0001062993-22-022106.txt : 20221114 0001062993-22-022106.hdr.sgml : 20221114 20221114172719 ACCESSION NUMBER: 0001062993-22-022106 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220930 FILED AS OF DATE: 20221114 DATE AS OF CHANGE: 20221114 EFFECTIVENESS DATE: 20221114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RAFFLES ASSOCIATES LP CENTRAL INDEX KEY: 0001169581 IRS NUMBER: 043272997 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12413 FILM NUMBER: 221387997 BUSINESS ADDRESS: STREET 1: 5 PENN PLAZA STREET 2: 19TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10001 BUSINESS PHONE: 212-760-2322 MAIL ADDRESS: STREET 1: 5 PENN PLAZA STREET 2: 19TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10001 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001169581 XXXXXXXX 09-30-2022 09-30-2022 RAFFLES ASSOCIATES LP

5 PENN PLAZA 19TH FLOOR NEW YORK NY 10001

13F HOLDINGS REPORT 028-12413 N Paul H. O'Leary 212 760 2322 /s/ Paul H. O'Leary New York NY 11-14-2022 0 50 93755 false INFORMATION TABLE 2 form13fInfoTable.xml FORM 13F INFORMATION TABLE 180 DEGREE CAP CORP COM NEW 68235B208 1338 243731 SH SOLE 243731 0 0 ADVISORSHARES TR PURE US CANNABIS 00768Y453 1319 148000 SH SOLE 148000 0 0 AFFINITY BANCSHARES INC COM 00832E103 3632 248607 SH SOLE 248607 0 0 AVALON HLDGS CORP CL A 05343P109 61 22941 SH SOLE 22941 0 0 BANK OF THE JAMES FINL GP IN COM 470299108 253 20000 SH SOLE 20000 0 0 BAR HBR BANKSHARES COM 066849100 268 10100 SH SOLE 10100 0 0 BLUE RIDGE BANKSHARES INC VA COM 095825105 127 10000 SH SOLE 10000 0 0 CATALYST BANCORP INC COMMON STOCK 14888L101 131 10555 SH SOLE 10555 0 0 DIREXION SHS ETF TR DLY GOLD INDX 2X 25460G781 633 25000 SH SOLE 25000 0 0 DIREXION SHS ETF TR DAILY JR GLD MIN 25460G831 1585 60000 SH SOLE 60000 0 0 EASTERN BANKSHARES INC COM 27627N105 11751 598330 SH SOLE 598330 0 0 ENERGY SVCS ACQUISITION CORP COM 29271Q103 615 215000 SH SOLE 215000 0 0 FINWARD BANCORP COM 31812F109 948 27872 SH SOLE 27872 0 0 FIRST BANCORP P R COM NEW 318672706 4417 322874 SH SOLE 322874 0 0 FIRST SEACOAST BANCORP COM 33631P102 601 58142 SH SOLE 58142 0 0 GEE GROUP INC COM 36165A102 5625 8913857 SH SOLE 8913857 0 0 GOLD FIELDS LTD SPONSORED ADR 38059T106 162 20000 SH SOLE 20000 0 0 GULFPORT ENERGY CORP COMMON SHARES 402635502 706 8000 SH SOLE 8000 0 0 INSTEEL INDS INC COM 45774W108 1194 45000 SH SOLE 45000 0 0 IVANHOE ELECTRIC INC COM 46578C108 124 15000 SH SOLE 15000 0 0 KELLY SVCS INC CL A 488152208 136 10000 SH SOLE 10000 0 0 KRANESHARES TR ASIA PACIFIC HI 500767843 336 13190 SH SOLE 13190 0 0 KRANESHARES TR CSI CHI INTERNET 500767306 542 22000 SH SOLE 22000 0 0 LIBERTY LATIN AMERICA LTD COM CL C G9001E128 615 100000 SH SOLE 100000 0 0 LIBERTY MEDIA CORP DEL COM A SIRIUSXM 531229409 681 17878 SH SOLE 17878 0 0 LINEAGE CELL THERAPEUTICS IN COM 53566P109 2351 2080536 SH SOLE 2080536 0 0 MAG SILVER CORP COM 55903Q104 686 55000 SH SOLE 55000 0 0 MAYS J W INC COM 578473100 1706 44439 SH SOLE 44439 0 0 NAPCO SEC TECHNOLOGIES INC COM 630402105 972 33424 SH SOLE 33424 0 0 NORTHEAST CMNTY BANCORP INC COM 664121100 806 65000 SH SOLE 65000 0 0 NORWOOD FINL CORP COM 669549107 664 24964 SH SOLE 24964 0 0 NSTS BANCORP INC COM 6293JP109 1015 93813 SH SOLE 93813 0 0 OSISKO DEVELOPMENT CORP COM NEW 68828E809 344 75634 SH SOLE 75634 0 0 OSISKO GOLD ROYALTIES LTD COM 68827L101 2443 240000 SH SOLE 240000 0 0 PARAMOUNT GLOBAL CLASS B COM 92556H206 2179 114469 SH SOLE 114469 0 0 POPULAR INC COM NEW 733174700 10809 150000 SH SOLE 150000 0 0 PROFRAC HLDG CORP CALL 74319N900 380 25000 SH SOLE 25000 0 0 PROSHARES TR II ULTRA VIX SHORT 74347Y839 1542 120000 SH SOLE 120000 0 0 PROVIDENT FINL HLDGS INC COM 743868101 5415 381349 SH SOLE 381349 0 0 RILEY EXPLORATION PERMIAN IN COM 76665T102 995 52400 SH SOLE 52400 0 0 SOUTHERN MO BANCORP INC COM 843380106 11854 232292 SH SOLE 232292 0 0 UNITED BANCORP INC OHIO COM 909911109 241 15000 SH SOLE 15000 0 0 VALARIS LIMITED CL A G9460G101 245 5000 SH SOLE 5000 0 0 VIEMED HEALTHCARE INC COM 92663R105 1905 317418 SH SOLE 317418 0 0 VIRGINIA NATL BANKSHARES COR COM 928031103 1309 40344 SH SOLE 40344 0 0 VOXX INTL CORP CL A 91829F104 1031 135500 SH SOLE 135500 0 0 WARNER BROS DISCOVERY INC COM SER A 934423104 1150 100000 SH SOLE 100000 0 0 WESTERN NEW ENG BANCORP INC COM 958892101 491 60372 SH SOLE 60372 0 0 WILLIAM PENN BANCORPORATION COM 96927A105 3070 270000 SH SOLE 270000 0 0 YAMANA GOLD INC COM 98462Y100 2356 520000 SH SOLE 520000 0 0