0001415889-16-004773.txt : 20160212 0001415889-16-004773.hdr.sgml : 20160212 20160212215450 ACCESSION NUMBER: 0001415889-16-004773 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20151231 FILED AS OF DATE: 20160212 DATE AS OF CHANGE: 20160212 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BANC OF CALIFORNIA, INC. CENTRAL INDEX KEY: 0001169770 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 043639825 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 18500 VON KARMAN CITY: IRVINE STATE: CA ZIP: 92612 BUSINESS PHONE: 949-236-5211 MAIL ADDRESS: STREET 1: 18500 VON KARMAN CITY: IRVINE STATE: CA ZIP: 92612 FORMER COMPANY: FORMER CONFORMED NAME: FIRST PACTRUST BANCORP INC DATE OF NAME CHANGE: 20020322 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brownstein Chad T. CENTRAL INDEX KEY: 0001515976 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35522 FILM NUMBER: 161422357 MAIL ADDRESS: STREET 1: 555 SOUTH BARRINGTON AVENUE, #216 CITY: LOS ANGELES STATE: CA ZIP: 90049 5 1 form5-02122016_060240.xml X0306 5 2015-12-31 0 0 0001169770 BANC OF CALIFORNIA, INC. BANC 0001515976 Brownstein Chad T. C/O BANC OF CALIFORNIA, INC. 18500 VON KARMAN AVE, SUITE 1100 IRVINE CA 92612 true false false false Common Stock 2015-01-02 5 A 0 121.4976 11.1259 A 34775.0335 D Common Stock 2015-04-01 5 A 0 114.4280 11.9407 A 34775.0335 D Common Stock 2015-07-01 5 A 0 103.4737 13.3375 A 34775.0335 D Common Stock 2015-10-01 5 A 0 142.8797 11.9019 A 34775.0335 D Stock Option 10.90 2024-07-01 Common Stock 918 918 D Stock Option 10.90 2024-07-01 Common Stock 918 918 D Stock Option 13.75 2025-07-01 Common Stock 2808 2808 D Stock Option 13.75 2025-07-01 Common Stock 2808 2808 D Shares were acquired pursuant to the Issuer's Dividend Reinvestment Plan. Options will vest annually in substantially equal installments over a five-year period beginning on the one-year anniversary of the grant date. In accordance with the Non-Qualified Stock Option Agreement, by and between the Reporting Person and the Issuer (the "Option Agreement"), in the event the Reporting Person is subject to a Qualified Termination of Service (as defined in the Option Agreement, a form of which was filed as exhibit 10.14F to the Issuer's Quarterly Report on Form 10-Q for the quarter ended June 30, 2014), this award will automatically become fully vested. /s/ James J. McKinney, Attorney-in-Fact 2016-02-12 EX-24 2 ex24-02122016_060242.htm ex24-02122016_060242.htm

POWER OF ATTORNEY



KNOW ALL MEN BY THESE PRESENTS, that Chad Brownstein, whose signature appears below, constitutes and appoints John Grosvenor and James J. McKinney, or any of them, his true and lawful attorney-in-fact and agents, with full power of substitution and re-substitution, for him and in his name, place and stead, in any and all capacities, to sign any report filed pursuant to Section 16 of the Securities Exchange Act of 1934, as amended, including any Form 3, Form 4 or Form 5 and all amendments to any such documents, if any, and to file the same, with any exhibits thereto, with the Securities and Exchange Commission (or other appropriate governmental authority for such purpose), granting unto said attorneys-in-fact and agents full power and authority to do and perform each and every act and thing requisite and necessary to be done, as fully to all intents and purposes as he might or could do in person, hereby ratifying and confirming all said attorneys-in-fact and agents of their substitutes or substitute may lawfully do or cause to be done by virtue hereof.




Date:

December 17, 2015



Signature:

/s/ Chad Brownstein

Name:

Chad Brownstein