0001593968-17-000352.txt : 20170227 0001593968-17-000352.hdr.sgml : 20170227 20170227111910 ACCESSION NUMBER: 0001593968-17-000352 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170223 FILED AS OF DATE: 20170227 DATE AS OF CHANGE: 20170227 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Midland States Bancorp, Inc. CENTRAL INDEX KEY: 0001466026 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 371233196 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1201 NETWORK CENTRE DRIVE CITY: EFFINGHAM STATE: IL ZIP: 62401 BUSINESS PHONE: (217) 342-2141 MAIL ADDRESS: STREET 1: 1201 NETWORK CENTRE DRIVE CITY: EFFINGHAM STATE: IL ZIP: 62401 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HOLSCHBACH LEON J CENTRAL INDEX KEY: 0001169100 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35272 FILM NUMBER: 17640176 MAIL ADDRESS: STREET 1: C/O MIDLAND STATES BANCORP, INC. STREET 2: 133 WEST JEFFERSON AVENUE CITY: EFFINGHAM STATE: IL ZIP: 62401 4 1 primary_01.xml PRIMARY DOCUMENT X0306 4 2017-02-23 0001466026 Midland States Bancorp, Inc. MSBI 0001169100 HOLSCHBACH LEON J 1201 NETWORK CENTRE DR. EFFINGHAM IL 62401 true true false false CEO Common Stock 2017-02-23 4 M false 2532 35.29 A 144306 D Common Stock 2017-02-23 4 D false 2532 35.29 D 141774 D Restricted Stock Unit 2017-02-23 4 M false 2532 35.29 D Common Stock 2532 5064 D Option (right to buy) 16 2022-12-13 Common Stock 14072 14072 D Option (right to buy) 18.16 2020-12-06 Common Stock 11820 11820 D Option (right to buy) 16.59 2023-12-10 Common Stock 16274 16274 D Option (right to buy) 21 2024-12-02 Common Stock 22762 22762 D Option (right to buy) 14.60 2017-08-15 Common Stock 50000 50000 D Option (right to buy) 11.75 2019-06-22 Common Stock 28190 28190 D Option (right to buy) 14.70 2018-05-05 Common Stock 8500 8500 D Option (right to buy) 15.20 2019-12-31 Common Stock 31500 31500 D Option (right to buy) 14.75 2021-12-16 Common Stock 14556 14556 D Option (right to buy) 18 2024-08-05 Common Stock 90000 90000 D Common Share Equivalent Common Stock 3987.8992 3987.8992 D Restricted Stock Unit Common Stock 7048 7048 D Includes holdings through a self-directed IRA or revocable grantor trust The restricted stock units vest in the three equal annual installments beginning one year after the November 3, 2015 date of grant These options vest in four equal annual installments beginning one year after the 12/13/2012 date of grant. These options vest in four equal annual installments beginning one year after the 12/06/2010 date of grant. These options vest in four equal annual installments beginning one year after the 12/10/2013 date of grant. These options vest in four equal annual installments beginning one year after the 12/02/2014 date of grant. These options vest in four equal annual installments beginning one year after the 08/15/2007 date of grant. These options vest in four equal annual installments beginning one year after the 06/22/2009 date of grant. These options vest in four equal annual installments beginning one year after the 05/05/2008 date of grant. These options vest in four equal annual installments beginning one year after the 12/31/2009 date of grant. These options vest in four equal annual installments beginning one year after the 12/16/2011 date of grant. Such options will vest on 12/31/2017 if specific performance metrics are satisfied, as determined by the Board of Directors. No exercise price for this type of award Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution. The restricted stock units vest in the two equal annual installments beginning one year after the November 16, 2016 date of grant /s/ Holschbach Leon J 2017-02-27 /s/ Douglas J. Tucker, attorney-in-fact 2017-02-27