0001415889-16-006672.txt : 20160803 0001415889-16-006672.hdr.sgml : 20160803 20160803185116 ACCESSION NUMBER: 0001415889-16-006672 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160801 FILED AS OF DATE: 20160803 DATE AS OF CHANGE: 20160803 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BANC OF CALIFORNIA, INC. CENTRAL INDEX KEY: 0001169770 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 043639825 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 18500 VON KARMAN CITY: IRVINE STATE: CA ZIP: 92612 BUSINESS PHONE: 949-236-5211 MAIL ADDRESS: STREET 1: 18500 VON KARMAN CITY: IRVINE STATE: CA ZIP: 92612 FORMER COMPANY: FORMER CONFORMED NAME: FIRST PACTRUST BANCORP INC DATE OF NAME CHANGE: 20020322 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Seabold Jeffrey T CENTRAL INDEX KEY: 0001514243 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35522 FILM NUMBER: 161805194 MAIL ADDRESS: STREET 1: C/O FIRST PACTRUST BANCORP INC STREET 2: 610 BAY BOULEVARD CITY: CHULA VISTA STATE: CA ZIP: 91910 4 1 form4-08032016_030806.xml X0306 4 2016-08-01 0001169770 BANC OF CALIFORNIA, INC. BANC 0001514243 Seabold Jeffrey T C/O BANC OF CALIFORNIA, INC. 18500 VON KARMAN AVE, SUITE 1100 IRVINE CA 92612 false true false false EXECUTIVE VICE PRESIDENT Common Stock 2016-08-01 4 F 0 5218 22.18 D 165409 D Class B Non-Voting Stock 161841 D Stock Option (Right to Purchase) 15.81 2012-06-27 2021-06-27 Common Stock 16713 16713 D Warrant to purchase Class B Non-Voting Common Stock 11 Class B Non-Voting Common Stock 80000 80000 D Stock Option 13.10 2023-05-13 Common Stock 100000 100000 D Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of a previously granted award. The exercise price of this warrant is subject to certain automatic adjustments in accordance with the terms of the warrant. Based on these automatic adjustments to the original $11.00 exercise price, it has been determined that the exercise price for these warrants was $8.84 per share as of June 30, 2016. Warrants became exercisable as follows: (i) 80,000 shares became exercisable on October 1, 2011. Shares are exercisable with respect to each vested tranche for five years after the tranche's vesting date. Options will vest according to the following schedule: 20% increments on each of May 13, 2014, 2015, 2016, 2017 and 2018. /s/ James J. McKinney, Attorney-in-Fact 2016-08-03