0001415889-19-001538.txt : 20191218 0001415889-19-001538.hdr.sgml : 20191218 20191218183014 ACCESSION NUMBER: 0001415889-19-001538 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191217 FILED AS OF DATE: 20191218 DATE AS OF CHANGE: 20191218 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Barker James Andrew CENTRAL INDEX KEY: 0001792776 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35522 FILM NUMBER: 191293689 MAIL ADDRESS: STREET 1: C/O BANC OF CALIFORNIA, INC. STREET 2: 3 MACARTHUR PLACE CITY: SANTA ANA STATE: CA ZIP: 92707 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BANC OF CALIFORNIA, INC. CENTRAL INDEX KEY: 0001169770 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 043639825 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3 MACARTHUR PLACE CITY: SANTA ANA STATE: CA ZIP: 92707 BUSINESS PHONE: 949-236-5211 MAIL ADDRESS: STREET 1: 3 MACARTHUR PLACE CITY: SANTA ANA STATE: CA ZIP: 92707 FORMER COMPANY: FORMER CONFORMED NAME: FIRST PACTRUST BANCORP INC DATE OF NAME CHANGE: 20020322 4 1 form4-12182019_031200.xml X0306 4 2019-12-17 0001169770 BANC OF CALIFORNIA, INC. BANC 0001792776 Barker James Andrew C/O BANC OF CALIFORNIA, INC. 3 MACARTHUR PLACE SANTA ANA CA 92707 true false false false Common Stock 2019-12-17 4 P 0 10820 16.39 A 10820 I By the James A. Barker Living Trust Common Stock 3405 D The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $16.27 to $16.50 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein. /s/ Ido Dotan, Attorney-in-Fact 2019-12-18