0001062993-24-013068.txt : 20240626
0001062993-24-013068.hdr.sgml : 20240626
20240626162620
ACCESSION NUMBER: 0001062993-24-013068
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240618
FILED AS OF DATE: 20240626
DATE AS OF CHANGE: 20240626
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BERMAN ROBERT ALAN
CENTRAL INDEX KEY: 0001169337
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38338
FILM NUMBER: 241073746
MAIL ADDRESS:
STREET 1: C/O NOVUME SOLUTIONS, INC.
STREET 2: 14420 ALBEMARLE POINT PLACE, SUITE 200
CITY: CHANTILLY
STATE: VA
ZIP: 20151
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Rekor Systems, Inc.
CENTRAL INDEX KEY: 0001697851
STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATIONS EQUIPMENT, NEC [3669]
ORGANIZATION NAME: 04 Manufacturing
IRS NUMBER: 815266334
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 7172 COLUMBIA GATEWAY DRIVE
STREET 2: SUITE 400
CITY: COLUMBIA
STATE: MD
ZIP: 21046
BUSINESS PHONE: 4107620800
MAIL ADDRESS:
STREET 1: 7172 COLUMBIA GATEWAY DRIVE
STREET 2: SUITE 400
CITY: COLUMBIA
STATE: MD
ZIP: 21046
FORMER COMPANY:
FORMER CONFORMED NAME: Novume Solutions, Inc.
DATE OF NAME CHANGE: 20170210
4
1
form4.xml
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
X0508
4
2024-06-18
0001697851
Rekor Systems, Inc.
REKR
0001169337
BERMAN ROBERT ALAN
C/O REKOR SYSTEMS, INC.
6721 COLUMBIA GATEWAY DRIVE, SUITE 400
COLUMBIA
MD
21046
1
1
0
0
Executive Chairman
0
Common Stock
2024-06-20
4
O
0
700000
1.40
A
1865104
I
By Avon Road Partners, L.P.
Common Stock
1385219
D
Warrants (right to buy)
2.00
2024-06-18
4
G
0
1000000
0
D
2023-01-18
2028-01-18
Common Stock
1000000
0
D
Warrants (right to buy)
2.00
2024-06-18
4
G
0
1000000
0
A
2023-01-18
2028-01-18
Common Stock
1000000
1000000
I
By Avon Road Partners, L.P.
Warrants (right to buy)
1.40
2024-06-20
4
O
0
700000
0
D
2023-01-18
2028-01-18
Common Stock
700000
0
I
By Avon Road Partners, L.P.
The reporting person is the general partner of Avon Road Partners, L.P.
The reporting person transferred these warrants to Avon Road Partners, L.P., a limited partnership of which the reporting person is the general partner.
On June 20, 2024, the Issuer and the Avon Road Partners, L.P. entered into a Warrant Exercise Agreement (the "Agreement") pursuant to which the exercise price of the warrants originally issued to the reporting person on January 18, 2023 (the "Warrants"), and subsequently transferred by the reporting person to Avon Road Partners, L.P. on June 18, 2024, was reduced from $2.00 to $1.40, with a concomitant reduction in the number of shares into which the Warrants are exercisable, from 1,000,000 to 700,000.
/s/ Robert A. Berman
2024-06-26