0001593968-19-001561.txt : 20190702
0001593968-19-001561.hdr.sgml : 20190702
20190702164835
ACCESSION NUMBER: 0001593968-19-001561
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190630
FILED AS OF DATE: 20190702
DATE AS OF CHANGE: 20190702
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HOLSCHBACH LEON J
CENTRAL INDEX KEY: 0001169100
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35272
FILM NUMBER: 19938280
MAIL ADDRESS:
STREET 1: C/O MIDLAND STATES BANCORP, INC.
STREET 2: 133 WEST JEFFERSON AVENUE
CITY: EFFINGHAM
STATE: IL
ZIP: 62401
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Midland States Bancorp, Inc.
CENTRAL INDEX KEY: 0001466026
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 371233196
STATE OF INCORPORATION: IL
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1201 NETWORK CENTRE DRIVE
CITY: EFFINGHAM
STATE: IL
ZIP: 62401
BUSINESS PHONE: (217) 342-2141
MAIL ADDRESS:
STREET 1: 1201 NETWORK CENTRE DRIVE
CITY: EFFINGHAM
STATE: IL
ZIP: 62401
4
1
primary_01.xml
PRIMARY DOCUMENT
X0306
4
2019-06-30
0001466026
Midland States Bancorp, Inc.
MSBI
0001169100
HOLSCHBACH LEON J
1201 NETWORK CENTRE DR.
EFFINGHAM
IL
62401
true
false
false
false
Common Stock
2019-07-01
4
M
false
6920
15.2
A
158515
D
Common Stock
2019-07-01
4
M
false
2580
16
A
161095
D
Common Stock
2019-07-01
4
S
false
9500
26.669
D
151595
D
Option (right to buy)
16
2019-07-01
4
M
false
2580
0
D
2022-12-13
Common Stock
2580
11492
D
Option (right to buy)
15.20
2019-07-01
4
M
false
6920
0
D
2019-12-31
Common Stock
6920
0
D
Common Share Equivalent
2019-06-30
4
A
false
38.5757
26.72
A
Common Stock
38.5757
4290.8159
D
Restricted Stock Unit
2019-06-30
4
A
false
825
0
A
Common Stock
825
825
D
Option (right to buy)
18.16
2020-12-06
Common Stock
11820
11820
D
Option (right to buy)
16.59
2023-12-10
Common Stock
16274
16274
D
Option (right to buy)
21
2024-12-02
Common Stock
22762
22762
D
Option (right to buy)
18
2024-08-05
Common Stock
90000
90000
D
Includes holdings through a self-directed IRA or revocable grantor trust
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.37 - 26.93 inclusive. The reporting person undertakes to provide to Midland States Bancorp, Inc., any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote.
These options vest in four equal annual installments beginning one year after the 12/13/2012 date of grant.
These options vest in four equal annual installments beginning one year after the 12/31/2009 date of grant.
Each common stock equivalent is the economic equivalent of one share of common stock.
Represents common share equivalents acquired by the reporting person in the DDCP pursuant to the reinvestment of dividends received during the quarter on common share equivalents held in the DDCP by the reporting person at the time such dividend was paid on the underlying shares, based upon closing price of the underlying shares on the last day of the quarter. Common share equivalents received for dividend reinvestments fully vested on the transaction date listed above and become payable upon termination of service as a director.
Represents restricted stock units acquired by the reporting person under the 2019 Long-Term Incentive Plan on the grant date. Each restricted stock unit is the contingent right to receive one share of Issuer common stock. Restricted stock units vest on March 31, 2020 and vested shares will be delivered to the reporting person within 30 days of vesting.
These options vest in four equal annual installments beginning one year after the 12/06/2010 date of grant.
These options vest in four equal annual installments beginning one year after the 12/10/2013 date of grant.
These options vest in four equal annual installments beginning one year after the 12/02/2014 date of grant.
Options vested on 12/31/2017.
/s/ Holschbach Leon J
2019-07-02
/s/ Douglas J. Tucker, attorney-in-fact
2019-07-02