0001415889-16-006672.txt : 20160803
0001415889-16-006672.hdr.sgml : 20160803
20160803185116
ACCESSION NUMBER: 0001415889-16-006672
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160801
FILED AS OF DATE: 20160803
DATE AS OF CHANGE: 20160803
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BANC OF CALIFORNIA, INC.
CENTRAL INDEX KEY: 0001169770
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
IRS NUMBER: 043639825
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 18500 VON KARMAN
CITY: IRVINE
STATE: CA
ZIP: 92612
BUSINESS PHONE: 949-236-5211
MAIL ADDRESS:
STREET 1: 18500 VON KARMAN
CITY: IRVINE
STATE: CA
ZIP: 92612
FORMER COMPANY:
FORMER CONFORMED NAME: FIRST PACTRUST BANCORP INC
DATE OF NAME CHANGE: 20020322
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Seabold Jeffrey T
CENTRAL INDEX KEY: 0001514243
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35522
FILM NUMBER: 161805194
MAIL ADDRESS:
STREET 1: C/O FIRST PACTRUST BANCORP INC
STREET 2: 610 BAY BOULEVARD
CITY: CHULA VISTA
STATE: CA
ZIP: 91910
4
1
form4-08032016_030806.xml
X0306
4
2016-08-01
0001169770
BANC OF CALIFORNIA, INC.
BANC
0001514243
Seabold Jeffrey T
C/O BANC OF CALIFORNIA, INC.
18500 VON KARMAN AVE, SUITE 1100
IRVINE
CA
92612
false
true
false
false
EXECUTIVE VICE PRESIDENT
Common Stock
2016-08-01
4
F
0
5218
22.18
D
165409
D
Class B Non-Voting Stock
161841
D
Stock Option (Right to Purchase)
15.81
2012-06-27
2021-06-27
Common Stock
16713
16713
D
Warrant to purchase Class B Non-Voting Common Stock
11
Class B Non-Voting Common Stock
80000
80000
D
Stock Option
13.10
2023-05-13
Common Stock
100000
100000
D
Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of a previously granted award.
The exercise price of this warrant is subject to certain automatic adjustments in accordance with the terms of the warrant. Based on these automatic adjustments to the original $11.00 exercise price, it has been determined that the exercise price for these warrants was $8.84 per share as of June 30, 2016.
Warrants became exercisable as follows: (i) 80,000 shares became exercisable on October 1, 2011. Shares are exercisable with respect to each vested tranche for five years after the tranche's vesting date.
Options will vest according to the following schedule: 20% increments on each of May 13, 2014, 2015, 2016, 2017 and 2018.
/s/ James J. McKinney, Attorney-in-Fact
2016-08-03