0001209191-21-012321.txt : 20210219 0001209191-21-012321.hdr.sgml : 20210219 20210219160602 ACCESSION NUMBER: 0001209191-21-012321 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210217 FILED AS OF DATE: 20210219 DATE AS OF CHANGE: 20210219 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Whalen James J. CENTRAL INDEX KEY: 0001770896 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33026 FILM NUMBER: 21655597 MAIL ADDRESS: STREET 1: 26 SAGAMORE AVENUE CITY: OCEANPORT STATE: NJ ZIP: 07757 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: COMMVAULT SYSTEMS INC CENTRAL INDEX KEY: 0001169561 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 1 COMMVAULT WAY CITY: TINTON FALLS STATE: NJ ZIP: 07724 BUSINESS PHONE: 732-870-4000 MAIL ADDRESS: STREET 1: 1 COMMVAULT WAY CITY: TINTON FALLS STATE: NJ ZIP: 07724 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-02-17 0 0001169561 COMMVAULT SYSTEMS INC CVLT 0001770896 Whalen James J. 1 COMMVAULT WAY TINTON FALLS NJ 07724 0 1 0 0 Chief Accounting Officer Common Stock 2021-02-17 2021-02-17 4 S 0 367.1272 67.84 D 24801 D Common Stock 2021-02-17 2021-02-17 4 F 0 237 67.84 D 24564 D This transaction has taken place pursuant to a pre-arranged trading plan in compliance with Rule 10b5-1 of the Securities and Exchange Act of 1934. This sale of common stock was made to satisfy certain tax withholding obligations resulting from the vesting of restricted stock units. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.84 and 68.33 inclusive. Warren H. Mondschein, Attorney-in-Fact 2021-02-19