-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UfuWYkDPYciCSSg25EIo3iJnQEGy6gDgLwd4q0CQXqOHPeSInBfYX3O+MMZXrLVw Y+u05Ii1WakvATqFxPI6dA== 0001193125-04-148827.txt : 20040830 0001193125-04-148827.hdr.sgml : 20040830 20040830143105 ACCESSION NUMBER: 0001193125-04-148827 CONFORMED SUBMISSION TYPE: N-PX PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040630 FILED AS OF DATE: 20040830 DATE AS OF CHANGE: 20040830 EFFECTIVENESS DATE: 20040830 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AETOS MULTI STRATEGY ARBITRAGE FUND LLC CENTRAL INDEX KEY: 0001169580 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: N-PX SEC ACT: 1940 Act SEC FILE NUMBER: 811-21061 FILM NUMBER: 041005011 BUSINESS ADDRESS: STREET 1: CLIFFORD CHANCE ROGER & WELLS STREET 2: 200 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10166 BUSINESS PHONE: 2128783435 MAIL ADDRESS: STREET 1: CLIFFORD CHANCE ROGERS & WELLS STREET 2: 200 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10166 N-PX 1 dnpx.htm AETOS CAPITAL MULTI-STRATEGY ARBITRAGE FUND, LLC Aetos Capital Multi-Strategy Arbitrage Fund, LLC

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

 

FORM N-PX

 

ANNUAL REPORT OF PROXY VOTING RECORD OF

REGISTERED MANAGEMENT INVESTMENT COMPANY

 

Investment Company Act file number: 811-21061

 

AETOS CAPITAL MULTI-STRATEGY ARBITRAGE FUND, LLC

(Exact name of registrant as specified in charter)

 

c/o Aetos Capital, LLC

875 Third Avenue

New York, New York 10022

(Address of principal executive offices) (Zip code)

 

James M. Allwin

Aetos Capital, LLC

875 Third Avenue

New York, New York

(Name and Address of Agent for Service)

 

With a copy to:

 

Leonard B. Mackey, Jr., Esq.

Clifford Chance US LLP

31 West 52nd Street

New York, New York 10019

 

Registrant’s telephone number, including area code: (212) 201-2500

 

Date of fiscal year end: January 31

 

Date of reporting period: June 30, 2004

 

Item 1. Proxy Voting Record.

 

The registrant was not entitled to vote at any shareholder meeting held during the period covered by this report.

 

(a) The name of the issuer of the portfolio security:    Not applicable.

 

(b) The exchange ticker symbol of the portfolio security:    Not applicable.

 

(c) The Council on Uniform Securities Identification Procedures (“CUSIP”) number for the portfolio security:    Not applicable.

 

(d) The shareholder meeting date:    Not applicable.

 

(e) A brief identification of the matter voted on:    Not applicable.

 

(f) Whether the matter was proposed by the issuer or by a security holder:    Not applicable.

 

(g) Whether the registrant cast its vote on the matter:    Not applicable.

 

(h) How the registrant cast its vote (e.g., for or against proposal, or abstain; for or withhold regarding election of directors):    Not applicable.

 

(i) Whether the registrant cast its vote for or against management:    Not applicable.

SIGNATURES

 

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

AETOS CAPITAL MULTI-STRATEGY ARBITRAGE FUND, LLC

 

 

By:  /s/    Michael Klein

 

 

 

Name: Michael Klein

Title: President

 

 

Date: August 30, 2004

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