0001062993-24-013068.txt : 20240626 0001062993-24-013068.hdr.sgml : 20240626 20240626162620 ACCESSION NUMBER: 0001062993-24-013068 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240618 FILED AS OF DATE: 20240626 DATE AS OF CHANGE: 20240626 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BERMAN ROBERT ALAN CENTRAL INDEX KEY: 0001169337 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38338 FILM NUMBER: 241073746 MAIL ADDRESS: STREET 1: C/O NOVUME SOLUTIONS, INC. STREET 2: 14420 ALBEMARLE POINT PLACE, SUITE 200 CITY: CHANTILLY STATE: VA ZIP: 20151 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Rekor Systems, Inc. CENTRAL INDEX KEY: 0001697851 STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATIONS EQUIPMENT, NEC [3669] ORGANIZATION NAME: 04 Manufacturing IRS NUMBER: 815266334 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7172 COLUMBIA GATEWAY DRIVE STREET 2: SUITE 400 CITY: COLUMBIA STATE: MD ZIP: 21046 BUSINESS PHONE: 4107620800 MAIL ADDRESS: STREET 1: 7172 COLUMBIA GATEWAY DRIVE STREET 2: SUITE 400 CITY: COLUMBIA STATE: MD ZIP: 21046 FORMER COMPANY: FORMER CONFORMED NAME: Novume Solutions, Inc. DATE OF NAME CHANGE: 20170210 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0508 4 2024-06-18 0001697851 Rekor Systems, Inc. REKR 0001169337 BERMAN ROBERT ALAN C/O REKOR SYSTEMS, INC. 6721 COLUMBIA GATEWAY DRIVE, SUITE 400 COLUMBIA MD 21046 1 1 0 0 Executive Chairman 0 Common Stock 2024-06-20 4 O 0 700000 1.40 A 1865104 I By Avon Road Partners, L.P. Common Stock 1385219 D Warrants (right to buy) 2.00 2024-06-18 4 G 0 1000000 0 D 2023-01-18 2028-01-18 Common Stock 1000000 0 D Warrants (right to buy) 2.00 2024-06-18 4 G 0 1000000 0 A 2023-01-18 2028-01-18 Common Stock 1000000 1000000 I By Avon Road Partners, L.P. Warrants (right to buy) 1.40 2024-06-20 4 O 0 700000 0 D 2023-01-18 2028-01-18 Common Stock 700000 0 I By Avon Road Partners, L.P. The reporting person is the general partner of Avon Road Partners, L.P. The reporting person transferred these warrants to Avon Road Partners, L.P., a limited partnership of which the reporting person is the general partner. On June 20, 2024, the Issuer and the Avon Road Partners, L.P. entered into a Warrant Exercise Agreement (the "Agreement") pursuant to which the exercise price of the warrants originally issued to the reporting person on January 18, 2023 (the "Warrants"), and subsequently transferred by the reporting person to Avon Road Partners, L.P. on June 18, 2024, was reduced from $2.00 to $1.40, with a concomitant reduction in the number of shares into which the Warrants are exercisable, from 1,000,000 to 700,000. /s/ Robert A. Berman 2024-06-26