-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QtEIMpPrZcGhgZ5g4DkH2rGrwUdHk/56hEW8zqq9Jp7zaqAbSRWJX22k2oIn2Rtu TgR9Bc45JX3BXcBBevIUTw== 0001200646-10-000005.txt : 20100212 0001200646-10-000005.hdr.sgml : 20100212 20100212153115 ACCESSION NUMBER: 0001200646-10-000005 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091231 FILED AS OF DATE: 20100212 DATE AS OF CHANGE: 20100212 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GOODWIN LISA R CENTRAL INDEX KEY: 0001200640 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-49806 FILM NUMBER: 10598669 MAIL ADDRESS: STREET 1: 610 BAY BOULEVARD CITY: CHULA VISTA STATE: CA ZIP: 91910 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FIRST PACTRUST BANCORP INC CENTRAL INDEX KEY: 0001169770 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 043639825 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 610 BAY BOULEVARD CITY: CHULA VISTA STATE: CA ZIP: 91910 BUSINESS PHONE: 6196911519 MAIL ADDRESS: STREET 1: 610 BAY BOULEVARD CITY: CHULA VISTA STATE: CA ZIP: 91910 4 1 primary_doc.xml PRIMARY DOCUMENT X0303 4 2009-12-31 0 0001169770 FIRST PACTRUST BANCORP INC FPTB 0001200640 GOODWIN LISA R 610 BAY BOULEVARD CHULA VISTA CA 91910 0 1 0 0 Sr. VP - Information Systems Common Stock 2009-12-31 4 J 0 108 6.75 A 12108 I 401(k) ESOP Common Stock 2009-12-31 4 J 0 1441 12 A 13549 I 401(k) ESOP Common Stock 14364 D Employee Stock Option (Right to Purchase) 17.19 2013-04-24 Common Stock 22000 22000 D Employee Stock Option (Right to Purchase) 20.29 2014-04-21 Common Stock 3000 3000 D Employee Stock Option (Right to Purchase) 26.45 2015-01-25 Common Stock 2000 2000 D Employee Stock Option (Right to Purchase) 17 2018-01-22 Common Stock 2000 2000 D Shares acquired through the Company's 401(k) Plan on various dates throughout 2009. Shares allocated for 2009 to the individual through the Company's Employee Stock Ownership Plan. The option vests in five equal annual installments beginnng on April 24, 2004. The option vests in five equal annual installments beginning on April 21, 2005. The option vests in five equal annual installments beginning on January 25, 2006. The option vests in five equal annual installments beginning on January 22, 2009. /s/ James P. Sheehy, power of attorney 2010-02-12 -----END PRIVACY-ENHANCED MESSAGE-----