0001593968-17-001235.txt : 20171117 0001593968-17-001235.hdr.sgml : 20171117 20171117145823 ACCESSION NUMBER: 0001593968-17-001235 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171116 FILED AS OF DATE: 20171117 DATE AS OF CHANGE: 20171117 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HOLSCHBACH LEON J CENTRAL INDEX KEY: 0001169100 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35272 FILM NUMBER: 171210676 MAIL ADDRESS: STREET 1: C/O MIDLAND STATES BANCORP, INC. STREET 2: 133 WEST JEFFERSON AVENUE CITY: EFFINGHAM STATE: IL ZIP: 62401 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Midland States Bancorp, Inc. CENTRAL INDEX KEY: 0001466026 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 371233196 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1201 NETWORK CENTRE DRIVE CITY: EFFINGHAM STATE: IL ZIP: 62401 BUSINESS PHONE: (217) 342-2141 MAIL ADDRESS: STREET 1: 1201 NETWORK CENTRE DRIVE CITY: EFFINGHAM STATE: IL ZIP: 62401 4 1 primary_01.xml PRIMARY DOCUMENT X0306 4 2017-11-16 0001466026 Midland States Bancorp, Inc. MSBI 0001169100 HOLSCHBACH LEON J 1201 NETWORK CENTRE DR. EFFINGHAM IL 62401 true true false false CEO Common Stock 2017-11-16 4 M false 2326 31.03 A 144100 D Common Stock 2017-11-16 4 D false 2326 31.03 D 141774 D Restricted Stock Unit 2017-11-16 4 M false 2326 31.03 D Common Stock 2326 4722 D Option (right to buy) 16 2022-12-13 Common Stock 14072 14072 D Option (right to buy) 18.16 2020-12-06 Common Stock 11820 11820 D Option (right to buy) 16.59 2023-12-10 Common Stock 16274 16274 D Option (right to buy) 21 2024-12-02 Common Stock 22762 22762 D Option (right to buy) 11.75 2019-06-22 Common Stock 28190 28190 D Option (right to buy) 14.70 2018-05-05 Common Stock 8500 8500 D Option (right to buy) 15.20 2019-12-31 Common Stock 31500 31500 D Option (right to buy) 14.75 2021-12-16 Common Stock 14556 14556 D Restricted Stock Unit Common Stock 2532 2532 D Option (right to buy) 18 2024-08-05 Common Stock 90000 90000 D Common Share Equivalent Common Stock 4060.4969 4060.4969 D Restricted Stock Unit Common Stock 12965 12965 D Includes holdings through a self-directed IRA or revocable grantor trust The restricted stock units vest in the two annual installments beginning one year after the November 16, 2016 date of grant No exercisable date for this type of award No Expiration date for this type of award The restricted stock units vest in the two annual installments beginning one year after the November 16, 2016 date of grant These options vest in four equal annual installments beginning one year after the 12/13/2012 date of grant. These options vest in four equal annual installments beginning one year after the 12/06/2010 date of grant. These options vest in four equal annual installments beginning one year after the 12/10/2013 date of grant. These options vest in four equal annual installments beginning one year after the 12/02/2014 date of grant. These options vest in four equal annual installments beginning one year after the 06/22/2009 date of grant. These options vest in four equal annual installments beginning one year after the 05/05/2008 date of grant. These options vest in four equal annual installments beginning one year after the 12/31/2009 date of grant. These options vest in four equal annual installments beginning one year after the 12/16/2011 date of grant. The restricted stock units vest in the three equal annual installments beginning one year after the November 3, 2015 date of grant Such options will vest on 12/31/2017 if specific performance metrics are satisfied, as determined by the Board of Directors. Represents common share equivalents acquired by the reporting person in the DDCP pursuant to the reinvestment of dividends received during the quarter on common share equivalents held in the DDCP by the reporting person at the time such dividend was paid on the underlying shares, based upon closing price of the underlying shares on the last day of the quarter. Common share equivalents received for dividend reinvestments are fully vested on the transaction date listed above and become payable upon termination of service as a director. Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution. No exercise price for this type of award No expiration date for this type of award /s/ Holschbach Leon J 2017-11-17 /s/ Douglas J. Tucker, attorney-in-fact 2017-11-17