0001593968-17-000352.txt : 20170227
0001593968-17-000352.hdr.sgml : 20170227
20170227111910
ACCESSION NUMBER: 0001593968-17-000352
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170223
FILED AS OF DATE: 20170227
DATE AS OF CHANGE: 20170227
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Midland States Bancorp, Inc.
CENTRAL INDEX KEY: 0001466026
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 371233196
STATE OF INCORPORATION: IL
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1201 NETWORK CENTRE DRIVE
CITY: EFFINGHAM
STATE: IL
ZIP: 62401
BUSINESS PHONE: (217) 342-2141
MAIL ADDRESS:
STREET 1: 1201 NETWORK CENTRE DRIVE
CITY: EFFINGHAM
STATE: IL
ZIP: 62401
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HOLSCHBACH LEON J
CENTRAL INDEX KEY: 0001169100
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35272
FILM NUMBER: 17640176
MAIL ADDRESS:
STREET 1: C/O MIDLAND STATES BANCORP, INC.
STREET 2: 133 WEST JEFFERSON AVENUE
CITY: EFFINGHAM
STATE: IL
ZIP: 62401
4
1
primary_01.xml
PRIMARY DOCUMENT
X0306
4
2017-02-23
0001466026
Midland States Bancorp, Inc.
MSBI
0001169100
HOLSCHBACH LEON J
1201 NETWORK CENTRE DR.
EFFINGHAM
IL
62401
true
true
false
false
CEO
Common Stock
2017-02-23
4
M
false
2532
35.29
A
144306
D
Common Stock
2017-02-23
4
D
false
2532
35.29
D
141774
D
Restricted Stock Unit
2017-02-23
4
M
false
2532
35.29
D
Common Stock
2532
5064
D
Option (right to buy)
16
2022-12-13
Common Stock
14072
14072
D
Option (right to buy)
18.16
2020-12-06
Common Stock
11820
11820
D
Option (right to buy)
16.59
2023-12-10
Common Stock
16274
16274
D
Option (right to buy)
21
2024-12-02
Common Stock
22762
22762
D
Option (right to buy)
14.60
2017-08-15
Common Stock
50000
50000
D
Option (right to buy)
11.75
2019-06-22
Common Stock
28190
28190
D
Option (right to buy)
14.70
2018-05-05
Common Stock
8500
8500
D
Option (right to buy)
15.20
2019-12-31
Common Stock
31500
31500
D
Option (right to buy)
14.75
2021-12-16
Common Stock
14556
14556
D
Option (right to buy)
18
2024-08-05
Common Stock
90000
90000
D
Common Share Equivalent
Common Stock
3987.8992
3987.8992
D
Restricted Stock Unit
Common Stock
7048
7048
D
Includes holdings through a self-directed IRA or revocable grantor trust
The restricted stock units vest in the three equal annual installments beginning one year after the November 3, 2015 date of grant
These options vest in four equal annual installments beginning one year after the 12/13/2012 date of grant.
These options vest in four equal annual installments beginning one year after the 12/06/2010 date of grant.
These options vest in four equal annual installments beginning one year after the 12/10/2013 date of grant.
These options vest in four equal annual installments beginning one year after the 12/02/2014 date of grant.
These options vest in four equal annual installments beginning one year after the 08/15/2007 date of grant.
These options vest in four equal annual installments beginning one year after the 06/22/2009 date of grant.
These options vest in four equal annual installments beginning one year after the 05/05/2008 date of grant.
These options vest in four equal annual installments beginning one year after the 12/31/2009 date of grant.
These options vest in four equal annual installments beginning one year after the 12/16/2011 date of grant.
Such options will vest on 12/31/2017 if specific performance metrics are satisfied, as determined by the Board of Directors.
No exercise price for this type of award
Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.
The restricted stock units vest in the two equal annual installments beginning one year after the November 16, 2016 date of grant
/s/ Holschbach Leon J
2017-02-27
/s/ Douglas J. Tucker, attorney-in-fact
2017-02-27