. Shares will be issued in full upon vesting, which is scheduled to occur on the one-year anniversary of the grant date. /s/ Ido Dotan, Attorney-in-Fact 2021-05-17