0001415889-18-000360.txt : 20180312 0001415889-18-000360.hdr.sgml : 20180312 20180312173057 ACCESSION NUMBER: 0001415889-18-000360 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180308 FILED AS OF DATE: 20180312 DATE AS OF CHANGE: 20180312 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Boyle Hugh F CENTRAL INDEX KEY: 0001568582 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35522 FILM NUMBER: 18684543 MAIL ADDRESS: STREET 1: C/O FLAGSTAR BANCORP INC. STREET 2: 5151 CORPORATE DRIVE CITY: TROY STATE: MI ZIP: 48098 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BANC OF CALIFORNIA, INC. CENTRAL INDEX KEY: 0001169770 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 043639825 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3 MACARTHUR PLACE CITY: SANTA ANA STATE: CA ZIP: 92707 BUSINESS PHONE: 949-236-5211 MAIL ADDRESS: STREET 1: 3 MACARTHUR PLACE CITY: SANTA ANA STATE: CA ZIP: 92707 FORMER COMPANY: FORMER CONFORMED NAME: FIRST PACTRUST BANCORP INC DATE OF NAME CHANGE: 20020322 4 1 form4-03122018_020344.xml X0306 4 2018-03-08 0001169770 BANC OF CALIFORNIA, INC. BANC 0001568582 Boyle Hugh F C/O BANC OF CALIFORNIA, INC. 3 MACARTHUR PLACE SANTA ANA CA 92707 false true false false CHIEF RISK OFFICER Common Stock 2018-03-08 4 A 0 11272 0 A 98604.4034 D Common Stock 2018-03-08 4 A 0 7126 0 A 105730.4034 D Stock Option 13.29 2018-03-08 4 A 0 16000 0 A 2017-04-01 2025-05-15 Common Stock 16000 48000 D Stock Option 13.83 2023-09-30 Common Stock 25000 25000 D Represents issuance of restricted stock units (RSUs) which convert into common stock on a one-for-one basis. These RSUs were initially granted on March 29, 2017, but are now being issued to the Reporting Person due to the attainment of certain performance objectives. These RSUs will vest in full on April 1, 2018. Represents issuance of RSUs which convert into common stock on a one-for-one basis. These RSUs were initially granted on April 14, 2017, but are now being issued to the Reporting Person due to satisfaction of a performance gate criterion. The RSUs are scheduled to vest annually, in substantially equal installments, over a four-year period beginning on April 14, 2018. On May 15, 2015, the Reporting Person was granted an option to purchase 80,000 shares of common stock. The option vests in five substantially equal installments, based on the satisfaction of certain performance-based criteria for each of the fiscal years ending December 31, 2015, 2016, 2017, 2018 and 2019. The performance criteria for 2017 were met, resulting in vesting of the option as to 16,000 shares. The stock option vests 20% annually, beginning on the one year anniversary of the grant date. /s/ John Bogler, Attorney-in-Fact 2018-03-12