0001415889-17-000608.txt : 20170405 0001415889-17-000608.hdr.sgml : 20170405 20170405205122 ACCESSION NUMBER: 0001415889-17-000608 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170403 FILED AS OF DATE: 20170405 DATE AS OF CHANGE: 20170405 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BANC OF CALIFORNIA, INC. CENTRAL INDEX KEY: 0001169770 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 043639825 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3 MACARTHUR PLACE CITY: SANTA ANA STATE: CA ZIP: 92707 BUSINESS PHONE: 949-236-5211 MAIL ADDRESS: STREET 1: 3 MACARTHUR PLACE CITY: SANTA ANA STATE: CA ZIP: 92707 FORMER COMPANY: FORMER CONFORMED NAME: FIRST PACTRUST BANCORP INC DATE OF NAME CHANGE: 20020322 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Boyle Hugh F CENTRAL INDEX KEY: 0001568582 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35522 FILM NUMBER: 17744221 MAIL ADDRESS: STREET 1: C/O FLAGSTAR BANCORP INC. STREET 2: 5151 CORPORATE DRIVE CITY: TROY STATE: MI ZIP: 48098 4 1 form4-04052017_050412.xml X0306 4 2017-04-03 0001169770 BANC OF CALIFORNIA, INC. BANC 0001568582 Boyle Hugh F C/O BANC OF CALIFORNIA, INC. 3 MACARTHUR PLACE SANTA ANA CA 92707 false true false false INTERIM CEO, CHF. RISK OFFICER Common Stock 2017-04-03 4 F 0 3303 20.70 D 90563.7419 D Stock Option 13.29 2017-04-03 4 A 0 16000 0 A 2017-04-01 2025-05-15 Common Stock 16000 32000 D Stock Option 13.83 2023-09-30 Common Stock 25000 25000 D Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of previously granted awards. On May 15, 2015, the Reporting Person was granted an option to purchase 80,000 shares of common stock. The option vests in five substantially equal annual installments, based on satisfaction of certain performance-based criteria for each of the fiscal years ending December 31, 2015, 2016, 2017, 2018, and 2019. The performance criteria for 2016 were met, resulting in vesting of the option as to 16,000 shares. The stock option vests 20% annually, beginning on the one year anniversary of the grant date. /s/ Albert Wang, Attorney-in-Fact 2017-04-05