0001415889-18-000360.txt : 20180312
0001415889-18-000360.hdr.sgml : 20180312
20180312173057
ACCESSION NUMBER: 0001415889-18-000360
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180308
FILED AS OF DATE: 20180312
DATE AS OF CHANGE: 20180312
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Boyle Hugh F
CENTRAL INDEX KEY: 0001568582
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35522
FILM NUMBER: 18684543
MAIL ADDRESS:
STREET 1: C/O FLAGSTAR BANCORP INC.
STREET 2: 5151 CORPORATE DRIVE
CITY: TROY
STATE: MI
ZIP: 48098
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BANC OF CALIFORNIA, INC.
CENTRAL INDEX KEY: 0001169770
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
IRS NUMBER: 043639825
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3 MACARTHUR PLACE
CITY: SANTA ANA
STATE: CA
ZIP: 92707
BUSINESS PHONE: 949-236-5211
MAIL ADDRESS:
STREET 1: 3 MACARTHUR PLACE
CITY: SANTA ANA
STATE: CA
ZIP: 92707
FORMER COMPANY:
FORMER CONFORMED NAME: FIRST PACTRUST BANCORP INC
DATE OF NAME CHANGE: 20020322
4
1
form4-03122018_020344.xml
X0306
4
2018-03-08
0001169770
BANC OF CALIFORNIA, INC.
BANC
0001568582
Boyle Hugh F
C/O BANC OF CALIFORNIA, INC.
3 MACARTHUR PLACE
SANTA ANA
CA
92707
false
true
false
false
CHIEF RISK OFFICER
Common Stock
2018-03-08
4
A
0
11272
0
A
98604.4034
D
Common Stock
2018-03-08
4
A
0
7126
0
A
105730.4034
D
Stock Option
13.29
2018-03-08
4
A
0
16000
0
A
2017-04-01
2025-05-15
Common Stock
16000
48000
D
Stock Option
13.83
2023-09-30
Common Stock
25000
25000
D
Represents issuance of restricted stock units (RSUs) which convert into common stock on a one-for-one basis. These RSUs were initially granted on March 29, 2017, but are now being issued to the Reporting Person due to the attainment of certain performance objectives. These RSUs will vest in full on April 1, 2018.
Represents issuance of RSUs which convert into common stock on a one-for-one basis. These RSUs were initially granted on April 14, 2017, but are now being issued to the Reporting Person due to satisfaction of a performance gate criterion. The RSUs are scheduled to vest annually, in substantially equal installments, over a four-year period beginning on April 14, 2018.
On May 15, 2015, the Reporting Person was granted an option to purchase 80,000 shares of common stock. The option vests in five substantially equal installments, based on the satisfaction of certain performance-based criteria for each of the fiscal years ending December 31, 2015, 2016, 2017, 2018 and 2019. The performance criteria for 2017 were met, resulting in vesting of the option as to 16,000 shares.
The stock option vests 20% annually, beginning on the one year anniversary of the grant date.
/s/ John Bogler, Attorney-in-Fact
2018-03-12