0001593968-19-001561.txt : 20190702 0001593968-19-001561.hdr.sgml : 20190702 20190702164835 ACCESSION NUMBER: 0001593968-19-001561 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190630 FILED AS OF DATE: 20190702 DATE AS OF CHANGE: 20190702 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HOLSCHBACH LEON J CENTRAL INDEX KEY: 0001169100 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35272 FILM NUMBER: 19938280 MAIL ADDRESS: STREET 1: C/O MIDLAND STATES BANCORP, INC. STREET 2: 133 WEST JEFFERSON AVENUE CITY: EFFINGHAM STATE: IL ZIP: 62401 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Midland States Bancorp, Inc. CENTRAL INDEX KEY: 0001466026 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 371233196 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1201 NETWORK CENTRE DRIVE CITY: EFFINGHAM STATE: IL ZIP: 62401 BUSINESS PHONE: (217) 342-2141 MAIL ADDRESS: STREET 1: 1201 NETWORK CENTRE DRIVE CITY: EFFINGHAM STATE: IL ZIP: 62401 4 1 primary_01.xml PRIMARY DOCUMENT X0306 4 2019-06-30 0001466026 Midland States Bancorp, Inc. MSBI 0001169100 HOLSCHBACH LEON J 1201 NETWORK CENTRE DR. EFFINGHAM IL 62401 true false false false Common Stock 2019-07-01 4 M false 6920 15.2 A 158515 D Common Stock 2019-07-01 4 M false 2580 16 A 161095 D Common Stock 2019-07-01 4 S false 9500 26.669 D 151595 D Option (right to buy) 16 2019-07-01 4 M false 2580 0 D 2022-12-13 Common Stock 2580 11492 D Option (right to buy) 15.20 2019-07-01 4 M false 6920 0 D 2019-12-31 Common Stock 6920 0 D Common Share Equivalent 2019-06-30 4 A false 38.5757 26.72 A Common Stock 38.5757 4290.8159 D Restricted Stock Unit 2019-06-30 4 A false 825 0 A Common Stock 825 825 D Option (right to buy) 18.16 2020-12-06 Common Stock 11820 11820 D Option (right to buy) 16.59 2023-12-10 Common Stock 16274 16274 D Option (right to buy) 21 2024-12-02 Common Stock 22762 22762 D Option (right to buy) 18 2024-08-05 Common Stock 90000 90000 D Includes holdings through a self-directed IRA or revocable grantor trust The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.37 - 26.93 inclusive. The reporting person undertakes to provide to Midland States Bancorp, Inc., any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote. These options vest in four equal annual installments beginning one year after the 12/13/2012 date of grant. These options vest in four equal annual installments beginning one year after the 12/31/2009 date of grant. Each common stock equivalent is the economic equivalent of one share of common stock. Represents common share equivalents acquired by the reporting person in the DDCP pursuant to the reinvestment of dividends received during the quarter on common share equivalents held in the DDCP by the reporting person at the time such dividend was paid on the underlying shares, based upon closing price of the underlying shares on the last day of the quarter. Common share equivalents received for dividend reinvestments fully vested on the transaction date listed above and become payable upon termination of service as a director. Represents restricted stock units acquired by the reporting person under the 2019 Long-Term Incentive Plan on the grant date. Each restricted stock unit is the contingent right to receive one share of Issuer common stock. Restricted stock units vest on March 31, 2020 and vested shares will be delivered to the reporting person within 30 days of vesting. These options vest in four equal annual installments beginning one year after the 12/06/2010 date of grant. These options vest in four equal annual installments beginning one year after the 12/10/2013 date of grant. These options vest in four equal annual installments beginning one year after the 12/02/2014 date of grant. Options vested on 12/31/2017. /s/ Holschbach Leon J 2019-07-02 /s/ Douglas J. Tucker, attorney-in-fact 2019-07-02