0001062993-22-022106.txt : 20221114
0001062993-22-022106.hdr.sgml : 20221114
20221114172719
ACCESSION NUMBER: 0001062993-22-022106
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20220930
FILED AS OF DATE: 20221114
DATE AS OF CHANGE: 20221114
EFFECTIVENESS DATE: 20221114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: RAFFLES ASSOCIATES LP
CENTRAL INDEX KEY: 0001169581
IRS NUMBER: 043272997
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12413
FILM NUMBER: 221387997
BUSINESS ADDRESS:
STREET 1: 5 PENN PLAZA
STREET 2: 19TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10001
BUSINESS PHONE: 212-760-2322
MAIL ADDRESS:
STREET 1: 5 PENN PLAZA
STREET 2: 19TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10001
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001169581
XXXXXXXX
09-30-2022
09-30-2022
RAFFLES ASSOCIATES LP
5 PENN PLAZA
19TH FLOOR
NEW YORK
NY
10001
13F HOLDINGS REPORT
028-12413
N
Paul H. O'Leary
President of General Partner
212 760 2322
/s/ Paul H. O'Leary
New York
NY
11-14-2022
0
50
93755
false
INFORMATION TABLE
2
form13fInfoTable.xml
FORM 13F INFORMATION TABLE
180 DEGREE CAP CORP
COM NEW
68235B208
1338
243731
SH
SOLE
243731
0
0
ADVISORSHARES TR
PURE US CANNABIS
00768Y453
1319
148000
SH
SOLE
148000
0
0
AFFINITY BANCSHARES INC
COM
00832E103
3632
248607
SH
SOLE
248607
0
0
AVALON HLDGS CORP
CL A
05343P109
61
22941
SH
SOLE
22941
0
0
BANK OF THE JAMES FINL GP IN
COM
470299108
253
20000
SH
SOLE
20000
0
0
BAR HBR BANKSHARES
COM
066849100
268
10100
SH
SOLE
10100
0
0
BLUE RIDGE BANKSHARES INC VA
COM
095825105
127
10000
SH
SOLE
10000
0
0
CATALYST BANCORP INC
COMMON STOCK
14888L101
131
10555
SH
SOLE
10555
0
0
DIREXION SHS ETF TR
DLY GOLD INDX 2X
25460G781
633
25000
SH
SOLE
25000
0
0
DIREXION SHS ETF TR
DAILY JR GLD MIN
25460G831
1585
60000
SH
SOLE
60000
0
0
EASTERN BANKSHARES INC
COM
27627N105
11751
598330
SH
SOLE
598330
0
0
ENERGY SVCS ACQUISITION CORP
COM
29271Q103
615
215000
SH
SOLE
215000
0
0
FINWARD BANCORP
COM
31812F109
948
27872
SH
SOLE
27872
0
0
FIRST BANCORP P R
COM NEW
318672706
4417
322874
SH
SOLE
322874
0
0
FIRST SEACOAST BANCORP
COM
33631P102
601
58142
SH
SOLE
58142
0
0
GEE GROUP INC
COM
36165A102
5625
8913857
SH
SOLE
8913857
0
0
GOLD FIELDS LTD
SPONSORED ADR
38059T106
162
20000
SH
SOLE
20000
0
0
GULFPORT ENERGY CORP
COMMON SHARES
402635502
706
8000
SH
SOLE
8000
0
0
INSTEEL INDS INC
COM
45774W108
1194
45000
SH
SOLE
45000
0
0
IVANHOE ELECTRIC INC
COM
46578C108
124
15000
SH
SOLE
15000
0
0
KELLY SVCS INC
CL A
488152208
136
10000
SH
SOLE
10000
0
0
KRANESHARES TR
ASIA PACIFIC HI
500767843
336
13190
SH
SOLE
13190
0
0
KRANESHARES TR
CSI CHI INTERNET
500767306
542
22000
SH
SOLE
22000
0
0
LIBERTY LATIN AMERICA LTD
COM CL C
G9001E128
615
100000
SH
SOLE
100000
0
0
LIBERTY MEDIA CORP DEL
COM A SIRIUSXM
531229409
681
17878
SH
SOLE
17878
0
0
LINEAGE CELL THERAPEUTICS IN
COM
53566P109
2351
2080536
SH
SOLE
2080536
0
0
MAG SILVER CORP
COM
55903Q104
686
55000
SH
SOLE
55000
0
0
MAYS J W INC
COM
578473100
1706
44439
SH
SOLE
44439
0
0
NAPCO SEC TECHNOLOGIES INC
COM
630402105
972
33424
SH
SOLE
33424
0
0
NORTHEAST CMNTY BANCORP INC
COM
664121100
806
65000
SH
SOLE
65000
0
0
NORWOOD FINL CORP
COM
669549107
664
24964
SH
SOLE
24964
0
0
NSTS BANCORP INC
COM
6293JP109
1015
93813
SH
SOLE
93813
0
0
OSISKO DEVELOPMENT CORP
COM NEW
68828E809
344
75634
SH
SOLE
75634
0
0
OSISKO GOLD ROYALTIES LTD
COM
68827L101
2443
240000
SH
SOLE
240000
0
0
PARAMOUNT GLOBAL
CLASS B COM
92556H206
2179
114469
SH
SOLE
114469
0
0
POPULAR INC
COM NEW
733174700
10809
150000
SH
SOLE
150000
0
0
PROFRAC HLDG CORP
CALL
74319N900
380
25000
SH
SOLE
25000
0
0
PROSHARES TR II
ULTRA VIX SHORT
74347Y839
1542
120000
SH
SOLE
120000
0
0
PROVIDENT FINL HLDGS INC
COM
743868101
5415
381349
SH
SOLE
381349
0
0
RILEY EXPLORATION PERMIAN IN
COM
76665T102
995
52400
SH
SOLE
52400
0
0
SOUTHERN MO BANCORP INC
COM
843380106
11854
232292
SH
SOLE
232292
0
0
UNITED BANCORP INC OHIO
COM
909911109
241
15000
SH
SOLE
15000
0
0
VALARIS LIMITED
CL A
G9460G101
245
5000
SH
SOLE
5000
0
0
VIEMED HEALTHCARE INC
COM
92663R105
1905
317418
SH
SOLE
317418
0
0
VIRGINIA NATL BANKSHARES COR
COM
928031103
1309
40344
SH
SOLE
40344
0
0
VOXX INTL CORP
CL A
91829F104
1031
135500
SH
SOLE
135500
0
0
WARNER BROS DISCOVERY INC
COM SER A
934423104
1150
100000
SH
SOLE
100000
0
0
WESTERN NEW ENG BANCORP INC
COM
958892101
491
60372
SH
SOLE
60372
0
0
WILLIAM PENN BANCORPORATION
COM
96927A105
3070
270000
SH
SOLE
270000
0
0
YAMANA GOLD INC
COM
98462Y100
2356
520000
SH
SOLE
520000
0
0