0001415889-17-000608.txt : 20170405
0001415889-17-000608.hdr.sgml : 20170405
20170405205122
ACCESSION NUMBER: 0001415889-17-000608
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170403
FILED AS OF DATE: 20170405
DATE AS OF CHANGE: 20170405
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BANC OF CALIFORNIA, INC.
CENTRAL INDEX KEY: 0001169770
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
IRS NUMBER: 043639825
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3 MACARTHUR PLACE
CITY: SANTA ANA
STATE: CA
ZIP: 92707
BUSINESS PHONE: 949-236-5211
MAIL ADDRESS:
STREET 1: 3 MACARTHUR PLACE
CITY: SANTA ANA
STATE: CA
ZIP: 92707
FORMER COMPANY:
FORMER CONFORMED NAME: FIRST PACTRUST BANCORP INC
DATE OF NAME CHANGE: 20020322
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Boyle Hugh F
CENTRAL INDEX KEY: 0001568582
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35522
FILM NUMBER: 17744221
MAIL ADDRESS:
STREET 1: C/O FLAGSTAR BANCORP INC.
STREET 2: 5151 CORPORATE DRIVE
CITY: TROY
STATE: MI
ZIP: 48098
4
1
form4-04052017_050412.xml
X0306
4
2017-04-03
0001169770
BANC OF CALIFORNIA, INC.
BANC
0001568582
Boyle Hugh F
C/O BANC OF CALIFORNIA, INC.
3 MACARTHUR PLACE
SANTA ANA
CA
92707
false
true
false
false
INTERIM CEO, CHF. RISK OFFICER
Common Stock
2017-04-03
4
F
0
3303
20.70
D
90563.7419
D
Stock Option
13.29
2017-04-03
4
A
0
16000
0
A
2017-04-01
2025-05-15
Common Stock
16000
32000
D
Stock Option
13.83
2023-09-30
Common Stock
25000
25000
D
Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of previously granted awards.
On May 15, 2015, the Reporting Person was granted an option to purchase 80,000 shares of common stock. The option vests in five substantially equal annual installments, based on satisfaction of certain performance-based criteria for each of the fiscal years ending December 31, 2015, 2016, 2017, 2018, and 2019. The performance criteria for 2016 were met, resulting in vesting of the option as to 16,000 shares.
The stock option vests 20% annually, beginning on the one year anniversary of the grant date.
/s/ Albert Wang, Attorney-in-Fact
2017-04-05