0001209191-21-035923.txt : 20210526 0001209191-21-035923.hdr.sgml : 20210526 20210526162618 ACCESSION NUMBER: 0001209191-21-035923 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210524 FILED AS OF DATE: 20210526 DATE AS OF CHANGE: 20210526 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CAROLAN BRIAN CENTRAL INDEX KEY: 0001279714 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33026 FILM NUMBER: 21966594 MAIL ADDRESS: STREET 1: COMMVAULT SYSTEMS INC STREET 2: 2 CRESCENT PL CITY: OCEANPORT STATE: NJ ZIP: 07757-0900 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: COMMVAULT SYSTEMS INC CENTRAL INDEX KEY: 0001169561 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 1 COMMVAULT WAY CITY: TINTON FALLS STATE: NJ ZIP: 07724 BUSINESS PHONE: 732-870-4000 MAIL ADDRESS: STREET 1: 1 COMMVAULT WAY CITY: TINTON FALLS STATE: NJ ZIP: 07724 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-05-24 0 0001169561 COMMVAULT SYSTEMS INC CVLT 0001279714 CAROLAN BRIAN 1 COMMVAULT WAY TINTON FALLS NJ 07724 0 1 0 0 VP Finance and CFO Common Stock 2021-05-24 2021-05-24 4 S 0 8817 73.90 D 136057.6051 D Common Stock 2021-05-24 2021-05-24 4 M 0 8817 56.57 A 144874.6051 D Common Stock 2021-05-25 2021-05-25 4 M 0 8814 56.57 A 153688.6051 D Common Stock 2021-05-25 2021-05-25 4 S 0 8814 75.90 D 144874.6051 D Common Stock 2021-05-25 2021-05-25 4 S 0 24600 76.10 D 120274.6051 D Common Stock 2021-05-25 2021-05-25 4 S 0 215.8968 76.13 D 120058.7083 D Options to Purchase Common Stock 56.57 2021-05-24 2021-05-24 4 M 0 8817 56.57 D 2022-10-12 Common Stock 8817 26439 D Options to Purchase Common Stock 56.57 2021-05-25 2021-05-25 4 M 0 8814 56.57 D 2022-10-12 Common Stock 8814 17625 D All transactions shown on this form have taken place pursuant to a pre-arranged trading plan in compliance with Rule 10b5-1 of the Securities and Exchange Act of 1934. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.51 and 76.28, inclusive. The options to purchase common stock are subject to a 4-year vesting schedule, as follows: 25% on the first anniversary of the grant with the remaining options vesting in equal quarterly installments thereafter. Warren H. Mondschein, Attorney in Fact 2021-05-26