0001593968-19-002088.txt : 20191107 0001593968-19-002088.hdr.sgml : 20191107 20191107171744 ACCESSION NUMBER: 0001593968-19-002088 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191107 FILED AS OF DATE: 20191107 DATE AS OF CHANGE: 20191107 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HOLSCHBACH LEON J CENTRAL INDEX KEY: 0001169100 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35272 FILM NUMBER: 191201345 MAIL ADDRESS: STREET 1: C/O MIDLAND STATES BANCORP, INC. STREET 2: 133 WEST JEFFERSON AVENUE CITY: EFFINGHAM STATE: IL ZIP: 62401 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Midland States Bancorp, Inc. CENTRAL INDEX KEY: 0001466026 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 371233196 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1201 NETWORK CENTRE DRIVE CITY: EFFINGHAM STATE: IL ZIP: 62401 BUSINESS PHONE: (217) 342-2141 MAIL ADDRESS: STREET 1: 1201 NETWORK CENTRE DRIVE CITY: EFFINGHAM STATE: IL ZIP: 62401 4 1 primary_01.xml PRIMARY DOCUMENT X0306 4 2019-11-07 0001466026 Midland States Bancorp, Inc. MSBI 0001169100 HOLSCHBACH LEON J 1201 NETWORK CENTRE DR. EFFINGHAM IL 62401 true false false false Common Stock 2019-11-07 4 M false 10234 18 A 161829 D Common Stock 2019-11-07 4 S false 10234 28 D 151595 D Option (right to buy) 18 2019-11-07 4 M false 10234 18 D 2024-08-05 Common Stock 10234 79766 D Option (right to buy) 18.16 2020-12-06 Common Stock 11820 11820 D Option (right to buy) 21 2024-12-02 Common Stock 22762 22762 D Common Share Equivalent Common Stock 4330.7595 4330.7595 D Restricted Stock Unit Common Stock 825 825 D Includes holdings through a self-directed IRA or revocable grantor trust Options vested on 12/31/2017. These options vest in four equal annual installments beginning one year after the 12/06/2010 date of grant. These options vest in four equal annual installments beginning one year after the 12/02/2014 date of grant. Each common stock equivalent is the economic equivalent of one share of common stock. Represents restricted stock units acquired by the reporting person under the 2019 Long-Term Incentive Plan on the grant date. Each restricted stock unit is the contingent right to receive one share of Issuer common stock. Restricted stock units vest on March 31, 2020 and vested shares will be delivered to the reporting person within 30 days of vesting. /s/ Holschbach Leon J 2019-11-07 /s/ Douglas J. Tucker, attorney-in-fact 2019-11-07